NATIONAL. RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number CL-20872
(Brotherhood of Railway, Airline and
( Steamship Clerks, Freight Handlers,
( Express and Station Employes
PARTIES TO DISPUTE:
(The Long Island Rail Road Company
STATEMENT OF CLAIM: Claim of the System Committee of the Brotherhood
(GL-7627)
that:
1. Carrier violated the existing Clerical Agreements between
the parties, particularly the agreement dated September
20, 1972,
when
it awarded the position of Junior Buyer to a junior employe on August
29,
1973,
and;
2.
Carrier shall now be required to pay Claimant E. A. White,
the senior applicant for the position, the rate of pay of Junior Buyer
for each day from August
29, 1973
forward until the violation is corrected.
OPMON OF BOARD: The basic element of this dispute is Petitioner's
contention that Carrier violated the Supplemental
Agreement of September
20, 1972,
when it failed to award Claimant the
position of Junior Buyer on August
29, 1973.
Carrier denies any violation
of the Agreement, contending that Claimant lacked eligibility under the
Agreement and did not possess sufficient qualifications for the position,
particularly when viewed in the light of his past record as trainee and
his prior job experience.
The Supplemental Agreement established a training program to
qualify employes for the position of Junior Buyer. The training positions
were designated as 5-C-1 and a 12 month training period was set forth in
the Agreement. It was further provided that the
12
months training period
could be shortened by "mutual agreement of both the employe and management",
provided both principals were satisfied that the particular employe "has
received sufficient training and is qualified to assume the duties of
Junior Buyer".
Claimant entered the training program on February
14, 1973,
and
about seven months later, on August
9, 1973,
the position of Junior Buyer
was bulletined. The record does not indicate whether any interviews were
conducted by Carrier based on such bulletining. Indeed, Petitioner makes
the undisputed assertion that interviews of bidders were not conducted by
Carrier at such time. It app,aars, however, that the position of Junior
Buyer was in fact awarded to ~mploye De Rosa on August
29, 1973,
whose
Award Number 21035 Page 2
Docket Number CL-20872
regular seniority date was inferior to that of Claimant, but whose seniority
date under the training program was precisely the same as Claimant's.
Initially, Petitioner raises the procedural objection that Carrier's rejection letter of November 20
"no relevance whatsoever" to the claim. We see no basis upon which to sustain such objection. The "r
for this Hoard to consider, but in point of fact the letter was a clear
rejection of the claim and we so consider it here.
Petitioner raises the further objection that various Exhibits of
Carrier attached to its Submission to the Hoard, numbering Exhibits "7"
through "29" inclusive, as well as Carrier's references to various disciplinary matters relating to
raised during the handling of this dispute on the property and, as such,
clearly inadmissible at this level of appeal.
Careful review of the record indicates that the latter position
of Petitioner is accurate; none of these Exhibits or disciplinary references were in fact presented
in innumerable prior Awards. Accordingly, we sustain Petitioner's contention on this issue and exclu
See, for example, Awards 13209, 13892, 14129, 14154, 14605, 19101,
20064, 20121, 20255 and 20468, among a host of others.
The clear thrust of the Supplemental Agreement negotiated between
the principals, as specifically set forth in subdivisions "(1)" and "(3)",
was to establish a training program in specified clerical positions "with
normal progression to Junior Buyers or Stockman positions". The pertinent
portions of the Supplemental Agreement are quoted verbatim, as follows:
"(1) Effective with the signing of this Agreement and in accordance
with the provisions of Rule 5-C-1, the Carrier will establish
clerical positions under the jurisdiction of the Director of
Purchases and Materials for the purpose of coi·ering vacancies,
including vacation vacancies, and to perform extra work as
directed and to train for positions of junior buyers or
stockmen.
* a
(3)
The employee awarded or assigned to the 5-C-1 clerical positions will be considered trainees for the
Agreement with normal progression to Junior Buyers or Stockman positions.
~r
Award Number 21035 Page 3
Docket Number CL-2087?
"(5) Selection of successful bidders shall be a matter of joint
concern and it will be incumbent upon the Organization to
make available a committeeman or other officer to work with
Carrier's representative in such selections.
(10) Trainees will not be required to complete the
i`till
12 month
training period if it becomes apparent to both the employe
and management that said employe has received sufficient
training and is qualified to assume the duties of Junior
Buyer. Mutual agreement of both the employe and management
is required under this Section."
Subdivisions (1) and
(3)
are not in dispute and clearly indicate the
pattern of the training program. The various other subdivisions of the
Agreement detail procedural matters relating to implementation of the
program. The latter issues are also not in dispute, and these subdivisions,
therefore, are not quoted.
Subdivision
(5),
upon which a good portion of Petitioner's submission
is binged, contains the language "Selection of successful bidders shall be
a matter of joint concern . . . ". The clear intent of the Agreement, as
evidenced by the sections which precede and follow subdivision
(5), is
that "joint concern" relates solely to selection of those who will be permitted to participate i
clerical positions". There is no provision in the Agreement indicating
that "joint concern" shall also apply to either the bulletining or the
awarding of the disputed position.
Moreover, we find no restriction in the Supplemental Agreement prohibiting Carrier from bulletin
period of the training program or prohibiting Carrier from filling such
position with eligible and qualified employes other than those encompassed
in the training program.
Petitioner urges that Carrier violated the Agreement when it failed
to conduct interviews on the trolletined position of Junior Buyer and when
it awarded this position to De Rosa. Assuming, arguendo, that this may be
so (which issue we do not decide here), such "violation" could only apply
to senior employes eligible and qualified to bid for such position. It
would not apply to this Claimant.
The language of subdivision (10) is clear that the shortening of the
prescribed 12 month training program was subject to agreement between the
Organization and Carrier as to receipt of sufficient training and qualifications by a particular emp
Award Number 21035 Page 4
Docket Number CL-20872
such agreement was reached either as to De Rosa or as to Claimant. But
Claimant maintains that the disputed position should have been awarded
to him; that his seniority was superior to that of De Rosa. Neither
position of Claimant is valid.
Firstly, Claimant's 12 month training period had not been
shortened by the required agreement. Thus, he was ineligible to bid for
the position of Junior Buyer at the time it was bulletined. Secondly,
as determined by Carrier (and which will be discussed in detail hereafter),
Claimant was not at that time qualified in experience and ability to fill
that position. Thirdly, in relation to Claimant's "superior seniority",
his rights to advancement as trainee and his seniority under the training
program were concededly precisely the same as that of De Rosa under subdivision (11) of the S
outlined in Section
9
hereof".
In the latter context, we have held repeatedly, that seniority
comes into play only when an employe's qualifications, merit and capacity
have been satisfactorily established. In short, that seniority even if
superior is a secondary consideration.
See, for example, Awards
15387
(Dorsey),
15784
(McGovern) and
15929
(Ives).
See also Rule 2-A-2 (a) of the main Agreement between the principals here, which states Eoecificully
sufficient, oeniority shall govern".
In discussing the merits of this dispute, we have excluded from consideration those Exhibits of Carr
ruled inadmissible as constituting "new matter". Nevertheless, the issues
of Claimant's eligibility and qualifications for the disputed position of
Junior Buyer were specifically raised on the property in Carrier's denial
letters of November 30,
1973
and March 13,
1974.
The issue, therefore, of Claimant's qualifications becomes of
considerable importance. Carrier has made its position amply clear to
Claimant and to Petitioner that it has not found Claimant qualified for
the position of Junior Buyer, either in ability or past job experience.
Faced with such determination by Carrier, the burden of proof shifts to
Claimant to establish affirmatively that he is in fact qualified to hold
the disputed position.
In the latter context, he quote from Award C-G361 (Lieberman),
the principle there enunciated being precisely applicable to this dispute:
Award Number 21035 Page 5
Docket Number CL-20872
"Over many years this Hoard has held consistently
that it is Carrier's prerogative to determine the
fitness and ability of an employe for a position
and such determination will be sustained unless
it appears that Carrier was arbitrary or capricious in its actions (Awards
15494, 16360, 19129
and others). When Carrier determines that Claimant lacks fitness and ability, as in this case,
Petitioner has the burden of proof to establish
Carrier's error: that Carrier's action was arbitrary and capricious."
In Award 15784 (McGovern) we stated:
"The evidence of record shows that the Carrier
simply did not consider the Claimant to be
qualified for the position, and since his qualifications were not equal to Woodward's, the right
to assignment by preference based on seniority
never matured. Under the rules, seniority alone
is not the test to be applied; qualifications,
merit and capacity must be established first.
The burden of Droof in this regard is the Claimant's."
Emphasis added
To the same effect, see Awards
18353
(Dorsey),
19129
(O'Brien),
19762
(Blackwell), 20797 (Quinn), and
20878
(Sickles), among many others.
The position of Junior Buyer involves a myriad of complex, detailed and responsible functions. I
the Bulletin of August
9, 1973,
(Carrier's Exhibit
6),
which is properly
before us. Clearly, as evidenced by the nature and duration of the training
program, considerable training, experience and ability were required before
a
5-C-1
Clerk would be capable of assuming the responsibilities of this
position.
Insofar as Claimant is concerned, the record is devoid of probative evidence that he possessed s
consisted of doing general clerical work, stenogrevhy, typing and related
office work. Prior to his entering the training program he had never performed any duties related to
worked "as Junior Buyer on several occasions". These "ccrasions" are not
set forth in detail except for the period from November 19 to November
23,
1973,
which was a temporary va:ation assignment for 1n extremely limited
period. Moreover, this "assignment" occurred some three months subsequent
to the date on which the position was bulletined.
Award Humber 21035 Page
6
Docket Number CL-20872
Stripped of all irrelevances, therefore, and specifically with
respect to Claimant's rights under the Supplemental Agreement training
program and his rights, if any, to the p.sition of Junior Buyer, we conclude that Petitioner has fai
establishing that Claimant was eligible to bid for or qualified to assume
the position of Junior Buyer. The record before us is conclusively in
the negative on both counts. Accordingly, we will deny the claim.
FINDINGS: The Third Division of the Adjustment Board, upon the whole record
and all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Euployes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor
Act, as approved June 21,
1934;
That this Division of the Adjustment Board has jurisdiction over
the dispute involved herein; and
That the Agreement was not violated.
A 'd A R D
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
ATTEST:
Ja·hii
Dated at Chicago, Illinois, this 15th day of April 1976.
LABOR
MC:IBER' S
DISSENT TO
AWARD 21035 (Docket CL-20872)
The Award of the majority, as authored by Referee Norris,
is in palpable error: it conveniently overlooks the facts of
record and the exacting requirements of special training Agreement of September 20, 1972 when dealin
this case.
The special Agreement of September 20, 1972, specifically
required that there be consultation and mutual agreement between
the parties (1) in selecting applicants for training and also
(2) when awarding Junior Buyer position(s) to trainee(s) prior
to the completion of the twelve (12) month training period. The
record shows that the Carrier deliberately violated the Agreement
when it failed to consult and reach Agreement prior to filling
the bulletined Junior Buyer position here at issue.
The majority held "Moreover, we find no restriction i·i the
supplemental Agreement prohibiting Carrier from . . . filling
such position with eligible and qualified employes other than
those encompassed in the training program:" The author's
ais not only erroneous but his purpose in makin^ it
beccmes suspect when the thrust of the dispute did not involve
that issue. when Sections
3,
10 and
14.
of the Agreement are
read in context common reasoning will produce only one reasonable
conclusion: that the Junior Buyer positions must be filled from
among the trainees.
In the penultimate paragraph, page
3,
the Referee deliberately evades deciding a very basic part of the dispute aad then on
the assumption, arguendo, that even though the Carrier had violated
the agreement the violation could only apply to senior employes
eligible and qualified to bid for such position and therefore
would not apply to Claimant. Likewise, in other parts of the
Award reference is made to Claimant not being eligible or qualified to bid for the Junior Buyer posi
Claimant was "eligible" to bid for any bulletined position, including the one here in dispute, by vi
which was not reduced or compromised by entry into the training
program; further, he was definitely "qualified" by virtue of
having met the requirements of Section 9 of the Training Agreement by having been in the training pr
60-days; he was available for and had performed relief work on
Junior Buyer position(s), with seniority rights thereto as
stipulated in said Section 9; and, he had obviously demonstrated
his qualifications and/or progress as there is no admissible
evidence of record that Section 8 had been invoked by Carrier
through the madium of a written unsatisfactory progress report.
LABOR MEMBER'S DISSENT TO
AWARD 21035 (Docket CL-20872)
Page 2
Deliberately or otherwise the Referee completely distorts
the seniority provisions of Section 11 of the Agreement of
September 20, 1972, by taking the last sentence thereof completely out of context with the balance o
Factually, the Trainees are selected from Seniority Districts
1 and 5 for extensive training for specified positions in
both Districts; and, contrary to the Referees misguided
opinion that all Trainees establish a new seniority date as
of the date of entry into the training program, the successful
bidder(s) to Junior Buyer positions) retain their original
seniority date in their home district if their new assignment
is in that district and establish a new seniority date only
if the new
assignment is
in other than their original or home
Seniority District.
The gross misconstructions placed upon the
Agreement by
the Referee, and his propensity for ignoring the facts of recorn,
creates a serious doubt as to his ability to act in a neutral
capacity: for this and other reasons expressed hereinabovo
vigorous dissent is registered to the conclusions expressed in
Award Number 2103$.
Gerald Toppen/7/;,1
Labor Member
CARRIERS' ANSWER
TO
LABOR MEMBER'S DISSENT
TO
AWARD 21035, DOCKET CL-20872
Any "propensity for ignoring the facts of record" more
appropriately rests with the dissenter rather than anyone else
participating in the decision in the dispute before the Hoard.
Award 21035 is sound and in response to the issues
raised in the docket. The award itself and the record upon
which it
is based stands as the best refutation of the cries of
the dissenter. The award follows well established sound precedent
of the Hoard, and the dissent does not detract therefrom.
REFEREE
I
S AIISV7ER '_"0 DISSENT TO AWARD 21035, DOCKET NC. CL-20872
Recognizing, obviously, that the Carrier Members and
the Labor members of the Board have the prerogative of filing
dissent to an A:rard, this Referee has made it a practice not to
file any reply to a dissent; there being no point in rehashing the
facts or reviewing the positions full; stated in the Award itself.
In this case, however, there are four matters which
compel reply:
1. The Dissent refers to distortion of the "seniority provisions".
However, the purpose of discussing seniority in the Award ryas
simply to lead to the obvious conclusion, which stated "In short,
that seniority even if superior is a secondary considerat'on".
2. The Dissent asserts " - - - cormon reasoning will produce only
one reasonable conclusion: that the Junior Buyer positions must
be filled from among the trainees." (Emphasis added).
This presupposes that if no trainee is available (through the
completion of the training program or its shortening by mutual
agreement, plus possession of the necessary qualifications)
then the job of junior Buyer, in the event of a vacancy, must
remain vacant in the interim. The Agreement does not support
sh co,--ru-
uc c slon.
3.
As to this Refereets alleged "propensity for ignoring the facts
of record", it is respectfully submitted that the record. of the
cases handled by this Referee during the past year, and the
submitted Awards (in 80% of which no formal dissents were filed),
do not justify this charge.
11. Of far greater importance is the personal reference to this
Referee that, in the opinion of the Labor Member, there is
"a serious doubt as to his ability to act in a neutral capacity".
The record before this Division does not warrant such statement,
nor does such personal comment bear any relevancy to the Dissent,
which should in simple fairness be limited to the Award proper.
It is respectfully submitted that no Dissent should be
used as a vehicle for personal abuse of a Referee, whether it be
this Referee or any other. The Labor Member is entitled to his
personal opinion, but that opinion is no part of the Dissent.
It is therefore respectfully suggested to the Board,
and to the Labor ':ember, that the quoted language under item
"4"
above should be deleted from the Dissent, in which event this Answer
of the Referee is withdrawn in tote.
Dated: New York, New York,
June 11, 19760
_'~-^-~ _ _
LOUIS i?ORRIS, Referee
RECEIVED
JUN 141916
Tlaitan
rillnCit~m