NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number CL-21249
Joseph A. Sickles, Referee
(Brotherhood of Railway, Airline and
( Steamship Clerks, Freight Handlers,
( Express and Station Employes
PARTIES TO DISPUTE:
(Chicago and North Western Transportation Company
STAT94M OF CLAIM: Claim of the System Committee of the Brotherhood,
GL-7930, that:
1. Carrier violated the Agreement Rules, particularly Rule 21,
when it dismissed Mr. Clarence Portz, Jr. Materials Handler at Clinton,
Iowa, from service effective January 7, 1974 without cause, and;
2. Carrier shall be required to compensate Mr. Clarence Portz,
Jr. from January 7,
1974
forward for all losses sustained account of such
dismissal, to include interest at the rate of 6% per annum.
OP33FION
OF
BOARD: On December 26, 1973, Claimant was charged as follows:
"Conduct unbecoming an employee of the Chicago
and
North Western
Transportation Company.,
specifically killing a cat in the Welfare
Area of the Storehouse, on or about 10:30 A. M.
on December 20, 1973."
Investigation was conducted on December 26, 1973. On January 4,
1974, Carrier forwarded notification of discharge from service which Claimant received on January 7,
Claimant contends that Carrier failed to establish that he was
guilty as charged, and also notes that Carrier's various procedural violations deprived him of a fai
process.
Rule 21(a) specifically states that in cases where discipline
is administered, a decision, in writing, will be rendered within seven
calendar days after the completion of investigation. There is no question
that the seven-day rule was not complied with; but Carrier defends its
action on the basis that in order to give Claimant a fair and impartial
investigation, all findings of the investigation were sent to the Labor
Relations Department "for their verdict."
Award Number 21040 Page 2
Docket Number CL-21249
Claimant next asserts that the first Carrier designated appellate
officer forwarded the file to the final designated appellate officer for
his "verdict." It is alleged that inter-iention by the highest appellate
officer at the initial level of appeal effectively destroyed a meaningful
avenue of appeal. Claimant also notes that participation in the appellate
process by the individual who made the initial decision to discharge was
prejudicial to Claimant's substantial rights. We also note that the same
official preferred the charges, appeared as a witness and made the decision
to terminate.
Further, Claimant notes that the charge specified an improper
action at 10:30 a.m., whereas at the hearing, Carrier attempted to show
that the killing occurred between
9:00
a.m. and
9:15
a.m.
At the investigation, Claimant denied killing the cat, and produced witnesses who corroborated h
Carrier relied upon an asserted admission by Claimant; however, Claimant
denies that he had admitted killing the cat.
On the property, Carrier conceded that there was no excuse for
failure to issue the discipline within the time limits, but it concluded
that the Claimant was not prejudiced by the delay, and it also states that
the seven-day rule is merely a guideline. In any event, it urges, any
award of damages for failure of compliance is limited to the date of the
late denial.
In our consideration of the various procedural issues presented,
we are, of course, mindful of the fact that the Claimant did not, at the
hearing, concede guilt of the offense; but rather, he insisted that he was
innocent and presented witnesses to corroborate the pertinent time flames.
We have also noted Carrier's contentions, as stated at Page
8
of its Ex Parts Submission:
"As pointed out in the carrier's submission in previous
cases, the supervising officer's signature on the notice
of charges and the discipline notice is, in effect, a
formality; that is, he signs such notice as the claimant's
supervisor. There is no basis for the organization's contention that when the supervising officer co
investigation, the employe investigated is deprived of a
fair investigation. In any event, in the instant case,
the carrier does not understand the employes' objection
against having the person who signs the notice of charges
appear as a witness a6sinst the claimant. With regard to
the employes' contention that the supervising officer who
signs the notice of discipline is someone who 'rendered
the decision of dismissal,' there is no support for such
Award Number 21040 Page 3
Docket Number CL-21249
a statement. The one who rendered the decision was
the investigating officer, not the one who notified
the claimant of the decision."
This Hoard has been clear in its refusals to allow Organizations
to go behind the record as established on the property and to advance
arguments that were aimed at showing a prejudicial sequence of events,
contrary to unrebutted matters of record. That same exclusion must control here. This Hoard will con
accurate on their face and we will not speculate as to what may, or may
not, be a mere formality.
After thorough review of the entire record and the authorities
cited by the parties, the Hoard is of the opinion that a combination of
procedural errors existed which, considered in toto, adversely affected
Claimant's rights - to his prejudice.
Without regard to the remedy available solely to cure the violation of the time limit rule, tie
obtain a "verdict" from the staff of the highest appellate officer. To
be sure, Carrier states that the word "verdict" is being used in an improper sense and it denies tha
noted above, we are limited to the events of record; which clearly indicate that certain Amctions we
by the Agreement. While we f:nd no difficulty with a charging officer
being a witness, when we note that the same person then (according to the
record before us) renders the discipline and sits in an appellate capacity
- and when we note that said matters were raised for consideration on the
property - we feel that there should be some consideration given to those
factors when we view the overzill procedural question.
We are also mindful of the fact that the charge was incorrect
as to alleged time. After certain testimony was received at the investigation, the individual who br
"Q. Approximately what time do you say that the cat was
killed when on the charges it states on or about
10:30 a.m. and this man stated he was on the main
line working on the burro crane?
A. It must have been an error in typing because everything that has gone on so far is between 9:
a quarter to 10:00.
Q. It says on the charges '10:30'.
A. That couldn't be right - it must have been a typographical error or something."
Award Number 21040 Page 4
Docket Number CL-21249
We do not comment upon the possible end result concerning each
isolated allegation of error. Hut, in a hotly contested case concerning
severe questions of credibility, we fee-2 that the combination of errors,
considered in their entirety, were prejudicial to Claimant, and we will
sustain.
Although numerous Awards of this Hoard have refused to grant
interest, we find that Carrier never contested that portion of the claim
on the property, although Claimant had raised and pursued the matter.
Under the circumstances, it is not improper to sustain the claim in its
entirety.
FINDINGS: The Third Division of the Adjustment Hoard, upon the whole record
and all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employer. within the meaning of the Railway Labor
Act, as approved June 21,
1934;
That this Division of the Adjustment Hoard has jurisdiction over
the dispute involved herein; and
That the Agreement was violated.
A W A R D
Claim sustained.
NATIONAL RAILROAD ADJUSTMENT HOARD
By Order of Third Division
ATTEST:
Executive Secretary
Dated at Chicago, Illinois, this 15th day of April 1976.