NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number SG-21391
Walter C. Wallace, Referee
(Brotherhood of Railroad Signalmen
PARTIES TO DISPUTE: ( '
(The Washington Terminal Company
STATEMENT OF _CLAIM: Claim of the General Committee of the Brotherhood of
Railroad Signalmen on The Washington Terminal Company:
Appeal on behalf of Mr. W. G. Kendall, Jr., who was dismissed
effective 4:00 p.m. January 24, 1975, on the basis of the following charge:
Excessive absenteeism on the following dates: 1-6-75 sick, 1-14-75 reporting but absent.
OPINION OF BOARD: Claimant was.18 years old and had been in service for six
months with this carrier as an assistant signalman, a training position. He was ordered to appear fo
absenteeism. On January 22, 1975 a formal hearing was held on the following charges
"Excessive absenteeism on the following dates:
1/6/75 - sick
1/14/75 - reporting but absent"
The charges were brought by Mr. M. J. Rose. who also conducted the
hearing. Based upon the findings at the hearing, the claimant was found
guilty as charged and on January 24, 1975 he was dismissed from service by
letter from Mr. g. d. Rose. The Brotherhood cites various sections of the
agreement between the-parties dealing with "Discipline and Griavatrces".
Special reference is made to the requirmoenta that an amploye in service
more than thirty days must not be disciplined without a fair and impartial
investigation and he is entitled to a fair and impartial hearing.
It is the Brotherhood's position that its appeal following the
dismissal of claimant was based upon leniency, and in the alternative if
that fails " the discipline should be reduced by returning him to service
at a later date". '
Further, it is the Brotherhood's position that the penalty of
dismissal here is excessive. In addition, the appeal is grounded upon the
fact the claimant was denied due process insofar as Mr. Rose, the carrier
representative, filed the charges, conducted the investigation, and assessed
the discipline. Lastly, the Brotherhood alleges that carrier prejudged the
claimant guilty and, presumably, he was denied a fair and impartial hearing.
Award Number 21229 Page 2
Docket Number SG-21391
The carrier, for its part, opposes these positions. Neither
party cites a provision of the agreement between the parties dealing with
the subject of absenteeism or excessive absenteeism. The issues recited
above will be considered in order:
If the appeal on behalf of claimant was based upon leniency, it
would be difficult to avoid the argument that such a matter is one of
managerial discretion and hardly a basis for review by this Board. The
Brotherhood claims, however, that it made its appeal in the alternative, one
of which was leniency. It is clear that carrier rejected the appeal and in
two separate instances made reference to the appeal as one for leniency.
There is
no
indication in the record that the Brotherhood protested such
references. On the other hand carrier cites Award 11651 in support of its
position. However, that case is distinguishable because it was originally
based upon a guilty plea subsequently converted to a plea for leniency. Although there are strong su
leniency subsequently converted to other grounds, we cannot reach that conclusion with confidence, b
have no alternative other than to accept the Brotherhood's view that its appeal
had a substantive base and it is therefore entitled to review by this Board.
As it happens the substantive review dqes,aot help the claimant in
this case. The record contains substantial evidence in support of the findings
that claimant was guilty of excessive absenteeism on the designated days. Such
evidence includes his admission to untruthfulness regarding absences and his
admission that he could not provide proof in the form of a doctor's certificate
for the absence when he claimed to be sick. The Board's function in discipline
cases is not to substitute its judgment for that of the carrier where there is
an evidentiary base in the record for the findings reached.
Once the clai-at's.guilt had been established it is appropriate
to review claimant's prior record. for infraction# to determine the appropriate
punishment. That was done here and it is clear,that in his service of slightly
over six months claimant received warnings and reprimands for his poor attendance. On this record th
be said that carrier's actions were unreasonable, arbitrary or capricious.
With respect to the view that claimant was denied due process insofar
as the same person filed charges, conducted the investigation and assessed the
discipline, we find there is a procedural obstacle. In the argument before
this "Board the claimant's representative placed primary emphasis on this and
citid several awards in support of the view that this constitutes a failure of
due process and a denial of a fair hearing. Unfortunately, we cannot reach
this question. Carrier points out that this claim was not made on the property
by the claimant or his representative. We have reviewed the record and we must
agree. An objection of this nature cannot be raised by claimant for the first
time before this Board and its consideration is outside the bounds of our
authority.
Award Number 21229 Page 3
Docket Number 9G-21391
Lastly, the claimant asserts, without much discussion, that
carrier prejudged the claimant. In support of this the Brotherhood points
out that the carrier had produced no witnesses at the hearing. We do not
see that there is any necessary connection between this premise and conclusion. Nevertheless, the sh
the same defect as the previous argument concerning unfairness. It was
not made on the property and it cannot be raised here for the first time.
FINDINGS: The Third Division of tha Adjustment Board, upon the whole record
and all the evidence, finds and holdac
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor
Act, as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction
over the dispute involved herein; and
That the Agreement was not violated.
A W A R D
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
ATTEST:
aze"
Executive Secretary
Dated at Chicago, Illinois, this 31st day of August 1976.