NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number MS-21343
Irwin M. Lieberman, Referee
(Henry J. Wesolowski
PARTIES TO DISPUTE:
(Boston and Maine Corporation
STATEMENT OF CLAIM: This is to serve notice, as required by the rules of
the National Railroad Adjustment Board, of my inten
tion to file an exparte submission on (30 days from date of this notice)
covering an unadjusted dispute between me and the Boston and Maine Corp
oration involving the question:
STATEMENT OF CLAIM:
1. The hearing officer's decision lacked substantial basis in
fact as will be more fully shown in petitioner's submission.
2. Petitioner was deprived of due process and fundamental
fairness at the initial hearing because he was denied the opportunity to
confront and cross-examime adverse witnesses as will be more fully shown
in petitioner's submission.
3. Petitioner was deprived of due process and fundamental
fairness because he was not given advance notice of the adverse information to be presented in suffi
as will be more fully shown in petitioner's submission.
4. Petitioner was deprived of due process and fundamental fairness because the hearing officer s
petitioner was denied a fair and impartial hearing thereby as will be more
fully shown in petitioner's submission.
5. Petitioner was deprived of due process and fundamental fairness by being required to defend h
types of charges, unauthorized use of a company vehicle and unauthorized
sale of company property, simultaneously as will be more fully shown in
petitioner's submission.
6. Petitions: was deprived of due process and fundamental
fairness because he was not informed prior to the hearing of the criteria
or standards of proof that would be adhered to, as will be more fully
shown in petitioner's submission.
7. Petitioner was deprived of due process and fundamental
fairness because he was not informed prior to the initial hearing of the
possible penalties as will be more fully shown in petitioner's submission.
8. The penalty given to Petitioner was unduly harsh in the light
of his prior record as will be more fully shown in petitioner's submission.
Award Number 21244 Page 2
Docket Number MS-21343
OPINION OF BOARD: This is a discipline dispute in which Claimant was
dismissed from service for ".~..the unauthorized use
of a Company vehicle and the unauthorized sale of Company wire and/or
other equipment during the past twelve months".
Claimant's position in this matter relates to both procedure
and substance. On procedure, it is alleged that the charge was not precise, the hearing was not cond
junk dealer Henry. With respect to the preciseness of the charge, there
is no question but that Carrier had the information which could have
informed claimant much more definitively of the nature of the accusation.
Did the lack of information impair Claimant's defense? Although we can
only conjecture on this score, it is clear that his defense was obviously
poorly handled at the initial hearing. However, since Claimant and his
representative made no objection at the hearing, and did not request postponement, their conduct con
be considered further. With respect to the fairness of the hearing itself, a few comments are in ord
judge and jury"; he did not act as witness and it is well established
that his multiple role is an acceptable one in railroad investigatory
hearings (see Awards 20859, 20602, 20027, 17532 and a host of others).
There was some question concerning the fairness and due process in the
conduct of the hearing on another score. The Carrier's sole witness,
Lieutenant Slade not only testified, but in fact conducted the hearing
since he was permitted to interrogate all the other witnesses as part of
his testifying; he asked almost three times as many questions as the
hearing officer. However, as Carrier states, any objection to the conduct
of the hearing must be raised prior to the close of the hearing itself;
in this case the objection was not timely raised and must be considered
waived (see awards 19928, 19916, 16678, and 16261 and many others).
The appeal hearing upheld the earlier decision to dismiss claimant. It is interesting to note th
that hearing, to the letter from the scrap dealer which recanted the testimony he offered at the hea
basis for Carrier's position in the entire matter.
We recognize full well the limitations of the functions of this
Board in disciplinary disputes such an this. We do not weigh evidence or
attempt to resolve conflicts in testimony, for example. However, we do
have the responsibility to evaluate the record to determine whether or not
there is substantial evidence in support of Carrier's conclusion that Claimant is guilty. In this ca
Carrier has failed to produce that quantum of evidence which can be
Award Number 21244 Page 3
Docket Number MS-21343
characterized as "substantial" in support of its conclusion. The record
indicates that there is no question but that Claimant used a company vehicle
without authorization - this was admitted. There also is no question but
that Claimant sold copper scrap, including copper wire, to junk dealer Henry.
However, there is absolutely no evidence that the wire he sold was railroad
property; the only evidence is that he secured the wire from his girlfriend's
garage. It must be noted that nowhere in the record is there any reference
to Claimant securing the wire from Carrier's property (and indeed no testimony as to the theft of th
further, it is apparent that no reasonable analysis of the record would lead
one to conclude that there was substantial evidence to prove Claimant engaged
in the unauthorized sale of Company property, including wire over the period
of time in question.
There is no question but that Claimant should have been disciplined
for the unauthorized use of the Carrier vehicles. Further, his penalty obviously should be considera
above reasons we find that Claimant's discharge shall be converted into a four
month suspension. He shall be reinstated, with seniority and all other rights
unimpaired, and reimbursed for wage lose (less the suspension period) in accord
ance with Article VI Sections 6 and 8.
FINDINGS: The Third Division of the Adjustment Board, after giving the parties
to this dispute due notice of hearing thereon, and upon the whole
record and all the evidence, finds and holds:
That the Carrier and the Employee involved in this dispute are
respectively Carrier and Employee within the meaning of the Railway Labor Act,
as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
That the discipline was inappropriate for the infraction found.
A W A R D
Claim is partially sustained in accordance with the foregoing Opinion,
NATIONAL RAILROAD ADJUSTMENT BOARD
By Older of Third Division
ATTEST:
Executive Secretary
Dated at Chicago, Illinois, this 28th day of September 1976.