NATIONAL RAILROAD ADJUSTMENT BOARD
T`T.IRD DIVISION Docket Number SG-21309
(Brotherhood of Railroad Signalmen
PARTIES TO DISPUTE:
(The Long Island Rail Road Company
STATEMENT OF CLAIM: Claim of the General Committee of the Brotherhood of Rail-
road Signalmen on the Long Island Rail Road
Appeal from the discipline imposed upon Mr, W. R. Saar, assistant
signalman, as a result of the trial held on Tuesday, May 14, 1974,
OPINION OF BOARD: Claimant, an assistant signalman, was assigned on January
19, 1974 to work of splicing cable at Willis Avenue, Mini
eola. Part of the work involved cutting insulation from a cable (stripping)
with a knife. While performing this work Mr. Saar sustained a severe cut on
the inside of his left wrist which required nine stitches to close. On January 29, 1974 the Medical
as follows: "While holding cable with left hand and knife in right hand,
knife slipped off cable and cut left wrist." Under date of February
6,
1974
Carrier's Engineer - Signal Maintenance notified Claimant to appear for an
investigation on March
'6,
1974. Following the investigation, the same Carrier official charged Claimant with violation of
reads as follows:
"3124. When using sharp or pointed tool turn the edge or
point away from the body, if practicable."
The trial was held, following postponements, on May 14, 1974 with the
Engineer - Signal Maintenance serving as hearing officer. Claimant was the
only witness at the hearing and he categorically denied violating the safety
rule. His only other testimony was that he was wearing leather gloves when
the accident occurred and he verified the accuracy of the written accident
report. The hearing transcript then records the following exchange among
Claimant, his representative and the hearing officer; beginning with the
latter's question:
"Q. Can you explain how, if you complied with this rile,
you sustained a cut on the inner right side of your wrist?
Mr. Sottile
As Mr. Saar's representative, I must caution him in
answering that question in the extent that the carrier has
yet to present witnesses ....
Award Number 21286 page 2
Docket Number SG-21309
"Mr. Dirr
Mr. Sottile, you will have your chance to cross-examine.
Mr. Sottile
Mr: Saar, as the General Chairman I must advise you because
the carrier has not presented witnesses and or evidence to
give credence on their charges and that the burden of proof
rests with the carrier to prove its charges therefore it is
my intent in informing you of your right that you do not have
to speak or testify against yourself. It is the organization's
content that the carrier.has to prove that you, in fact, did
violate Safety Rule No. 3124.
Mr. Dirr to Mr. Saar
Q. Mr. Saar do you choose to stand mate in answering
my
last
question!
A., I will testify in my defense when and if carrier presents
witnesses and or evidence to prove its charges an set
fortio
in the trial notice."
Thereafter the hearing concluded without further evidence being taken. Subsequently, on June
6,
1974 a Notice of Discipline (G32) wets sent to Claimant
assessing a written reprimand for violating Safety Rule No. 3124. The G32
was signed by the ubiquitous Engineer - Signal Maintenance. Appeals for
reversal of the discipline were unavailing on the property and the matter
comes to us for deposition.
The organization advanced on the property certain Constitutional
arguments relative to the lack of witnesses for Carrier and alleged attempts
to make Claimant incriminate himself. In our judgment these propositions
are not well-founded on this record. We think it is manifest that an
employe need not testify against his wishes in a disciplinary hearing but
he refuses to do so at his peril. This is not to say that refusal to reply
to unsupported accusations is tantamount to an admission of guilt and
awards which seem to so hold clearly are wrong. Cf Award 20771. The
accused employe does not have the burden of going forward or the ultimate
burden of persuasion to prove himself innocent of charges. In discipline
matters the principle is too well established to require citation that
Carrier has the evidentiary burden to present substantial evidence in
testimonial or documentary form to support its charges. This case thus
presents no Constitutional problems but must be resolved simply on the
basis of burden of proof.
Award Number 21286 Page 3
Docket Number SG-21309
In refusing to offer a defense, Claimant, on the advice of his
representative, expressly contended that he was under no evidentiary burden to do so since Carrier h
the burden to him. This is a calculated risk in adversary proceedings
and the employe assumes the risk attendant on such a posture. In this
particular case, however, we must conclude that Claimant and his Organization
were correct in their assertion. There is not an iota of probative evidence
from which a disinterested reviewer could conclude that Claimant violated
the rule. He asserts that he did not and Carrier's hearing officer says,
in effect, that he must have or else the accident could not have occurred.
The able advocate for Carrier at the panel hearing attempted to embellish
that simplistic assumption with a sophisticated res ipsa to a tur argument.
But the basic fallacy of Carrier's assertions is not altered by translating
it into Latin. The basic assumption that the accident could not have happened unless Claimant was
obtain given the facts of record before us. Carrier has failed to present
substantial record evidence to support its charge and the claim accordingly
must be sustained. The G-32 Notice of Discipline shall be repealed. Certain other allegations raised
property and will not be afforded our attention herein.
FINDINGS: The Third Division of the Adjustment Board, upon the whole record
and all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor
Act, as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over
the dispute involved herein; and
That the Agreement was violated.
A W A R D
Claim sustained. The Notice of Discipline (G-32) of June 6,
1974 hereby is repealed.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
ATTEST:
Executive Secretary
Dated at Chicago, Illinois, this 12th day ofNovember 1976.