NATIONAL RAILROAD ADJUSTMENT HOARD
THIRD DIVISION Docket Number CL-21475
(Brotherhood of Railway, Airline and
( Steamship Clerks, Freight Handlers,
( Express and Station Employee
PARTIES TO DISPUTE:
(Chicago and North Western Transportation Company
STATEMENT OF CIAIM: Claim of the System Committee of the Brotherhood,
GL-8047, that:
1. Carrier violated the current Agreement Rules, particularly
Rule 21, when under date of November 20, 1974 it dismissed Mr. Leroy 0.
Burnley, Freight Rate Revisor, from service account investigation held
on November
13,
1974; and
2. Carrier shall be required to reinstate Mr. Leroy 0. Burnley
on his position, and compensate him for all time loss from November 20,
1974 forward, until such time as the violation is corrected.
OPINION OF BOARD: In this discipline case Mr. Leroy 0. Burnley, a
Freight Rate Revisor working in Carrier's accounting
office at Ravenswood (Chicago), Illinois, was discharged from all service
effective November 20, 1974. The charges against Claimant, which Carrier
found to be substantiated on the basis of hearing held November 13, 1974,
were set forth in a letter to Burnley from Mr. G. S. Piontek, Auditor
Freight Rates and Claims, reading in pertinent part as follows:
"Charge: 1) Your responsibility for your failure to
comply with instructions previously issued
with respect to your continual talking and
being away from your desk.
2) Your responsibility for excessive talking
and being continually away from your desk
on the following dates:
October 29, 1974
October
30,
1974
October 31, 1974
November 1, 1974
November 4, 1974 "
Mr. Burnley, through his Labor Organization, appealed his dismissal without
satisfaction on the property. Confining our review, as we must, to issues
joined on the property, the Organization contends the claim should be sustained in its entirety for
Award Number 21289 Page 2
Docket Number CL-21475
ber 13, 1974 was not timely held under Rule 21 of the controlling Agreement;
2) Arguendo, Carrier has not proven the charges against Claimant to be true
by substantial evidence on the record; and,
3)
Dismissal is arbitrarily
and unreasonably harsh in this case. Carrier resists the claim by maintaining 1) The record clearly
light of prior warnings and Claimant's past discipline record discharge is
not unreasonably harsh discipline; and,
3)
Arguendo, if there was a twoday delay in holding the hearing there was no prejudice thereby t
and he should not escape responsibility for his misconduct due to a technically strict reading of th
Turning first to the question of procedural timeliness we observe
that Article 21 reads as follows:
"RULE N0. 21 - DISCIPLINE AND INVESTIGATION
(a) An employe who has been in the service sixty calendar days
or more or whose application has been formally approved, shall
not be disciplined or dismissed without a fair and impartial
investigation, and prior thereto will be notified in writing of
the precise charge. At the investigation the employe, if he
desires to be represented, may be accompanied and represented
by the 'duly accredited representative' as that term is defined
in this agreement. He may, however. be held out of service
pending such investigation in which event he shall be immediately
apprised in writing of the precise charge against him. The investigation shall be held within seven
alleged offense or within seven calendar days of the date information concerning thb alleged offense
officer. In cases where discipline is administered, a decision
in writing, with copy to the duly accredited representative, will
be rendered within seven calendar days after the completion of
investigation. Investigation shall be held, whenever practicable,
at point of employment of the employe involved and at such time
as not to cause the employe to lose rest or time. Employe shall
have reasonable opportunity to secure the presence of representatives and/or necessary witnesses. ro
ordinary circumstances, be considered reasonable time."
The record shows that Claimant's supervisory officer, Piontek, returned
from a one-week vacation on Monday, November 4, 1974, and was told by two
of his assistants (the Office Manager, Mrs. S. G. Barnett, and the Head
Clerk, Mr. W. P. Hogan) that Claimant had been "gold-bricking" during his
absence. Hogan, who was Claimant's immediate supervisor, presented Piontek
with a written report of Hogan's direct observations of Claimant's activities,
for the most part on a minute-by-minute basis, during the
8:30
A.M. to
4:50 P.M. workdays from Tuesday October
29, 1974
to Monday, November
4, 1974.
The Hogan report, attached to the hearing transcript as an addenda, indicated
Award Number 21289 Page 3
Docket Number CL-21475
that Claimant spent over 50'% of the available work time away from his desk
in conversation with other employer, making personal telephone calls, or
whereabouts unknown. That report includes the afternoon of November 4,
1974 up to 2:00 P.M. and it may logically be presumed this is approximately
when Piontek received the report on that day. The charges were filed on
November 6, 1974 and the hearing was held November 13, 1974. The Organization points out that strict
to be held on November 11, 1974 and therefore the entire disciplinary
proceeding is void ab initio and irrevocably defective. Upon careful
consideration o the record we do not concur with this view. The Organization is correct in its asser
can negatively impact on accused employes. Hut we do not find such fatal
flaws in the handling of this matter. The supervisory officer Piontek
received the information from his subordinate late in the day of November 4,
1974, filed the charges two (2) days later and the hearing was held within
seven (7) days of the filing of charges. Claimant was entitled under the
Agreement to forty-eight (48) hours notice of the hearing and he received
7 days notice. There is not a shred of evidence to show that he was
prejudiced by the failure to hold the hearing on November 11, 1974 rather
than on November 13, 1974. We recognize and Carrier concedes that there was
herein a technical violation of the Rule but in our considered judgment
such does not warrant invalidation of the entire procedure. We shall
award Claimant two (2) days compensation at the hourly rate applicable to
his_position, however, as damages for the two-day time limit violation and
delay in hearing by Carrier. See Atlantic Coast Line
RR v
. MC, 120 F. 2d
812 (1954).
As we read this record there is ample evidence to support Carrier's conclusion that Claimant was awa
unaccountably and that he talked excessively rather than working. Large
portions of the excessive talking was during personal telephone
calls
during business hours for which Claimant received no permission. His
periods of absence from his desk, even during times when his duties did
not require him to ambulate, were excessive and unexplained. Claimant
testified that the personal calls were necessary to effectuate repairs of
his automobile and to discuss legal matters with his attorney. These are
not adequate or acceptable excuses for conducting personal. business at a
time when he was under pay and assigned to perform specific work. Nor do
we find persuasive his explanations that it was "possible" that he was
performing work in another area or that he "could have" or "might have"
been working away from his desk during the several times when supervisors
searched the work premises for him to no avail. Carrier has, in our judgment, carried the burden of
The only question remaining is whether, in all of the circumstances, the discipline is excessive and
Award Number 21289, page 4
Docket Number CL-21475
impression, dismissal for excessive talking and "gold-bricking" appears
patently excessive. Hut the instances proven by Carrier to have occurred
between October 29 and November 4, 1974 were not isolated occurrences.
The unrefuted record shows that Claimant had been warned on several
occasions to refrain from using the telephone for personal business during
the work day and for excessive talking which was disruptive of other employes.
The oral warning most
immediately preceding
written charges on November 6,
1974 occurred on Friday, October 25,
1974.
We can only assume that Claimant chose to ignore these warnings and that Carrier was justified i
resorting to a progressively more severe disciplinary reminder. On the
other hand, dismissal from all service is the ultimate industrial penalty
and there are considerations basic to just cause discipline and determinations of the appropriate
6,
1974 and imposed on November 20,
1974.
For the foregoing reasons we must conclude that the maximum
discipline of discharge was levied unreasonably against Claimant on November 20,
1974.
We are convinced, however, that severe discipline short of
termination is warranted. Accordingly, we shall return Claimant to service
but without back pay except for the two (2) days described supra for the
delay in hearing. Claimant further is placed on notice that proven recurrences of the unacceptable c
result in his termination by Carrier.
FINDINGS: The Third Division of the Adjustment Hoard, upon the whole record
and all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employee involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor
Act, as approved June 21, 1934;
Award Number 21289 Page
5
Docket Number
CL-21475
That this Division of the Adjustment Hoard has Jurisdiction over
the dispute involved herein; and
That the Agreement was violated.
A W A R D
Claim sustained but only to the extent indicated in the Opinion.
NATIONAL
RAILROAD ADJUSTMENT HOARD
BY Order of Third Division
ATTEST:
Executive Secretary
Dated at Chicago, Illinois, this 12th day of November 1976.