NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number MW-21093
Frederick R. Blackwell, Referee
(Brotherhood of Maintenance of Way Employes
PARTIES TO DISPUTE:
(Cedar Rapids and Iowa City Railway Company
STATEMENT OF CLAIM: Claim of the System Committee of the Brotherhood that:
(1) The Carrier's suspension from service of Sectionmen Frank
Perez, Lawrence Aakre, Paul Malatek and David Malatek from December 31,
1973 through January 7, 1974, both dates inclusive, was without just and
sufficient cause and on the basis of unproven and disproven charges
(System File CR&IC-D-564).
(2) The second hearing conducted by the Carrier was improper
and invalid.
(3) The record of the above-named employes be cleared of any
entry made ass result of the aforesaid discipline.
(4) Each of the above-named employes shall now be allowed six.
days' (48 hours) pay at the rates applicable to their positions on each
claim date.
OPINION OF BOARD: This is an appeal of a disciplinary action in which
the Board has before it the parties' Submissions and
is
addition has the benefit of the parties' oral arguments made is a hearing
conducted by the Board on October 14, 1976.
The subject discipline involves a five (5) day suspension which
was dispensed to the four Claimants following a December 20, 1973 hearing
on the charge of refusing to ride on a company truck to the job site at
Palo, Iowa, on December 8, 1973. The Organization asserts that the hearing
evidence does not
support
the discipline and additionally, that no considers
atioa.ahould be given to a "second hearing which was held on January 25, 1974
aver the Organization's objections.
The Carrier had no authority under Rule 19 of the Agreement
(Discipline and Grievances) to conduct the second hearing in January 1974 and
accordingly the record of the second hearing will not be considered in the
disposition of this dispute.
The incident which led to the discipline arose from a work assignment involving eight trackman,
driver, and Track Foreman Richard Lewis. All of these employes assembled
at a reporting point at 7:00 A.M. on Saturday, December 8, 1973, preliminary
to traveling about forty-five (45) minutes to their work point for that day.
The travel arrangements called for the Foreman, the truck driver, and one
trackman to ride in the cab of a dump truck, with the remainder of the crew
Award Number 21337 Page 2
Docket Number MW-21093
riding in the back of the truck which was enclosed. The weather was
cold, with wind and a temperature 8 degrees above zero. Prior to December
8, the management had refused the employes' request to have another truck
available for transport, so as to permit more men to ride in a cab rather
than in the back of the truck; their request to drive to the work site in
a private auto had also been denied. They renewed their request to use
an auto on the morning of December 8 and were again denied by Foreman
Lewis. After a brief period, the truck departed from the reporting point
for the work site with four trackman aboard, but without the Claimants who
followed in an auto. The work assignment was performed satisfactorily,
after which the Claimants returned by auto to their off-duty point.
The significant fact in the foregoing concerns the mode of travel
to and from the wo;k .site; however, it is difficult to piece together from
the hearing record -a clear picture of the events which caused the truck to
leave for the work site without the Claimants and the Claimants to drive
an auto to the work site. One of the most certain aspects of the incident
is that Claimant Frank Perez, as the group's spokesman, was trying to
persuade Poreman.Lewis to change his decision against the use of an auto.
It is also clear that Foreman Lewis definitely said no to the renewed
request to use an auto. However, beyond this, the Foreman was extremely
ambivalent in regard to
whether he
gave a direct order for the Claimants to
ride in the truck and whether the Claimants definitely refused to obey such
order. Indeed, Foreman Lewis emphatically stated that he did not give such
an order while, on the other hand, Claimant Perez just as emphatically said
that the Foreman did give such an order. The Foreman's testimony indicates
that he viewed the situation as one in which the Claimants knew that they
were to ride the truck and that their failure to get into the truck promptly
manifested a refusal to ride the truck. Claimant Perez' testimony indicated
that he viewed the situation as one in which he was negotiating for the use
of the auto, with the intention of riding.in the truck if his negotiations
did not succeed. He stated that he and the other Claimants had in fact
decided to board the truck but that it left the reporting point before they
had opportunity to do so. The testimony of both Foreman Lewis and Claimant
Perez established that,, c4ith the exception of Claimant Lawrence Aakre, no
,employe stated a refusal to ride in the truck. Claimant Aakre, who had just
returned to work after a sick period, said that he did make such as express
refusal and that he told the Foreman that he would not ride in the rear of
the truck because in the Claimant's words: "I was full of germs and right
next to pneumonia, and. if he hasn't any respect for your health, you have to
respect your own health."
In assessing the fbregoing, and the whole record, it is noted that
the Carrier offered no evidence to rebut Claimant Aakre's contention that he
refused to ride in the rear of the truck because of health considerations..
This contention was timely made while the incident was in progress, and no
evidence of record casts doubt on its authenticity. The discipline shall
therefore be vacated with respect to Claimant Aakre and he shall be compensated for all. time lost.<
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Docket Number W-21093
The evidence with respect to the remainder of the Claimants
presents more difficulty because the ambivalence manifested in the testimony
of Foreman Lewis strongly suggests that his words and actions at the scene
of the incident did not clearly convey to Claimant Perez that the Claimants
must board the truck promptly, without further discussion of the use of an
auto, or be deemed to have refused to obey a direct order. The situation
was ambiguous, to say the least, because Foreman Lewis insisted that he
never issued a direct order to board the truck. However, on the whole
record, it is concluded that the Carrier's evidence narrowly makes out that
the Claimants' conduct amounted to a refusal to obey a management directive
to ride the truck to the work site. They were aware that the truck was the
intended mode of transportation before reporting for work and in addition,
their prior request to use an auto had been denied. Also, since the Claimants
stated that they intended to ride the truck, but did not because it left
without them, it is pertinent to note that the truck departed from the
reporting poixAt in circumstances which allowed the Claimants to flag it down
if they had made adequate effort to do so. Consequently, it is concluded that
the Carrier's evidence supports the charge with respect to the Claimants with
the exception of Claimant Aakre and that discipline therefore was warranted.
However, the quantum of discipline is disproportionate to the
seriousness of the offense imdo'ived. The Claimants did persist in their
requests to use an auto for the forty-five (45) minute drive to the work site;
however, this is understandable in view of the fact that the termperature was
8 degrees above zero, so their persistence cannot be characterized as
unreasonable. Also, their use of an auto in no way impaired the quality or
efficiency of the crew's performance of the work task for the day and in
addition, as previously indicated, Foreman Lewis could have advanced his
viewpoint with much more clarity than he did. In these circumstances, and
on the whole record, the five (5) day suspension will be reduced to a one
(1) day suspension which is appropriate for.and commensurate with the offense
committed.
FINDINGS: The Third Division of the
Adjustment Board,
after giving the
parties to this dispute due notice of,hearing thereon, and upon
the whole record and all the evidence, finds and holds:
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the
meaning of
the Railway Labor
Act, as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over
the dispute involved herein; and
The discipline was excessive.
Award
Number 2133) Page 4
Docket Number MW-21093
A W A R D
Claim sustained with respect to Claimant Lawrence Aakre.
Claim sustained in-part for the remainder of the Claimants in that the
five (5) day suspension shall be reduced to a one (1) day suspension
as per opinion.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
ATTEST:
Executive Secretary
Dated at Chicago, Illinois, this 16th day of December 1976.
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