NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number CL-21143
Frederick R. Blackwell, Referee
(Brotherhood of Railway, Airline and Steamship Clerks,
( Freight Handlers, Express and Station Employes
PARTIES TO DISPUTE:
(Burlington Northern Inc.
STATEMENT OF CLAIM: Claim of the System Committee of the Brotherhood (GL7767) that:
1. The Carrier violated, and continues to violate, the rules
of the Clerks' Agreement when it denied Bennie Vazzano, Rate Clerk,
Position T-1-099, Local Office, North Kansas City, Missouri.
2. The Carrier shall now be required to place Mr. Vazzano
on Rate Clerk Position T-1-099, and his personal record cleared from any
and all reference that he was not qualified for the position.
OPINION OF BOARD: The Claimant, with a seniority date of March 22, 1951,
was the senior bidder on a December 7, 1973 advertisement
of a permanent vacancy on the position of Chief Rate Clerk (Job T-1-099).,
Local Freight Office, North Kansas City, Missouri. However, the Carrier
declined to place him in the position an the ground that he did not possess
sufficient fitness and ability to qualify for the position, and on December
26, 1973, the Carrier awarded the position to a junior employe. On January
7, 1974, the Organization requested a hearing on the matter. The hearing
was held on January 14, 1974, and resulted in February 6, 1974 Carrier
letter indicating that its decision about the Claimant's qualifications
remained unchanged. The matter is now before the Board on a Voluminous
record which raises several procedural issues along with the merit issue.
The procedural issues raised by the Carrier are: (1) that the
Organization's request for a hearing was untimely under the Rule 58 provision
which requires a hearing request to be made within seven (7) calendar days
of the cause of the complaint; and (2) that the claim is barred from
consideration by the Board in that the Organization did not adhere to the
appeal procedures which are applicable on this property. The procedural
issue raised by the Organization is that, since the Carrier's post-hearing
decision letter of February 6, 1974 was twenty-three (23) days after the
conclusion of the hearing on January 14, 1974, the Carrier violated the Rule
56 A time limits under which the Carrier must render a decision in a matter
under investigation "within twenty (20) calendar days after the completion
of the investigation" and that, because of the Carrier's violation of such
time limits, this case must be disposed of under Rule 56 A at the stage in
Candling at which the violation of such rule became evident. -
I
i
Award Number 21675 Page 2
Docket Number CL-21143
The Carrier's first procedural point is that the Organization's
request in the Claimant's behalf for a hearing was untimely under Rule 58,
which provides that such a request must be made within seven (7) calendar
days from the date of the cause of the complaint. Here, the cause of the
complaint occurred on December 26, 1973, the date on which the position
of Chief Rate Clerk was awarded to a junior employe, and the request for
a hearing was made on January 7, 1974. These facts reflect that the hearing
request was made twelve (12) days after the cause of the complaint occurred
and thus, at the time the request was made, the request was not within the
time limits provided by Rule 58. The untimeliness of the request was
mentioned on the property in a Carrier letter of April 15, 1974, which, in
pertinent part, states as follows:
"On January 7, 1974 the local chairman requested a
hearing. This was 12 days after the assignment notice
awarding position T-1099 had been posted which was five.
days beyond the time limits requiring the Carrier to
give the claimant a hearing. But the Carrier did hold
a hearing to resolve the issues of the Claimant's fit
ness and ability to hold the Rate Clerk position."
The Organization's response to the foregoing is found in a May 15,
1974 letter which, in pertinent part, states as follows:
"If there was any cause for the Carrier to consider
that the provisions of Rule 58 had not been complied with,
the time for citing their cause of complaint would have
been when the request for investigation was made and not
months later when the matter is on appeal to your office."
The position reflected in the Organization's letter of May 15, 1974
is well taken. The Carrier had opportunity to object to the hearing request
as not meeting the Rule 58 time limit provisions at the time the hearing
request was made. The Carrier failed to lodge such objection, however, and
the hearing was in fact held on January 14, 1974. In these facts,the conclusion
is inescapable that the Carrier waived its right to object to the untimeliness
of the hearing request and the instant record affords no basis for finding that
such right has been revived. Accordingly, the instant record does not support
the Carrier's first procedural objection.
The Carrier's second procedural point arises from the fact that
following the declination of the initial appeal by the employing officer
(W.J. Condotta, Terminal Superintendent), the Organization filed under date
of March 13, 1974 identical appeal letters with the intermediate appeal
officer (J.E. Hamer, Assistant Vice President-Operations) and the final appeal
officer (T.C. DeButts, Vice President-Labor Relations). The Organization's
method of appeal was construed by the Carrier as bypassing the intermediate
appeal officer, which, according to the Carrier's viewpoint, rendered the cla (-,
fatally defective (April 15, 1974 letter of Vice President-Labor Relations).
Award Number 21675 Page 3
Docket Number CL-21143
The Carrier's basis for this position is that since the hearing in this
case was held- pursuant to Rule 58 (unjust treatment), which provides the
"same right of hearing and appeal as provided by Rule 56," the Organization
was required to follow the appeal procedures established for discipline
cases under Rule 56 (Investigation and Appeals). The Carrier's Submission
reflects that such procedures were established by Carrier letters dated
February 3, 1969, February 9, 1970, May 5, 1970, and January 2, 1974, and
the Submission describes the procedures as follows:
"The record is clear that in discipline cases, the
initial- step in the appeals procedure is to the employing
officer, then to the intermediate officer (Assistant Vice
President-Operations) and then to the final appeal officer
(Vice President-Labor Relations)."
The Carrier's Submission asserts that the required progression in the above
described procedures was not followed by the appeal steps taken by the
Organization in the instant case and, further, that the Organization's
filing of simultaneous appeals with the intermediate appeal officer and the
final appeal officer was in violation of the provisions of
Rule 56
E and
Appendix C, which require appeals to be taken in the "regular order of
succession." Such violation, the Carrier submits, is a bar to consideration
of the claim.
The Organization's response to the Carrier's position on the appeal
procedures is that the intermediate appeal step referred to by the Carrier
was applicable to disciplinary cases, but not to nondisciplinary cases such
as the one involved here, and that in any event, the simultaneous filing of
appeals complied with the Carrier's construction of the appeal procedures.
In support of this position the Organization calls attention to Award No.
20916 which involved these same parties and the same procedural argument by
the Carrier, and which expressly ruled that the bypassing of the intermediate
appeal did not result in a jurisdictional defect in a claim concerning the
qualifications of an employe for a particular position. The following extract
from that Award is pertinent:
"We note, however, as asserted by Petitioner, that Rule 58
which applies to 'GRIEVANCES' provides that 'An employe who
considers himself otherwise unjustly treated' must make
'written request . . to his immediate superior . . . '
(Emphasis supplied). Additionally, Carrier's letters of ·
February 3, 1969, and February 9, 1970, specifically state
that:
'In other than discipline cases there
will be only two steps for the handling
of claims and grievances. They should
i
Award Number 21675 Page 4
Docket Number CL-21143
be initially filed with the employing
officer of the individually named Claimamt.
If not settled at that level such claims
and grievances may be appealed to Vice
?resident-Labor Relations at St. Paul,
Minnesota.' -
The conflicting aspects of this issue are argued vigorously
by both principals and many prior Awards are cited as precedent. We are persuaded, however, that thi
58 and the above quoted letters of Carrier, the procedures
applicable to 'Grievances' were complied with by Petitioner."
The Carrier letters referred to in Award No. 20916 are the same
letters on which the Carrier relies in the
instant case,
and thus the analysis
in that Award applies with equal force to the procedural argument presented
by the Carrier in this case. Accordingly, although the Carrier might well
have promulgated appeal procedures which would have required a nondisciplinary
case to be subject to the intermediate appeal step, the Carrier did not in
act do so and as a result the Carrier's argument in this regard is not
supported by the record and prior Award No. 20916.
The remaining procedural issue is the Organization's argument that
the claim must be sustained because the Carrier did not render its posthearing
decision "withim twenty (20) calendar days after to completion o? the investigation"'as required by
January 14 and the Carrier's posthearing _dec_ision letter was dated February
6, 1974, so there is no question that the posthearing decision was rendered
after the e.-piration of the twenty (20) day time limit provided by Rule 56 A.
However, the Carrier submits that the Rule 56 A time limits do not apply to
the confronting case because the instant hearing was initiated by as employe
rather than by the Carrier. In support of this position,.Carrier contends
that there are substantial differences between disciplinary proceedings and
proceedings held, as here, at the request of an employe. A disciplinary
proceeding, the argument goes, is initiated in the first instance by the
Carrier lodging charges against an employe, which charges the Carrier has the
burden of proving in a formal hearing. If the charges are proved in the
hearing, notice of assessment of discipline is issued; but, if the charges
are not proved, no notice is issued and the record is closed. With respect
to the Claimant's nondisciplinary hearing, the Carrier's Submission states
the following:
" . the hearing results from a request by the employ e,
who obviously is seeking to develop =acts to prove he
was unjustly deprived of the requested position. Following that hearing, if such facts are clearly p
L
I
Award Number 21675 Page 5
Docket Number CL-21143
I
application of Rule 57 would call for the Carrier to
place the employe on the position. If the facts support
the Carrier, the initial determination stands and no
further action is required.
But here the employes contend that because the Carrier
did not formally notify the employe that he had not proven
his case and that there would be no change in the Carrier's
initial determination until 23 days after the hearing, the
employe must now be assigned to a position he
cannot handle
.
There is no
showing as
to haw the employe was prejudiced
by not being formally notified on the 20th day rather than
the 23rd day that the record did not support his bid for
position T-1-099. Had he proven at the hearing that he
possessed the necessary fitness and ability, and that rejection of his bid did in fact constitute un
he would then have been notified of reversal of the Carrier's previous decision and assigned to the
sought. Absent any such notification, and absent any
change in-his status, it must certainly have been obvious
to him that he had failed to meet his burden of proving
that the Carrier's decision in rejecting his bid was in
error."
The Carrier also cites Third Division Award No. 13331, First Division
Award No. 15579, and .a court decision referred to as Atlantic Coast Line R.
Co. v. BRAC, 210 F. 2d 812. While it is not necessary to analyze each of these
authorities, it is noted that the authority which affords the most support for
the Carrier position, Award No. 13331, rejected the claim of an employe who
had been denied a position on the ground that he did not possess the requisite
qualifications. The employe was also denied his request for a hearing under
the unjust treatment rule. Although the Board held that the denial of a
hearing was a violation of the unjust treatment rule, the Board went on to
state that such denial did not prejudice the employe's seniority rights inasmuch as he did not posse
instance.
As applied to this case, the Carrier urges that, if the denial of a hearing
was not prejudicial to the employe in Award No. 13331, the delay of three
days in issuing the posthearing decision in this case does not constitute
such prejudice.
In support of its position that the time limit provisions of Rule
58 must be applied as written, the Organization cites Third Division Awards
Nos. 16030 and 19796. In Award No. 16030 the Board considered a time limit
rule substantively identical to the herein rule, except that fifteen (15)
days - instead of twenty (20) days - was allowed for the Carrier to render ,
a decision following a hearing. Following the hearing in Award No. 16030,
the Carrier issued a thirty (30) day suspension to the involved employe;
however, because the Carrier failed to comply with the fifteen (15) day rule
in giving notice of the suspension, the Board set aside the suspension with
the following comment:
Award Number 21675 Page 6
Docket Number CL-21143
"Where either party has failed to comply with the
requirement of Article 6 of the Dining Car Stewards'
Agreement, the claim must be disposed of under this
Article at the stage of handling in which such failure
becomes evident."
In Award No. 19796 the Board considered a time limits problem which is
identical to the issue presented by the parties' positions in this dispute.
There, an employe had been given a hearing under Rule 26 of the therein
applicable Agreement (unjust treatment) and the Carrier had failed to render
a decision within the time allowed under Rule 23 (Investigations) for
rendering a decision after completion of the investigation. In addition,
as here, the Carrier argued that the time limit provisions of the investigation
rule did not apply to a hearing not initiated by the Carrier; however, the
Board rejected the Carrier's argument and sustained the claim on the basis of
the following analysis:
"We will next consider the contention advanced by Petitioner
that Carrier violated the time limits by failing to render
a decision within ter (10) days after completion of the
investigation, citing the provisions of kale 26:
'An employe who considers himself unjustly
treated, otherwise than covered by these
- rules, shall have the same right of hearing,
representation and appeal as is provided in
Rules 23 and 24 ***'
The pertinent provision. of Rule 23 reads:
'*~-k
A decision will be rendered within ten (10) days
after completion of investigation***.'
::
* * * Carrier argues: * i * (2) Rule 23 is not applicable
to the situation here involved as the hearing which was held was
held under the provisions of Rule 26 and was not an 'investigation' under Rule 23 and therefore the
rule are not applicable. j
The language of Rule 26 dispels Carrier's second argument.
There are no time limits specifically stated in Rule 26,
just as there are no time limits mentioned in the provisions
of Rule 24 to which Rule 26 refers. However, Rule 26 also
makes reference to Rule 23 which does set forth time limits
which must, of necessity, be applicable to all three rules
Award Number 21675 Page 7
Docket Number CL-21143
(23, 24 and 26). Carrier suggests that we decide-that
there are no time limits in either Rule 24 or Rule 26
to govern the handling of investigations, hearings and
appeals if they are not initiated by the Carrier; but are
commenced at the request of the employe. Such a construction and application would be obviously <
certainly not convey the intent of the parties to the
Agreement. Awards 17081 (Meyers), 17145 (Devine), 18335
(Dugan), 18352 (Dorsey), 18354 (Dorsey), 18620 (Frandea)
and 19275 (Edgett) are cited with approval."
_ In assessing the foregoing pro and con of the Organization's
position that the claim must be sustained on the basis of the Carrier's
violation of Rule 56 A, it is noted that, although the facts in the
authorities cited by the Carrier are not parallel to the instant case,
the reasoning in the authorities reflect an approach which would have to
be considered as supportive of,the Carrier position. It is also noted
that one of the Organization's,cited authorities, Award No. 16030, is,
consistent with the Carrier's argument in that this Award-involved a
disciplinary matter which the Carrier concedes is subject to the time limit
previsions of Rule 56 A. In the final analysis, however, Award No. 19796
is the Award which must be given precedential effect, because-this Award *
is not only squarely in point. with the facts of the instant dispute, but it
also reflects the traditional view that time limit provisions are to be
applied as written by the parties and that any deviation from this principle
would amount to rewriting the parties' Agreement, which no third party is
empowered to do. Two time limit rules are involved in this case, the seven
(7) day limit on requesting a hearing under Rule 58 and the twenty (20) day
limit on the Carrier's rendering a posthearing decision under Rule 56 A.
Had the Carrier asserted the time limit provisions of Rule 58, instead of
waiving such provisions as previously indicated, there can be no question
that the Carrier would have been entitled to have the claim disposed of under
that Rule. By the same token, there can now be no question that, in view
of the Carrier's failure to comply with the time limit provisions of Rule
56A, the Organization is entitled to have the claim disposed of under that
Rule. Finally, it is additionally noted that if the Carrier's argument were
accepted as correct, and it were held to be exempt from the Rule 56 A time
limits in an unjust treatment case, the Carrier would have an indefinite
period of time within which to render a decision after hearing in such a case.
Such a result cannot be the parties' intention regarding the rule, because it
would frustrate an employe's right effectively to protest an adverse decision
through the grievance procedure. Accordingly, it is concluded that the Carrier
violated the time limits in Rule 56 A.
In view of the foregoing, the claim will be sustained on the basis
of the Carrier's violation of Rule 56 A and the merits will not be reached.
Award Number 21675 Page 8
Docket Number CL-21143
FINDINGS: The Third Division of the Adjustment Board, upon the whole
record and all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the
meaning of
the Railway Labor
Act, as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over
the dispute involved herein; and
The Carrier violated the time limit provisions as per Opinion.
A W A' R D
Claim sustained on time limits as per Opinion.
NATIONAL RAILROAD ADTLTSTMENT BOARD
By Order of Third Division
AT-TEST:
Executive Secretary
Dated at Chicago', Illinois, this 31st day of August 1977.
i