- NATIONAL RAILROAD ADJUSTMENT BOARD
. Award Number 22451
THIRD DIVISION Docket Number CL-22268
Abraham Weiss, Referee
(Brotherhood of Railway, Airline and Steamship Clerks,
( Freight Handlers, Express and Station Employes
PARTIES TO DISPUTE:
(Chicago and North Western Transportation Company
STATEMENT OF CLAIM: Claim of the System Committee of the Brotherhood
GL-8475, that:
"1. Carrier violated the current Agreement Rules, particularly
Rule 21, when under date of May 27, 1976 it dismissed from service Mr.
Wayne J. Jozwick, Leader Order Filler at Proviso, account investigation
which was concluded on May 20, 1976;
2. Carrier shall be required to reinstate Mr. Wayne J. Jozwick
with all rights unimpaired, and compensate him for all time lost as a
result of the dismissal."
OPINION OF BOARD: Claimant was dismissed from Carrier's service,
after investigation on a charge dated January 29,
1976, which reads:
"Your responsibility for your failure to protect your
assignment from December 1, 1975 to and including
January 28, 1976, as a result of your having been
arrested and charged with homicide, and following
such arrest were admitted to a hospital for treatment."
A brief review of the background of the case before us is in
order.
The record shows that on December 2, 1975, a woman identifying
herself as Claimant's aunt called Carrier's Chief Clerk and stated that
Claimant would not be at work for a time because of a "fire arms
accident." On December 5, Claimant informed his supervisor that he
was staying at his mother's house, that he had completed some medical
exams which disclosed a bad liver and a nervous condition, that he was
scheduled to appear in court on December 10, and that he would contact
the Carrier after his court appearance. Claimant's supervisor testified:
Award Number 22451 Page 2
Docket Number CL-22268
(1) that Claimant did not request permission. ta,absent"himself; (2) that
he did not notify .Claimant that he did not.have permission to be off.
As it turns out, Claimant had been arrested for homicide,
which accounted for his absence.
The Organization challenges Carrier's action and seeks to
have the dismissal voided and Claimant reinstated on the grounds
that the investigation on the charges was not timely heard; that
Claimant was denied a fair and impartial hearing in that he was denied
the..right to face his accusers; that Claimsat did protect his.assign
aF-irsanging.for.stelephoneca~Lt -Ca a Cleric on
December 2, the day after the ,hooting incident, that he would not be
able to perform service; and that Carrier failed or refused to send
Claimant leave of absence forms, even after requested to do so by
Claimant's representative.
The organization holds that Claimant's notification to
Carrier on December 2, through his aunt, complied with Rule 26(a)
which reads:
"(a) An employe absent from work because of sickness,
personal injury or other disability of himself or
immediate member of his family, .hall notify his
supervising officer as early as possible. Such
absences for a full calendar month or more mast be
covered by formal leave of absence as per Pule 23."
Rule 23(a) provides that:
"(a)
Leaves of
absence for a period of a full
calendar month or more must be formally authorized
in writing, copy of same to be furnished to
employs, Division and General Chairman and be
made a matter of record."
The Organization relies heavily on Rule 21(a), Discipline and
Investigation, which requires that "investigation ff discipline or
dismissalt shall be held within 7 calendar days of the alleged offense
or within 7 calendar days of the date information concerning the alleged
offense has reached his supervising officer." The investigation ms set
for February 2, 1976, but was postponed until February
5.
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Docket Number CI-22268
The Organization, in its ex parts submission, urges dismissal
of the charge because the investigation was not held within 7 days of
the date Carrier had knowledge or information regarding the reason far
Claimeat's absence.
Two hearings were held, the first on February 5, 1976, at
which Claimant was present but did not testify on advice of his
attorney, because of the pending trial; and the second, after several
postponements at the Organization's request, on May 20, 1976. Claimant
was not present at the second hearing. Claimant's representative
requested a further postponement of the May 20 hearing, submitting as
justification a letter dated May 19 from Claimant's physician that
Claimant "is still under my psychiatric care and not as yet ready to
return to full time employment." The Hearing Officer denied the
request for postponement, aver the objections of Claimant's representative.
The Organization's position is that the Carrier was informed
on December 2 that Claimant would be absent for an indefinite period,
and that within a week or so after that date, Carrier had information
that Claimant was admitted to a hospital for treatment in connection
with the homicide. Nevertheless, formal charges arising out of
Claimant's absence from work were not filed until January 29, 1976,
a period far in excess of the 7 days specified in Rule 21.
The Organization asserts that Claimant, through his aunt,
called in timely fashion to protect his assignment. It contends that
the Daily Attendance Record for December 2, 1975, introduced into
evidence at the hearing, indicates that Claimant's aunt did protect
Claimant's assignment by calling sad notifying the appropriate Carrier
official (the chief Clerk) that Claimant would not be able to perform
service.
The Organization also charges that Claimant was not afforded
a fair and impartial hearing because he was not present at the investigation held May 20, 1976 to fa
witnesses. To this the Organization adds that the Hearing Officer
unfairly cut off its cross-examination of the chief Carrier witness,
Claimant's supervisor.
Claimant's representative stated at the hearing that he had
called Claimant's supervisor on January 3, 1976,, requesting a copy of
the leave of absence authorization form. The forms were not sent even
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Docket Number CL-22268
though the Organization contends that it was the practice on the
property to send such forms automatically to an employe who was going
to be absent for an extended period.
Finally, the Organization poses to us that the basic issue
for determination is whether Carrier, under the applicable Agreement,
can dismiss an employe charged with homicide and required to undergo
psychiatric observation and treatment, and who, consequently, is
unable to protect his assignment. In essence, according to the
Organization, Claimant's failure to report to work was due to
circumstaqcps beyond his control; i.e., he was under arrest on
charge of homicide and was undergoing examination and treatment.
Petitioner points out that Claimant's responsibility in connection
with the homicide was still unresolved at the time of its submission
to this Board.
This Board has previously ruled in cases where employes
charged refused to testify or to answer questions at a formal hearing.
In Award 17946 (McGovern), this Board stated:
"Careful consideration of the record discloses that
Claimant was provided a fair and impartial hearing
in accord with Agreement rule. Although Claimant
declined to testify at the investigation because of
the pendency of charges in civil proceedings the
testimony of others discloses that Carrier's evidence
was substantial and sufficient to support the finding
of guilty. The claim must be denied."
With respect to the Organization's charge that the hearing
was held in Claimant's absence, because his psychiatrist had written
that Claimant was still under his care, this Board has held in many
cases that when a claimant failed to appear at a hearing, after
having been properly served with notice, Carrier's proceeding with
the hearing was not a denial of due process.
Claimant was charged with failure to protect his assignment;
i.e., for being absent without permission, from December 1, 1975 to
and including January 28, 1976. The record indicates: (1) that Claimant,
through his aunt, notified Carrier on December 2, 1975 that he would be
absent because of a firearms accident; and (2) that Claimant personally
telephoned his supervisor on December 5, 1975 and reported that he
had completed some medical examinations which disclosed
a
bad liver
and a nervous condition and that he was to appear in Court on December 10
and that he would contact Carrier after his court appearance.
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Docket Number CL-22268
However, the record also indicates that Claimant did not
request permission to be absent during the period in question; that
he did not request the requisite leave of absence forms for absences
in excess of 30 days as specified in Rule 23(x); and that he did not,
in fact, have permission to be absent.
On January 3, 1976 Claimant's representative called the
supervisor in Claimant's behalf, and informed the supervisor that
Claimant had called him because he had not received any leave of
absence papers. Claimant's representative was told that Claimant
had never requested leave of absence forms and that Claimant by then
had been absent from his assignment for over 30 days.
Petitioner contends that Carrier knew Claimant's whereabouts
and situation so as to properly prefer charges and issue a notice of
investigation prior to January 29, 1976, the date of the letter of
charges. Carrier counters that Claimant was absent from his assignment
from December 1, 1975 to and including January 28, 1976; that he was
notified on January 29, 1976 to attend an investigation on February 2,
1976 concerning his responsibility for failure to protect his assigment
during that period; that Claimant's absence on January 28.;was within
the time limit provision of Rule 21(x) which provides for a hearing
within seven days of the alleged offense; and that Claimant's absence
on January 28 was simply a continuation of his unexcused absence
starting December 2, 1975 -- which constituted one offense.
The Agreement contains obligations, borne by both the
individual employs and the Carrier which must, like other contractual
requirements, be followed. While we may understand and even sympathize
with Claimant's situation and predicament, it was his duty to report
for work as scheduled unless he obtained management's permission to
be absent. Claimant had an opportunity on December 5 -- four days
after the start of his absence -- when he called his supervisor. He
knew then that he was involved in a situation which might well cause
him to absent himself from his job for a lengthy (though indeterminate)
period of time. He could have requested authorization for a leave of
absence, explaining the circumstances as best he could. Contractually,
he was obligated to request a leave of absence in order to comply with
the provisions of Rule 23(x). He did not make such request; his
absence was not excused. By the time his representative called
Claimant's supervisor for the leave of absence forms, Claimant had
been absent without authorization over 30 days.
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Docket Number CL-22268
Claimant failed to protect his assignment between December 1,
1975 and January 28, 1976, as charged. The reasons for his absence
included incarceration and hospitalization while undergoing psychiatric
treatment. The weight of arbitral authority upholds the right of
an employer to dismiss an employe absent from duty regardless of the
reason -- even physical or mental illness.
This Board has repeatedly held that an employe's arrest or
incarceration does not constitute justification for his absence from
work and consequent failure to protect his assignment. We concur in
this line of Awards.
Although Claimant, through his aunt, notified Carrier's
Chief Clerk, the person assigned to take such messages, that Claimant
would be absent, such notice alone does not exonerate him from the
obligation to request and receive permission to absent himself for
an extended period.
Claimant's absence was not confined to a specific date.
His absence was continuous and uninterrupted between the dates listed
in the letter of charges. Carrier's scheduling of the investigation
for February 2, 1976, therefore, fell within the time limits prescribed
in Pule 21(a).
Claimant was dismissed for failure to protect his assignment
between December 1, 1975 and January 28, 1976, as charged. The evidence
supports the charge and we must, therefore, deny the claim.
FINDINGS: The Third Division of the Adjustment Board, upon the whole
record and all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute
are respectively Carrier and Employes within the meaning of the
Railway Labor Act, as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction
over the dispute involved herein; and
That the Agreement was not violated.
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Docket Number CL-22268
A W A R D
Claim denied and dismissed as indicated in the Opinion.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
ATTEST:
xecutive Secretary
Dated at Chicago, Illinois, this 13th day of Ju3y
IM.