NATIONAL RAILROAD ADJUSTMENT BOARD -
THIRD DIVISION
Docket Number
SG-22537
Richard R. Rasher, Referee
(Brotherhood of Railroad Signalmen
PARTIES TO DISPUTE:
(Missouri Pacific Railroad Company
STATEMENT OF CLAIM: "Claim of the General Committee of the Brotherhood
of Railroad Signalmen on the Missouri Pacific
Railroad Company:
On behalf of Signal Foreman R. R. Tucker, who was suspended for
thirty days by discipline notice dated July 6, 1977, for pay for all time
lost, including overtime worked by others on Mr. Tucker's Foreman position,
during the period of suspension, July 6 to August 4, 1977." LCarrier file:
B 225-745/
OPINION OF BOARD: As a Signal Foreman, Claimant's responsibilities on
April 12, 1977 included making certain that signals
along newly-installed tracks were connected and operating properly.
On May 31, 1977 it was discovered that signal 2627L (for which
the Claimant had been responsible) was displaying an approach signal for
a section of track that already had a train on it. The malfunction was "
found to have been caused by the incorrect connection of two track wires.
The situation was remedied and the Carrier made its False Proceed Signal
Report to the Federal Railroad Administration.
An investigation was scheduled for June 9, 1977 but was postponed
(at the Organization's request and by mutual consent of the parties) until
June 16, 1977. However, as a result of a seventy-car derailment on June 16,
the Carrier moved the hearing forward a second time, to July 1, 1977.
The hearing was held and, on July 6, 1977, the Claimant was
suspended for thirty days without pay. Claimant was furnished with a
copy of the transcript and the discipline notice. The Local Chairman and
the General Chairman only received copies of the transcript, even though
the Local Chairman had requested, at the hearing, that he be furnished
with a copy of the discipline notice. He did not receive the notice
until he made a subsequent request, on July 25, 1977.
The Organization protests the discipline on both procedural and
substantive grounds.
Award Number 22703 Page 2
Docket Number SG-22537
Procedurally, the Organization alleges that the investigation
was not timely held; the discipline notice was not timely furnished;
the Carrier improperly restricted questioning during the hearing; and,
the Claimant was accused of one thing (improperly connecting the wires)
but disciplined for another (failing to see that they were properly
connected).
The Organization also contends that the Carrier failed to
meet its burden of proving that the Claimant had acted irresponsibly.
The Organization's position is that it is unlikely that a false proceed
signal would go unnoticed for 49 days. The Organization claims that
someone else must have subsequently tampered with the wires.
In claiming that the investigation was untimely, the Organization cites Rule 700(b) which provid
for hearing within ten days following the date the employe is notified
of the charge "except (the time limits may be extended) by mutual
agreement between the Management and the employe or his duly accredited
representative." The Organization claims that the postponement from
June 16, 1977 to July 1, 1977 was not by mutual consent and that the
Carrier failed to indicate what effect the June 16 derailment had on
its ability to conduct the investigation.
In claiming that the discipline notice was not timely furnished,
the Organization cites Rule 700(d) which provides that a copy of the
transcript and notice of discipline assessed "will be furnished to the
representative who assisted at the investigation within ten days,
if requested." The Organization rejects the Carrier's defense that the
delay was a clerical error which did not prejudice the employe's rights.
It emphasizes that the "Board may not overlook the time limits, but must
apply the agreement as negotiated."
The Carrier contends that the Claimant was responsible for the
malfunction and that his rights were not prejudiced by reason of any
alleged violation of Rule 700, Paragraphs (b) and (d).
The Carrier acknowledges that the second postponement of the
hearing was made without the General Chairman's consent, but points out
that the seventy-car derailment called on the services of most of the
participants scheduled to appear at the hearing. The Carrier adds that
the postponement was not a deliberate act and that the rights of the
Claimant were not prejudiced.
Award Number 22703 Page 3
Docket Number SG-22537
The Carrier also acknowledges that a vacation-relief clerk did
overlook furnishing the Local Chairman with a copy of the discipline
notice. The Carrier argues, however, that the action was not deliberate;
the Claimant's rights were not prejudiced; and that there is no rule
requiring that the discipline be set aside should the representative fail
to receive his copy of the notice. The Carrier cites several awards
standing for the principle that clerical error is not sufficient cause
to justify setting aside the discipline.
In arguing that the charge was established sufficiently in the
record to justify the discipline, the Carrier notes that there was no
evidence that any wires had been tampered with subsequent to April 12,
1977. The Carrier adds that there was no maintenance work done on the
track since April 12, 1977 and discusses the grave potential hazard
created by a malfunctioning signal.
It is the opinion of this Board that the Claimant was responsible
for the malfunction. The Carrier demonstrated that it was unlikely that
an employe or any other person switched the two track wires. Repairs were
not scheduled for the track, no reason was given for employes to have
sabotaged the wires, and it was likely that an individual unfamiliar with
the complex wiring system would have caused more damage by such alleged
tampering. We are inescapably led to the conclusion that the wires were
misconnected while the new track was being installed and that, as Signal
Foreman, the Claimant should have detected the error.
We find that the Claimant was charged with misconnecting the
wires while he was disciplined for not detecting the error to be of no
substantive consequence. Throughout the handling of this claim, Claimant
and his representative were fully apprised of the events which gave rise
to the charge. The slight difference in characterization between the
charge and the finding of guilt is not significant. In either case
Claimant's responsibility for signal maintenance on April 12, 1977 was
the same. The principle that an employe should not be charged for one
set of events and disciplined for another is not applicable in these
circumstances.
The Carrier's failure to timely provide the Local Chairman with
the discipline notice was improper. However, that failure did not impair
the Claimant's rights to a fair hearing or prejudice his appeal in any
subsequent handling of the dispute. Since the purpose of Rule 700(d) is
to enable a claimant to perfect an appeal in normal fashion, we do not
find that the Carrier's failure was a fatal error which justifies setting
aside the discipline ultimately imposed.
Award Number 22703
Docket Number SG-22537
Page 4
Although the second postponement of the investigation was made
without the General Chairman's consent, we find the delay was justified
by the emergency nature of the seventy-car derailment. Importantly,
the rights of the Claimant were not prejudiced by the postponement.
Finally, we note that the Carrier's Hearing Officer was somewhat
restrictive regarding the Organization's questioning concerning a previous
incident of an allegedly similar nature. The purpose of an investigation
is to develop a full and complete record. We have concluded that the
guilt of the Claimant was proven and that there was no indication that
the Hearing Officer's action prejudiced this finding. However, we should
note that in closer circumstances such actions by the Hearing Officer
could prejudice the Claimant's rights to a full and fair hearing.
FINDINGS; The Third Division of the Adjustment Board, upon the whole
record and all the evidence, finds and holds;
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor
Act, as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over
the dispute involved herein; and
That the Agreement was not violated.
A W A R D
Claim is denied.
ATTEST;
zi /4/
Zxecutive Secretary
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Dated at Chicago, Illinois, this 11th day of January 1980.