NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number CL-22950
Rodney E. Dennis, Referee
(Brotherhood of Railway, Airline and
( Steamship Clerks, Freight Handlers,
( Express and Station Employes
PARTIES TO DISPUTE;
(St. Louis-San Francisco Railway Company
STATEMENT OF CLAIM; Claim of the System Committee of the Brotherhood (GL-8820)
that:
1. The Carrier acted in an arbitrary, capricious and unjust manner
and violated the agreement between the parties when on July 21, 1978, it
dismissed Clerk Don W. Johnston from the service of the company.
2. In view of the foregoing arbitrary, capricious and unjust action
of the Carrier, it shall now be required to;
(a) Restore Clerk Johnston to service with the Carrier with all seniority,
vacation and other rights unimpaired.
(b) Pay Clerk Johnston for all time lost commencing with July 19, 1978
and continuing until Clerk Johnston is restored to service.
(c) Pay Clerk Johnston any amount he incurred for medical or surgical
expenses for himself or his dependents to the extent that such
payments could have been paid by Travelers Insurance Company under
Group Policy No. GA-23000 and in the event of the death of Clerk
Johnston pay his estate the amount of life insurance provided for
under said policy. In addition, reimburse him for premium payments
he may have made in the purchase of suitable health, welfare and
life insurance.
(d) Pay Clerk Johnston any amount he incurred for dental expenses for
himself or his dependents to the extent that such payments could
have been paid by Aetna Insurance Company under the National Dental
Plan. In addition, reimburse him for premium payments he may have
made in the purchase of suitable dental insurance.
(e) Pay Clerk Johnston interest at the rate of 107 compounded annually
on the anniversary of this claim for amounts due under (b) above.
Award Number 22873 Page 2
Docket Number CL-22950
OPINION OF BOARD- Claimant D. W. Johnston was regularly assigned to the
Rotating Extra Board, headquartered in Carrier's
General Stores Department at Springfield, Missouri. He was on vacation
from July 3, 1978, to July 7, 1978. He worked in Carrier's Data Control
Department on July 8 and 9, 1978. These two days were his regularly
scheduled rest days.
Claimant was due to report to General Stores on July 10, 1978,
at 7:30 a.m. He clocked in a 7;21 a.m. and was assigned by his foreman
to cover a two-week vacancy in the Wheel Shop. At thin point, claimant
stated that he was sick and that he was going home. He clocked out at
7:37 a. m. and left the property.
Claimant returned to work on July 11 and, later that day, requested
that he be relieved from his duties in the Stores Department so that he
could cover an anticipated vacancy that would become available on July 17
in the Data Control Department. If claimant were released to cover the
vacancy in Data Control, his pay for a period of two weeks would have been
about $400.00 more than he would earn on his regularly assigned duties in
the stores department.
Carrier supervision became suspicious that claimant did not cover
the job at the Wheel Shop because this would have meant that he would be
required to stay on that job for a two-week period and would have been
unable to take advantage of the Data Control vacancy. Thus, he would miss
the opportunity to earn the extra pay resulting from that assignment.
On July 14, 1978, claimant was notified to report on July 19, 1978,
for a formal investigation into the matter of his failure to work position
No. 405 at the Wheel Shop. Claimant was charged with indifference to duty,
insubordination, and dishonesty. The hearing was held as scheduled. As a
result of the hearing, claimant was dismissed from service.
The Organization appealed Carrier's decision to dismiss claimant.
At a conference in the Superintendent's office on July 19; 1978, Carrier
offered to reinstate claimant with a loss of ten work days if the claim
was dropped. Claimant refused this offer. On September 6, 1978, a
similar offer was made by Carrier; claimant again refused. Carrier subsequently reinstated claimant
1978. The claim by the Organization, however, was not dropped. It has
progressed through the grievance procedure and has been submitted to this
Board for final resolution. Claimant was held out of service for a
period of sixty days. This Board, therefore, is to decide whether Carrier
had reason to suspend claimant for sixty days for his actions on July 10,
1978.
Award Number 22873 Page 3
Docket Number CL-22950
At the outset of this opinion, the Board is compelled to comment
on the Organization's charge that the investigation held on July 19, 1978,
was not a fair and impartial one, because Carrier was predisposed to find
guilt and the hearing officer did not allow the General Chairman to record
objections as the hearing progressed. Instead, he required him to hold his
objections until he was called on to make a statement.
Carrier relies on Award No. 164, Public Law Board No. 405, to
support its position on this issue. The Organization relies on Second
Division Award No. 7606 to support its contention that denying the General
Chairman a right to object in a timely manner was prejudicial to claimant's
case. This Board is of the opinion that Carrier did meet the technical
requirements of a fair hearing. The General Chairman's objections are
recorded in the record and they will be taken into account by this Board
when the merits of this case are considered. In this regard, we have
followed the logic and reasoning utilized by the referee in Award No. 164.
Award 7606, cited by the Organization, clearly indicates that
the General Chairman in that case was denied an opportunity to make
objections and to cross-examine. That is not true in the instant case.
This Board, however, does not condone the actions of the hearing officer
in the present case. Justice would have been better served if the General
Chairman had been allowed to record his objections in the record, as they
came up, and not have been required to wait until the end of the hearing.
A hearing on the property should be held in a fair and impartial manner
and reasonable procedures should be followed by the hearing officer.
In fact, this Board sees no danger in Carrier giving every opportunity
for the claimant's representative to speak or to make what he thinks is
a pertinent point on behalf of his client. By conducting a fair, impartial,
and complete hearing, Carrier's labor relations policies became more credible.
Such a hearing serves to improve the relationship between the union and
carrier's representatives.
This Board has concluded, therefore, the claimant was not denied
his substantive procedural rights as a result of the manner~ra which the
July 19, 1978, hearing was conducted.
The issue on the merits of this case is whether the claimant is
guilty of indifference to duty, insubordination, and dishonesty. A careful
reading and analysis of the record reveals that Carrier has not carried its
burden of proof; a sustaining award is in order.
Carrier has charged claimant with insubordination for failing to
cover the assigned job in the Wheel Shop and for reporting off sick
immediately after being given his assignment. The record, however, is barren
Award Number
22873
Page 4
Docket Number
CL-22950
of any facts or statements that would allow this Board-to conclude that
claimant was insubordinate on July 10,
1978.
His foreman assigned him
his job. He stated,that he was sick and that he was going home. His
foreman replied, "OK". This exchange is recorded a number of times in
the record and was not denied by Carrier.
The foreman clearly led the claimant to believe that his statement that he was sick and was going ho
did not question the honesty of claimant's statement. He did not object
to claimant not covering the assigned job or to his leaving the property.
He did not issue an order that was not followed, nor did he have any
words of disagreement with claimant. He stated in the record that he
had no reason to think claimant was not sick, even though he was not a -
doctor and could not be sure.
Claimant's behavior and his statements on July 10,
1978,
were
not so unusual that the foreman did not accept them as appropriate and
true. If the situation had been otherwise, it would have been incumbent --
upon the foreman to take action at that time. If he thought claimant was
malingering or attempting to avoid duty, he should have so stated at that
point. Instead of complaining or instructing the claimant otherwise,
he said "OK". That can only be construed to mean claimant had not violated
any rules and the foreman was satisfied that claimant was sick.
Carrier, after the event, has put a number of facts together and
has concluded that claimant was trying to avoid the assignment in the
Wheel Shop so that he could cover the higher paid job in Data Control.
This Board does not deny that this possibility may have existed, but the
record does not contain any facts or probative evidence to support such a
finding. Carrier has relied on supposition and suspicion to support its
actions. This Division, as well as other Divisions of the Railroad Adjustment Board, has clearly sta
not sufficient justification on which to base discipline. Carrier must
have substantial facts to support its action.
In reviewing Carrier's actions, this Board must rely solely on
the record before it. If that record is barren of solid facts and substantial evidence that a claima
support the position of the Carrier. That is the situation in this case.
The probative evidence contained in the record before us is insufficient
to support the Carrier's position. Claimant was unjustly disciplined and
should be compensated for all lost time. His record should be cleared of
any reference to the incident.
Award Number 22873 Page 5
Docket Number CL-22950
Carrier makes the point that the claimant was offered an
opportunity to return to work after a ten-day suspension and that at this
point, Carrier's liability in this case should cease. Carrier argues
that claimant has the obligation to mitigate damages. Consequently, he
should have returned to work after the ten-day suspension. This Board
agrees that claimants do have the responsibility to mitigate damages.
It is a well-accepted principle applied by this Board, as well as by
arbitration tribunals in almost every industry.
This obligation to mitigate damages, however, does not extend
to the point that a claimant must drop his claim when reinstatement is
offered. In the instant case, claimant was of the opinion that he was
unjustly charged and he did not want to accept a ten-day suspension,
drop his grievance, and have the discipline appear on his record. He had
a perfect right to take this position. He, in effect, chose to "roll the
dice." If he lost, he would have to suffer the consequences; if he won,
he would be vindicated and his record cleared.
Claimant was justified in what he did and this Board cannot
penalize him for being determined in his position and seeing his grievance
through to a conclusion. What the Carrier did in this instance is make
an offer of compromise. This is not unusual in grievance handling and
frequently is sufficient to bring a case to a conclusion. But when an
offer .of compromise is made and refused, this refusal cannot be held
against a party. -
Carrier cites numerous awards in its submission wherein offers
of reinstatement were refused by claimant and this Board considered those
refusals and held them against claimant when the final decision was made.
A reading of those awards, however, reveals that Carrier did not condition
its offer on claimant dropping his claim, as was the situation in the
present case.
After considering the entire record, it is the opinion of the
Board that Carrier was not justified in disciplining claimant. Carrier
has not carried its burden of proof. The record does not support a
finding that claimant was insubordinate, dishonest, or indifferent to
duty. Claimant should be reimbursed for all lost time at his.appropriate
rate in accordance with the requirements of Rile 31 of the controlling
agreement. A request for compensation other than pay for time lost is
not supported by the agreement and is consequently denied.
Award Number 22873 Page 6
Docket Number CL-22950
FINDINGS: The Third Division of the Adjustment Board, upon the whole
record and all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the
meaning of
the Railway Labor
Act, as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction
over the dispute involved herein; and
That the Agreement was violated.
A W-
Claim sustained in accordance with the Opinion of the Board.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
ATTEST:
l/!~ (/(/
Executive Secretary
Dated at Chicago, Illinois, this 18th day of June 1980.