NATIONAL. RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number MW-22959
(Brotherhood of Maintenance of Way Employes
PARTIES TO DISPUTE:
(The Denver and Rio Grande Western Railroad Company
STATEMENT OF CLAIM: "Claim of the System Committee of the Brotherhood that:
(1) The discipline of dismissal assessed B&B Carpenter Robert N. Plum
was arbitrary, capricious and without just cause (System File D-14-78/MW-13-78).
(2) B&B Carpenter Robert N. Plum shall be reinstated to service
with seniority and all other rights unimpaired and he shall be compensated for
all wage loss suffered, all in accordance with Rule 28."
OPINION OF BOARD: Claimant was employed by the Carrier as a Bridge and
Building Carpenter. On March 21, 1978, he was served
notice of a formal investigation:
"Formal investigation will be held in the Superintendent's Conference Room, 901 West 48th Ave.,
Monday March 27, 1978, to determine facts and place responsibility,
if any, in connection with your
alleged failure
to comply with
the requirements of general notice and rules of the Denver and
Rio Grande Western Railroad Co on or about 2:00 AM Friday
March 10, 1978 at Oak Creek, Colo.
Your presence as principal at this formal investigation is
required with
representative if
desired.
If you desire any witnesses to appear in your behalf notify
the undersigned promptly.
signed J. A. Greener" (Superintendent)
The investigation was conducted on March 27, 1978, at which the
notice to the claimant was read. The claimant was represented by the
General Chairman of the Organization. At the beginning of the investigation
the following exchange occurred between the hearing officer (Mr, Spurling)
and the General Chairman (Mr. Ochoa):
Award Number 22910 Page 2
Docket Number MW-22959
"MR. OCHOA:
Mr. Spurling, before we go on with this, in the notice to
attend the investigation I note that he is charged with
'failing to comply with the requirements of General Notice
and Rules of the Denver and Rio Grande Western Railroad
Company.' That is pretty vague. Is he being charged with
failure to comply with all the rules or is there a specific
rule that he is being cited with?
'Tfft. SPURLIIG:
Mr. Ochoa, the caption of the investigation refers to the
General Notice and Rules of the Denver and Rio Grande
Western Railroad Company and, if appropriate, all or a
portion of the General Notice will be read into the record
of the investigation.
" hfft. OCHOA:
And, as to the rules, I have been asked by Mr. Plum to
represent him and I cannot adequately represent him if
I don't know the riles he is being charged with and I feel
that in that respect we cannot properly represent him and
give him a fair and impartial investigation not knowing
the specific rules he is charged with.
I'M
SPURLING:
We will enter your objection."
Later in the investigation, the General Notice and Rules of the
Denver and Rio Grande Western Railroad were read into the record by the
hearing officer. This document consists of twenty-one paxagraphs. Some
of the paragraphs cover numerous matters that could be the subject of an
investigation in themselves. After the reading of the document, the
following conversation was entered into between the General Chairman and
the Hearing Officer:
"MR. OCHOA:
Is he being charged with a violation of all these rules?
Award Number 22910 Page 3
Docket Number MW-22959
"MR. SPURLING:
Mr. Ochoa, as Chairman of the Investigating Board, I am not
at liberty to answer questions directly. I believe that the
caption of the investigation specifies it is being held in
connection with Mr. Plum's alleged failure to comply with
the requirements of General Notice and Rules of The Denver
and Rio Grande Western Railroad Company on or about 2:00 A. M.
Friday, March 10, 1978."
Throughout the handling of the dispute on the property the
Organization continued its contention that the charge was vague and in its
submission to the Board contends that by charging claimant with a violation
of all the rules, as it did, the Carrier was "obviously engaged in a
'fishing expedition' for an alleged violation:" We note that the letter
of dismissal sent to claimant on March 29, 1978, followed the same general
language of the notice of investigation, without reference to any specific
rule.
While the applicable agreement does not require that the charge
be "precise", it does require that the employe be given a "fair and
impartial hearing," and it is generally recognized that a "fair and
impartial hearing" requires that the accused be informed of the nature
of the charge made against him in a form definite enough so that he may
adequately prepare a defense. It is the opinion of the Board in our
present case that the charge was entirely too broad to meet such requirement.
(See Awards 13443, 17592).
We will sustain the claim to the extent outlined in Rule 28(d),
based on the charge being vague and indefinite, without passing upon the
merits of the dispute.
FINDINGS: The Third Division of the Adjustment Board, upon. the whole
record and all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor
Act, as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over
the dispute involved herein; and
Award Number 22910 Page 4
Docket Number MW-22959
That the Agreement was violated.
A W A R D
Claim sustained is accordance with Opinion and Findings.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
ATTEST:
Executive Secretary
Dated at Chicago, Illinois, this 22nd day of July 1980.