NATIONAL RAILROAD ADUUS'1MENT BOARD
THIRD DIVISION Docket Number
CL-23447
(Protherhood of Railway, Airline and Steamship Clerks,
( Freight Handlers, Express and Station Employes
PAtit'rIES TO DISPUTE:
(Union Pacific Railroad Company
OTATCMENT OF CLAIM: Claim of the System Committee of the Brotherhood
(9284) that:
1. The Company violated the Rules Agreement effective June 1,
1975,
particularly Rules
43, 45
and
53,
when it arbitrarily and unilaterally "dismissed" Ms. Sharon K. Harris from service while on extended medical leave of
absence.
2.
Claimant should be reinstated to service immediately and allowed
compensation of
$1,210.11
per month, commencing December
8, 1978,
and continuing
each and every month thereafter. In addition, she should be reinstated with
all rights unimpaired, i.e. Retroactive pay and COLA allowances, Health &
Welfare coverages, Vacation, Sick Allowance, et cetera, and an amount equal
to all overtime she would have been entitled to work, subject to a check of
Carrier's records, had she been allowed to resume work upon being released
by her physician on December
8, 1978.
OPINION OF BOARD: Before discussing the merits of the dispute, we feel
compelled to again point out the well-established prin
ciple that this Board, being an appellate tribunal, may only consider the
issues and. defenses raised by the parties in the usual manner of handling,
of disputes on the property, and that new issues and new defenses may not
be raised for the first time before the Board.
The record shows that claimant was assigned to the position of
Guaranteed Extra Board Clerk, Zone 2, at the Kansas City Freight Station,
Kansas City, Missouri, with a seniority date of October 11,
1968.
The Organization states that during the calendar year
1978,
claimant was under the
care and treatment of several staff physicians of the Union Pacific Railroad
Ecnployes' Hospital Association, and her illness was diagnosed as "Severe
Nervous Depression."
Rule
43
- Leave of Absence, of the applicable agreement in effect
at the time, read:
"(a) Employes shall be granted leave of absence when
they can be spared without interference to the service, but
not to exceed ninety (90) days in a calendar year, except
in cases of sickness, physical disability of tie employe,
organization work, service with railroad bureaus. Interstate
Commerce Commission, or holding public office or by agreement
between the supervising officer and Local Chairman.
Award Number
23409
Page
2
Docket Number
CL-23447
"(b) Acceptance of other employment while on leave
of absence other than as provided in Section (a) of this
rule, without the approval of Local Chairman and supervising officer, shall terminate an employe's service and
seniority.
"(c) All leaves of absence in excess of ten (10)
working days must be in writing and copies shall be furnished Local and Division Chairmen. Leaves of absence of
ten (10) days or less may be required in writing.
"(d) An employe desiring to return from leave of
absence before the expiration thereof must give at least
thirty-six
(36)
hours advance notice before making displacement.
"(e) After an employe has been on leave of absence
for a period of one year, the position vacated and previously held by such employe shall be bulletined as a
permanent vacancy pursuant to Rule 11 of this Agreement,
in lieu of temporary.
"(f) Failure to report for duty at the expiration
of leave of absence shall terminate an employe's service
and seniority unless a reasonable excuse for such failure
is furnished not later than ten (10) days after expiration
of leave of absence.
"(g-1) An employe voluntarily leaving the service,
or who has been absent from duty, except in case of illness or other physical disability, without proper leave
of absence, which must be in writing if in excess of
ten (10) working days, shall terminate service and seniority rights.
"(g-2) An employe whose service and seniority rights
have been terminated in accordance with the provisions of
this rule o' who has been dismissed, my be reinstated by
the Company under the provisions of and subject to Section
(3)
or Rule
45.
"(g-3) Employes whose service and seniority rights
are terminated under this Section (g) shall be granted a
hearing provided request therefor is made in writing by
the employee or their representative to the supervising
officer within thirty
(30)
days from date service and
seniority rights are terminated. Notice of such termination shall be given in writing and the thirty (day)
period shall commence upon receipt of such notice.
Award Number 23409 Page 3
Docket Number CL-23447
"(H) The termination provisions of this rule shall
not apply to an employe who has returned to active service
for a period of ten (10) days or more."
It will be noted that exceptions are made in some sections of the
rule concerning cases of sickness or physical disability. See Sections (a)
and (g-1) of the rule.
The Organization contends that claimant was granted a medical leave of
absence under the above rule on June 2, 1978, to expire on July 4, 1978, which
was extended upon the recommendation of her attending physician until August
5,
1978, and was subsequently extended for thirty day periods on advice of her attending physician until November 8, 1978. According to the organization, on
October 19, 1978, while on medical leave to expire November 8, 1978, claimant
contacted her physician, Dr. Cesar V. Menez for further medical leave; that
Dr. Menez recommended a further leave until December 11, 1978; he contacted
the Union Pacific Railroad Employe's Hospital Association at Kansas City,
advising that his client was still "severely depressed," and asked that claimant's leave of absence again be extended. On October 24, 1978, claimant again
contacted Dr. Menez if he had taken measures to have her medical leave extended.
Claimant was advised by Dr. Menez that he had contacted Mrs. Ruth Weil, the
Association Secretary and she assured Dr. Menez that "she would take care of
everything." Dr. Menez later confirmed his part in the transaction in letter
addressed "To Whom it May Concern.," dated December 20, 1978.. reading:
"December 20, 1978
Re: Sharon Harris
To Whom It May Concern:
On October 19, 1978 I conferred with Ruth Weil, by
telephone, concerning the status of Mrs. Sharon Harris.
I told Ruth at the time that I felt that Mrs. Harris
was still severely depressed and asked that she extend
Mrs. Harris' leave. Ruth confirmed that she would do
thts and that she would tale care of everything.
Mrs...Harris visited me the following week on October 24th
and asked if I had contacted Ruth Weil. I told her I had
and that Ruth assured me she would take care of everything.
If you should have any questions regarding this please do
not hesitate to contact me.
Sincerely
(sgd) Cesar V. Menez M.D.
Cesar V. Menez M.D.
Award Number 23409 Page 4
Docket Number CL-23447
Claimant did not report for work November 9, 1978, assuming that arrangements
had been made to extend her medical leave until December 8, 1978.
On December 8, 1978, claimant attempted to return to work, with a
release from another doctor of the Hospital Association, Dr. Masucci, dated
the same day stating that claimant had been on medical leave of absence
from June 6, 1978, until December 11, 1978, and "released still under treatment." It is interesting to note that this Form
5
of the Hospital Association
contains in parentheses '(To be given to the employe who will present it to
his employer)." When claimant reported on December 8, 1978, the Carr'ier's
agent contended that he had notified her on December 6, 1978:
"Relative to your Form 163, Request for Leave of
Absence, covering the period October 8 through November 8,
1978, inclusive.
"As you have failed to comply with Rule 43(f) of the
Agreement, which reads: 'Failure to report for duty at
the expiration of leave of absence shall terminate an
employe's service and seniority, unless a reasonable
excuse for such failure is furnished not later than ten
(10) days after expiration of leave of absence,' your
seniority rights are hereby forfeited and you are dismissed from service."
The record also contains a note from the doctor
who signed
the Form
5,
of the Hospital Association, heretofore referred to:
" 12/11/78
"To Whom It May Concern:
Sharon K. Harris has been off work because of
'depression.' She was under the care of Dr. Menez.
There was a breakdown in communication for her
continued leave of absence. It is my opinion that
this leave of absence is necessary.
Sincerely yours
J. M. Masucci M.D."
On December 28, 1978, Mrs. Ruth Weil, the Secretary of the Hospital
Association in Kansas City, wrote to Agent J. W. Blanchard:
"Re: Mrs. Sharon Harris.
With reference to the leave of absence for Mrs.
Sharon Harris. When I am instructed to write a leave
of absence for any employe I do it immediately and place
it in the Company Mail, directed to the proper department.
Award Number
23409
page
5
Docket Number
CL-23447
"My thinking is that this was lost, somewhere between
this office and your office."
The organization denies that claimant received the letter of
December
6, 1978,
from Agent Blanchard.
On December
28, 1978,
the Local Chairman of the Organization
wrote Agent Blanchard, requesting a hearing for claimant in connection with
her dismissal, which request was denied on the basis claimant was terminated
under Rule
43
(f) .
The Local Chairman, on January
24, 1979,
filed with agent
Blanchard a monetary claim in claimant's behalf. The agent replied:
"Claim is hereby declined as Mrs. Harris is no
longer an employee of this Company."
On March
23, 1979,
the b'ier's Appeals Officer, advised the
General Chaix~an that a "fact-finding discussion" had been scheduled for
10:00 A.M., March
28, 1979,
in the Kansas Division Superintendent's Conference Room. No transcript of the "fact-finding" discussion was made.
The Board notes that in a letter to Carrier's
highest designated
appeals officer, dated May 1,
1979,
the General Chairman stated:
"From June
6, 1978,
when claimant obtained her initial leave of absence, the Carrier was aware that she was
suffering from 'severe mental depression.' On October
19,
1978,
Doctor Cesar V..Menez advised that he felt claimant
'was still severely depressed' and was in no condition to
return to service. He advised claimant at that time that
he was taking steps to have her leave of absence extended.
At that time Doctor Menez was on the staff of the Union
Pacific Hospital Association.
On October
24, 1978,
claimant once more visited Doctor
Menez and again inquired if he had taken steps to extend
her leave of absence. In letter dated October
20, 1978,
Doctor Menez advises that he had made contact with Ruth
Weil, the Hospital Association Secretary, and she assured
the doctor that everything would be taken care of. Consequently, Claimant after having been assured by a Union
Pacific Hospital Association Doctor that her leave had
been extended took no further action. The usual and customary practice at Kansas City and other locations is for
the Hospital Association staff to make the necessary preparations for sick leaves or the extensions of same.
Award Number
2340
Page
6
Docket Number
CL-233447
"During the so-called 'fact finding discussion' at
Kansas City on March
28, 1979, you
made the bald assertion
that the Union Pacific Railroad Company is not affiliated
with the Union Pacific Hospital Association and therefore,
the Doctors and staff of that Organization cannot grant or
extend leaves of absences for employes of the Carrier.
Such a self-serving erroneous statement cannot go unchallenged by the Organization."
We do not find where such contention by the General Chairman was
rebutted or refuted in subsequent handling on the property. It appears that
claimant's requests for extensions to her leave of absence were handled in
this manner.
In a subsequent letter of May
23, 1979,
the General Chairman cited
a number of cases of leaves of absence that were handled differently than the
present case.
Based upon our study of the entire record., the Board is forced to
the conclusion that the Carrier acted in a hasty and arbitrary manner in
terminating the claimant in the manner in which it did, especially considering the letters of Dr. Menez and. Dr. Masucci. We will sustain the claim for
reinstatement with former seniority and other rights unimpaired, and with pay
for time lost, computed in accordance with Rule
45(c).
The Board takes note
of the fact that during the period that claimant was out of the service she
gave birth to a son. The Carrier will not be required to make any payment to
claimant for two months prior to and one month subsequent to the date of
birth. The Organization has submitted no agreement support for the claim for
Hospital and Welfare Coverage, and that portion of the claim is denied.
FINDINGS: The Third Division of the Adjustment Board, after giving
the parties to this dispute due notice of hearing thereon,
and upon the whole record and all the evidence, finds and holds:
That the Carrier and the Employes involved in this dispute
are respectively Carrier and Employes within the meaning of the Railway
Labor Act, as approved June 21,
1934;
That this Division of the Adjustment Board has jurisdiction
over the dispute involved herein; and
That the Agreement was violated.
Award Number 23409 Page 7
Docket Number CL-23447
A W A R D
Claim sustained to the extent indicated in Opinion.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
ATTEST
Executive Secretary
Dated at Chicago, Illinois, this 3rd day of November
1981.
CARRIER MENBERS' DISSENT
TO
_AWARD N0.
23409 DOCKET CL-2.3447
REFEREE CARTER
The Carrier Members believe one of the fundamental rights of due process to
which every party before the National Railroad Adjustment Board is entitled
is the obligation of the Majority to address the merits of each of the arguments
raised by the Carrier.
In Award No. 23409, the Majority did not meet this obligation. The Opinion of
Board fails to address the merits of any of the substantial arguments raised by
the Carrier.
In its initial submission to the Board, the Carrier set forth its position:
"I. The Carrier has never treated this case as a Rule 45
discipline case -- the case involves a termination of
seniority under Rule 45(f)."
"II. Rule 43(f) is an agreed-upon rule and contains a clear
mandate than an employe who fails to report at the expiration of a leave of absence terminates service and
seniority."
"III.It is the employe's responsibility to ensure that a request
for a leave of absence has been made to and then approved
by a proper official of the Carrier."
"IV. The Carrier has neither inconsistently nor discriminatorily
applied Rule 43(f)."
A reading of the Opinion Of Board will reveal not one reference to any of these
arguments. In fact, a reader might conclude the Majority used only the Employe's
Submissions in preparing the Opinion Of Board. Sucti references as "The Organization
states" (page 1), "The Organization contends" (page 3), "According to the organization" (page 3), "The Organization denies" (page 5), "the General Chairman stated"
(page 5) and "the General Chairman cited" (page
6)
stand as strong testimony that
only only party's submission was considered.
Page
2
It is the position of the Carrier Members that this gross denial of due process
to the Carrier by the Majority renders Award No.
23409
a nullity.
In addition, the Majority denied the Carrier two additional due process rights
-- the right to know the basis for the decision and the right to know which of
the Carrier's arguments were rejected on the grounds of the "new evidence" rule.
Surely no one will acknowledge that the single phrase "Based upon our study of
the entire record" constitutes a sound and meaningful basis for the Majority's
decision. The Carrier is entitled to know the specific reasons for the Board's
decisions.
Likewise, no one will acknowledge that all the Carrier's substantial arguments
would rightfully be rejected because of the "new evidence" rule. Yet the Board's
introductory paragraph plus its wrongful refusal to address any of the Carrier's
arguments leads to that conclusion. However, because of the Majority's failure
to list any rejected arguments and explain the reasons for rejection, the Carrier
is unable to adequately refute the Majority's actions.
It is the position of the Carrier Members that these additional denials of due
process by the Majority further reveal the folly of the Award No.
23409.
The Carrier Members will give the Majority its due -- there is one example in the
opinion Of Board when the relevant facts are discussed. However, the Majority's
reasoning in that situation is faulty. The situation in question involves the
issue of uncootroverted evidence and the Majority's finding that the Carrier failed
to rebut the Employe's contention.
Page
3
On page
6
the Board quotes the following passage (naturally from the General
Chairman's letter):
"...you made the bald assertion that the Union Pacific Railroad
Company is not affiliated with the Union Pacific Hospital Association and therefore, the Doctors and staff of that Organization
cannot grant or extend leaves of absences for employes of the
Carrier..."
The Majority then says:
"We do not find where such contention by the General Chairman
was rebutted or refuted in subsequent handling on the property."
It is the Carrier Members'position that the original contention was made by the
Carrier and the General Chairman then answered that contention. That surely
should be sufficient. The only question then is which of the two arguments is
more persuasive, the Carrier's or that of the Organization.
Finally, the Carrier Members protest the actions of the Majority which attempt
to saddle the Carrier with potential liability of the mistakes of others not
under the Carrier's control. The Majority accepts the following precedure:
"The usual and customary practice at Kansas City and other
locations is for the Hospital Association staff to make the
necessary preparations for sick leaves or the extensions of
same."
The Carrier denies, as it did at the "fact-finding discussion" and in its
submissions, that this is an accepted procedure. Nevertheless, in light of the
Majority's decision, it must be the Carrier's position that the Union Pacific
Employes' hospital Association is equally responsible for the failure of the
Claimant to receive an extension of her leave of absence.
Page
For all the foregoing reasons, we dissent
. 0' COSilELL
W. F. EU R
D. M. KOW
. MASON
P. V. VARGA
LABOR MEMBER'S ANSWER
TO
CARRIER MEMBERS' DISSENT
TO
AWARD 23409, DOCKET CL-23447
(REFEREE PAUL C. CARTER)
Carrier Members' Dissent in this case, wherein they grossly mistreated Claimant and with malice denied her those fundamental due process rights they now cry were not accorded the Carrier, reminds one of
Samuel Johnson's remark about Rousseau: "a man who speaks nonsense
so well must know he is talking nonsense." I suspect that each and
every Carrier Member that signed the Dissent, i.e., the Minority in
this case, would, with further soul searching, admit that the Dissent
is nonsense.
The Dissent, with simplistic reasoning, attempts to convey the
illusion of misconduct on the part of the Majority alleging a failure
to consider any of the arguments raised by the Carrier. It cannot be
denied that the Carrier had full opportunity to present and argue its
case. The written record was quite extensive. Moreover, the Carrier
requested and received the opportunity to appear before the Referee
and argue its own case. At this hearing; which lasted an hour and
twenty minutes, and was not concluded until all parties affirmatively
indicated that they had presented all of their evidence, and had made
all of the arguments they wished to make on their behalf, the Carrier
had full and complete opportunity to be persuasive. They were not,
and this failure rests with the simple fact that the Carrier was
-2-
wrong in refusing to allow Sharon K. Harris to return to work on
December 8, 1978, and nothing said or done could now justify such
wrongful conduct. That Carrier was not persuasive-, however, is
not license to accuse others of misfeasance or malfeasance.
Since December 8, 1978, the Carrier had ample opportunity to
correct the basic error. The Carrier elected not to do so. That
was their election, and their's alone. And now when this Board
orders such correction, the Carrier whines about, "potential liability", and attempts to suggest that "mistakes of others" are part
of the problem. Carrier's attitude, as manifest by the Dissent, in
suggesting that the Union Pacific Employes' Hospital Association
be held "equally responsible", is ludicrous: It was not the Hospital Association that refused to allow Mrs. Harris to work her
own job on and after December 8, 1978 - it was the Carrier'. It
was not the Hospital Association that "stonewalled" Mrs. Harris at
each and every step of the appeal process - it was the Carrier'.
Attempts to now shift the blame to the Hospital Association seem
childlike.
Notwithstanding that which is written in the Dissent, the
Award is sound. The Majority found and held that Claimant Harris
was improperly denied the right to return to work on December 8,
1978, and fashioned an appropriate remedy. The Dissent does not
change this.
J. C etcher
12-21-81