NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number CL-24068
Gilbert H. Vernon, Referee
(Brotherhood of Railway, Airline and Steamship Clerks,
( Freight Handlers, Express and Station Employes
PARTIES TO DISPUTE:
(Atchison, Topeka and Santa Fe Railway Company
STATEMENT OF CLAIM: Claim of the System Committee of the Brotherhood (GL-9431)
that:
(a) Carrier violated the rules of the current Clerks'-Agreement at
Los Angeles, California, on August 24, 1979, teen it wrongfully discharged
Mr. J. Natividad from service, and
(b) Mr. J. Natividad shall now be reinstated and compensated for all
monetary loss suffered commencing August 24, 1979, and continuing until such
time that he is reinstated as a result of such violation of Agreement rules.
(c) The Carrier shall now be required to pay 10% interest compounded
daily on all wages wrongfully withheld from Mr. J. Natividad commencing August
24, 1979.
OPINION OF BOARD: The Claimant, on July 20, 1979, was directed to attend a
formal investigation. The letter of charge read in pertinent
part:
" . it is alleged that you failed to do as instructed, and were
insubordinate to Yardmaster McDaniel, and you were also
inattentive to duty at approximately 10:00 a.m. on July 15,
1979, while you were employed as Yard Clark on position 6236..."
Subsequent to the investigation the Claimant was dismissed from the service of
the carrier.
There are conflicting versions of what occurred on the day in question.
The testimony of the Claimant and the testimony of Yardmaster McDaniel adequately
reflect the differing view points on the facts. Yardmaster McDaniel testified
that Mr. Natividad reported to the tower approatmately 7:30 a.m. on the day in
question. When the Claimant determined that there were no cuts to be worked up,
he asked Mr. Marshall, Asst. Yardmaster, if he could go to the freight office
and was given permission to do so. Before the Claimant left, McDaniel testified
that he informed the Claimant that as soon as an engine became available that they
were going to be weighed and that the Claimant was going to be the Weighmaster.
McDaniel then testified that the Claimant had not yet returned by 8:45 a.m. and
that he tried to locate the Claimant at various locations including the freight
office and could not find him. The Claimant returned to the tower at approximately 11:00 a.m. Upon h
Award Number
23866
Page 2
Docket Number CL-24068
to relieve Clerk Rodriguez and he was said to have refused to comply with these
instructions four different times before he left the tower. Later, it was
learned he did relieve Rodriguez. The Claimant testified that he left the tower
to get a cup of coffee about
8:15
a.m. and returned at
9:00
a.m. and asked
McDaniel if there were any tracks to be weighed, to which he received a negative
reply. He contends that he remained there until
9:30
a.m. when he asked
permission to go to the freight office to pick up a time sheet. He testified
he arrived at the freight office at 10:00 a.m., picked up the time sheet and
filled it out. He also indicated that he used the restroom and then he bought a
cup of coffee before returning to the tower at 10:50 a.m. His testimony then
indicates that when he returned he was confronted by Mr. McDaniel who was
yelling, using profanity and one time made an ethnic reference. The Claimant
testified that he then complied with the directives and relieved Rodriguez.
Based on the testimony of McDaniel, Natividad and other evidence in the
record, the parties each made a number of arguments in support of their respective
positions. The Carrier suggests that the Claimant's behavior is a flagrant
violation of his employment responsibilities. They argue that there is substantial
evidence to uphold the charges. In addition to the testimony of McDaniel, they
direct attention to testimony of Assistant Yardmaster Marshall, which they
contend corroborates that of McDaniel. The Carrier also contends that the past
record of the Claimant justifies the permanent dismissal.
The Organization argues that there
is
little evidence to support the
charge. Moreover, they contend there is no evidence that there was any work to
be performed. It is also argued that he had permission to leave his assignment.
They suggest that the Claimant's absence is much gyre brief than suggested by
the Carrier and even more important, it did not result in any delay in the
Carrier's operations. In respect to the portion of the charge regarding
insubordination, they contend he cannot be found guilty. They point out that he
went immediately downstairs and began weighing cars. The Organization also makes
a due process argument regarding the conduct of the hearing officer and his
method of questioning the witness.
In reviewing the evidence and the arguments of the parties, it is the
conclusion of the Board that there is substantial evidence to support the charge.
The evidence is substantial enough to conclude that when the Claimant was given
permission to go to the freight office, it was clearly communicated to him that
he would be responsible for weighing cars and that he should be available to
perform such duties. Moreover, we are of the opinion that McDaniel, Marshall and
the Claimant all understood that if an engine became available for weighing before
he returned that he could be contacted at the freight office. It is further
evident from the record that the Claimant was gone and was no where to be found
from approximately
7:x+5
to 11:00 a.m. contrary to instructions to be available
to weigh cars. Regarding the insubordination, there is substantial evidence to
conclude that even though he ultimately complied with the orders to weigh the
cars, the Claimant acted in an insubordinate manner toward McDaniel.
Insubordination has to do with more than technical compliance with orders. It
also involves the Employee's manner and deportment in receiving instructions.
Although the Claimant ultimately complied he did not do so without several
refusals and without leaving the Yardmaster with the distinct impression that he
would not comply.
Award Number
23866
Page
3
Docket Number Ch-24068
The evidence regarding the charges is conflicting, however, that does
not preclude the Carrier from a conclusion of guilt. The Carrier hearing officer
is entitled to our deference in respect to the resolutirn of evidentiary conflicts
and the assessment of credibility so long as his conclusion is supported by
substantial evidence. We believe there is substantial evidence to support the
Carrier's decision to give more weight to McDaniel's testimony.
Assistant Yardmaster Marshall's testimony corroborated McDaniel's. He testified
that it was
7:45
a.m. when the Claimant first left and that contrary to Claimant's
testimony the Claimant did not contact the tower anytime between
7:45
a.m. and
11:00 a.m. In addition, he also testified that when the Claimant requested
permission to go to the freight office he replied
"...
Yes we can get a hold of
you over there." This coupled with the Claimant's testimony that
"...
I
advised him I would be checking is with the head clerk (in the freight)..."
is substantial evidence that McDaniel was correct in expecting that he could
reach the Claimant at the freight office. Marshall also corroborated McDaniel's
testimony and the testimony of Mr. Hamilton, Agent, that the Claimant could not be
located at the freight office or anywhere else. This all adds up to support the
conclusion that the Claimant was not available as instructed to weigh cars.
Moreover, in respect to the portion of the charge relating to insubordination,
Marshall's testimony was similar to McDaniel's in terms of the Claimant refusing
four times to weigh the cars. Marshall also reported that McDaniel did not use
abusive language as the Claimant contended.
The arguments made by the Organization failed to overcome the prima
facie case established by the Carrier. The Organization relied heavily on the
fact that there was no delay to operations caused by the incident. However, while
this might mitigate the charge to some degree, it doesn't change the fact that
the Claimant failed to follow instructions to be available to weigh the cars.
The Claimant simply doesn't have any valid excuse for his unavailability for such
a significant length of time. We do not believe the Carrier acted arbitrarily
in assessing some discipline. Regarding the due process argument, we find it
unpersuasive.
' The remaining question is whether dismissal is justified for the
instant offense. The Carrier argues that the past record justified permanent
dismissal. However, the Carrier, as best we can determine, has not included
a copy of the actual retard. They did make some notations in their submission
about his record. However, there is a certain ambiguity involved in their
remarks. Therefore, we are left to assume based on the past record as noted
in the Carrier's submission, that the Claimant has had only two incidents
involving discipline, one related to the instant offense and one unrelated. We
also are left to assume that the Claimant's retard is free of any related
offenses far approximately five years and free from any discipline far four
years. It is our belief that the past record, as it is in the record, isn't so
bad and that the offense isn't so serious that the Claimant should not be given
one last chance. We direct the Claimant be reinstated with rights unimpaired
but without pay for time lost.
Award Number
23866
Docket Number
CL-24068
Page
4
FINDINGS: The Third Division of the Adjustment Board, upon the whole record
and all the evidence, finds and holds:
That the parties waived oral hearing;
The the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the
meaning of
the Railway Labor Act,
as approved June
21, 1934;
That this Division of the Adjustment Board has jurisdiction over
the dispute involved herein; and
That the Agreement was violated.
A W A R D
Claim sustained in accordance with the Opinion.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Attest: Acting Executive Secretary
National Railroad
Adjustment Board
/
BY
l.cv
Rosemarie Brasch - Administrative Assistant
Dat d at Chicago, Illinois, this 28th day of
peril 1982.