NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number SG-23335
George E. Larney, Referee
Brotherhood of Railroad Signalmen
PARTIES TO DISPUTE.
. Kansas City Terminal Railway Company
STATEMENT OF CLAIM: "Claim of the General Committee of the Brotherhood of
Railroad signalmen on the Kansas City Terminal Railway
Company:
On behalf of Signal Maintainer W. N. Secrest and Assistant Signalman
P. J. Samson, suspended from service for ten (10) days, due to atf investigation
held is Kansas City, Missouri on May 24, 1979, with a request that claimants
be compensated for all fringe benefits and time lost for a period of ten days
and their personal record cleared of any reference to this matter."
(Carrier File Nos. SG-1-79-30 and SG-2-79-30)
OPINION OF BOARD: Ups: reporting for duty on date of May 14, 1979, Claimants,
W. N. Secrest, Signalmnn-Maintainer and P. J. Samson,
Assistant Signalman, along with a third employe, K. E. Bradrick, a SignalmanMaintaiaer were assigned
approximately 7:40 A.M., while the three named employee were is the process of
dismantling the switch, a Burro crane shoving a dump car struck both Bradrick,
who sustained severe injuries and Secrest, who sustained minor injuries.
Claimant Samson escaped injury altogether.
By notice dated May 17, 1979, both Claimants along with Bradrick and
the three (3) employee operating the Burro crane were each ordered to report
on May 24, 1979 for a formal investigation to "determine cause, develop facts
and place your particular responsibility, if any, for the accident that
occurred at Penn Avenue Interlocking Plant is vicinity of Switch No.
45
on
Track No. 7, at about 7:40 A.M., on Monday, May
14,
1979, when Burro Crane
TIC501, with air dump car KCT%5060, struck sad inured three employee of the
Kansas City Terminal Railway Company". As a result of the evidence adduced
at the
investigation, Claimants
were adjudged guilty of having violated Rules
L, M, and U, of the Kansas City Terminal Railway Rules and Regulations and
Safety Rule 159 and accordingly were suspended for a period of ten (10)
working days. Rules L, M, and U read as follows:
"L. Employees who are careless of the safety of themselves
or of others; or who are insubordinate, dishonest, immoral,
quarrelsome or vicious; or who beadle their personal
obligations so as to cause the railroad to be criticized
or to lose good will, or who are convicted of a felony or
other crime involving moral turpitude, will not be retained
in the service.
Award Number
23878
Page
2
Docket Number
SG-23335
"Property of the railroad, including freight and articles
of value found in or on cars, or on the right-of-way, must
be cared for and properly reported, and not in any way
disposed of, or removed from Company premises or rightof-way without first securing proper authority
"M. Safety is of first importance in the discharge of
duty. Obedience to the rules is essential to safety. To
enter or remain in the service is an assurance of willingness to obey the rules."
"U. Employees must exercise care to avoid injury to
themselves or others. They must observe the condition of
equipment and the tools which they use in performing their
duties and when found defective will, if practicable, put
them in safe condition, reporting defects to the proper
authority.
They must inform themselves as to the location of structures
or obstructions where clearances are close.
They must expect the movement of trains, engines or cars at
any time, on any track, in either direction.
They moat not stand on the track in front of an approaching
engine car for the purpose of boarding the same.
Employees must not ride or walk on the roof of any moving
car.
In every case of accident a full and complete report must
be made at once by every employee present, no matter
whether he considers his statement of importance x not.
Employes must report all personal injuries, regardless of
how slight, to the proper supervisory officer before
leaving the Company's premises, stating time, place and
cause thereof, furnishing forms and statements as soon
as possible. Even slight injuries should receive
immediate attention to prevent infection."
And Safety Rule
159,
reads as follows:
"159.
Employees are prohibited from sitting on rails, ties
or any other part of track structure, except when necessary
in performance of duty, and then only when sufficiently
protected to insure their safety."
The Organization argues the investigation, subsequent findings by
Carriers, and the discipline imposed on the Claimants, should be overturned
on the procedural ground Carrier failed to be precise in its charges against
Claimants by not citing the particular rules and regulations allegedly
Award Number
23878
Page
3
Docket Number
SG-23335
violated. The Organization contends that as a result of Carrier's imprecise
statement of charges, Claimants' rights to a fair and impartial hearing were
seriously compromised. Moreover, the Organization submits that by not bringing
precise charges against the Claimants, Carrier is in violation of Rule 701(c)
of the controlling Agreement bearing effective date of September
16, 1968,
which
reads in relevant part thusly, "The Employee alleged to be at fault shall be
apprised in writing of the precise charge or charges..." As further support of
its position the Organization cites Third Division Award
20560,
contending said
case is parallel to the case at bar, wherein the Board held that: "fundamental
fairness requires that this Board study the rule or rules under which Claimant
was disciplined as well as the evidentiary record in order to fudge whether
the evidence conforms to and relates to the violation of the specific rules.
This Board is left to speculate ... and this we cannot do." The Organization
posits that as in this preceding case, the Board again is left to speculate.
With regard to the merits, the Organization asserts Claimants were
not perpetrators of a rules violation but victims thereof. In support of its
position on this point the Organization asserts the crew operating the Burro
crane had the responsibility pursuant to Rules 14(b) and 14(1) of the Kansas
City Railway Rules and Regulations to sound a whistle signal at the time the
crane began to move. The Organization notes no whistle signal was sounded
and therefore the Claimants were given no forewarning as to the movement
over the track. The Organization presumes that had the crane's horn been
operated as prescribed by Carrier Rule 14, there should be no doubt that it
would have been heard by the Claimants in which case Claimants would have
reacted appropriately by taking evasive action.
With regard to the specific Rules violations Claimants are charged
with, the Organization takes the following positions: (1) as to Rule L, the
organization submits that Carrier's findings of culpability for this violation
is based not on any facts presented, but on the presumption that Claimants
were careless of their safety. The Organization argues that the occurrences
of an accident does not of itself prove that the victims, in this case the
Claimants, were negligent;
(2)
as to Rule M, the organization submits that
nowhere in the record evidence has Carrier shown that Claimants ever expressed
an unwillingness to obey any of its rules including those on safety;
(3)
as
to Rule U, the Organization contends Claimants did exercise every caution to
avoid injury while in the course of performing their assigned duties; and
(4) relative to Rule
159,
the Organization asserts this charge lacks total
foundation as no evidence or testimony was produced by Carrier to indicate
either of the Claimants were "... sitting on rails, ties or any other part of
track structure ..." Rather, the Organization maintains the positions assumed
by the Claimants were necessary to the performance of their duties. Ea sum,
the Organization declares the Carrier's finding of guilt on the part of the
Claimants is not supported by the evidence of record and therefore a
sustaining award is justified.
In defense of its position
Carrier
argues the notice of charge was,
in fact, sufficiently precise and satisfied all requirements of the Agreement.
This is so, states Carrier, as claimants were put on notice as to the specific
incident under investigation including the date, place and other details of
Award Number
23878
Page
4
Docket Number
SG-23335
the subject accident. As to the Organization's position the charge was
imprecise because it failed to specify violations of particular rules, Carrier
cites Award No.
5
of Public Law Board
1267,
as a refutation of such position,
wherein the Board held:
"The fact that no specific rule violations were mentioned in
the Notice does not render it invalid for, as a matter of
substance. Carrier's right to impose discipline, is the
event of certain conduct, , is beyond the realm of
debate."
In further support, Carrier notes in relevant part Third Division
Award 17998, wherein the Board stated:
"A notice is sufficient if it meets the traditional
criteria of reasonably apprising an employee of what set
of facts or circumstances are under inquiry so that he
will not be surprised and can prepare a defense.
A careful review of this record
XXX
does not disclose
that the Claimant's substantive rights were violated by
reason of the notice he received not containing a direct
charge that he violated a specific rule. )HER"
The Carrier takes the position that notwithstanding its affirmative
defense on this procedural objection, said objection should be dismissed as
it was not timely raised by the Organization.
As to the merits, Carrier asserts evidence adduced at the investigation clearly reflects
Claimants
were very much aware they were working on a
track that was in service at the time and that traffic could move over that
track at any time in any direction. Carrier submits based on the Claimants'
own testimony that they were in complete disregard of the Agreement Rules and
safety precautions while engaged in the performance of their assigned duties
of repairing the switch. Carrier charges Claimants were careless as to their
own safety and the safety of others and concludes this carelessness contributed
to the subject accident.
In our review of the satire record and close scrutiny of the relevant
evidence, we find the procedural objection raised by the Organization to be
without foundation. We are persuaded by an examination and reading of the
notice of charges that it was specific enough in apprising Claimants of the
matter under investigation, to wit the accident they were involved in on
May
14,
1979, and sufficient enough to allow them to prepare an adequate
defense. In so finding, the issue as to whether the Organization timely
raised this
objection becomes
moot.
On the merits of the case at bar, it is our determination based on
Claimants' own testimony they were aware Track No.
7
was in service at the
time they were repairing the signal, that they were careless of their own
safety and the safety of others, and thereby guilty of the rules infractions,
cited above. Accordingly, we find we must deny the instant claim.
Award Number 23878 Page
5
Docket Number SG-23335
FINDINGS: The Third Division of the Adjustment Board, upon the whole record
and ell the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor Act,
as approved June 21,
1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
That the Agreement was not violated.
A W A R D
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Attest: Acting Executive Secretary
National Railroad Adjustment Board
BY
Rosemarie Brasch - Administrative Assistant
an
Dated at Chicago, Illinois, this 13th day of May, 1982.