NATIONAL RAILROAD ADJMTHE14T BOARD
_ THI1tD,DIVISION Docket Number
MW-24067
Gilbert H. Vernon, Referee
(Brotherhood of Maintenance of Way Employes
PARTIES TO DISPTIPE:
~Te:miaal Railroad Association of St. Louis
STATEMENT OF CLAIM: "Claim of the System Committee of the Brotherhood that:
(1) The dismissal of Crossing Watchman R. L. Chandler for failure to
protect his assignment on March 23,
1980
was unwarranted and without dust and
sufficient cause (System File TRRA 1980.12).
(2) Crossing Watchman R. L. Chandler shall be reinstated with seniority
and all other rights unimpaired and he shall be compensated for all wage loss
suffered, including overtime pay, beginning April
14,
1980."
OPINION OF BOARD: The Carrier directed the Claimant to attend an investigation.
The Claimant was charged with "failure to protect your
assignment". The charges were preferred in connection with the employer's
belief that he was scheduled to work the 6:30 a.m. to 2:30 P.m. crossing watchman
assignment on March 23, 1980, and failed to do so. The investigation was held
April
7,
1980. On April
14,
1980, the Carrier directed a letter to the Claimant
dismissing him from services from the company.
The Organization argues that the Claimant cannot be found guilty for
failing to protect his assignment because there is no evidence of a direct order
to the Claimant to protect the o:30 a.m. to 2:30 P.m. crossing watchman assignment
at the Ninth Street crossing tower. The day is question is a Sunday and not
normally worked by the Claimant. Whey the Claimant was contacted over the radio
by the train director, the Claimant replied that he would not be able to protect
the assignment. It was the Claimant's testimony that subsequent to his informing
the train director that he would not be able to protect his assignment he heard
nothing over the radio in terms of communication and thus assumed that he was not
required to protect the assignment. Thin is consistent, according to the Organization, with the test
received the Claimant's indicatim that he would be unable to protect his assignment, he was unable t
The Organization asserts that it is obvious that there was &-failure is the
communication equipment at this point and that the Claimant cannot be faulted
for failing to comply with an order which was never given. The Organization
would suggest that it was reasonable for the Claimant to assume in light of the
fact there are no further communications that Claimant was excused from protecting
the assignment.
The Organization also argues, eves assuming argueado, that the Claimant
was absent without permission for one day, such as offense does nod warrant
dismissal. They cite cases inhere the Third Division has frequently held that
Award Number 24098 Page 2
Docket Number MW-24067
misdemeanor-type assignments should not carry the equivalent of industrial life
sentences. Moreover, they object to the Carrier's attempt to justify the
discharge based on the Claimant's past record, a copy of which was included as
an exhibit is the Carrier's submission. Inasmuch as the Organization believes
that the past record was not handled on the property, they contend that it is not
properly before the Board as evidence.
It is the position of the Carrier that the evidence clearly established
that the Claimant received direct order to protect the assignment, and moreover,
that the evidence clearly indicates that he failed to protect that assignment.
In addition, the Carrier argues that the Claimant's defense is not credible.
They direct attention to the testimony of train director Thomas, the Claimant,
and Sergeant Eultgea, which establishes that the train director relayed Sergeant
Eultgea's order to protect the assignment. The Carrier does not believe that the
Claimant's initial refusal to protect the assignment is justified. They also
direct attention to Thomas' and Eultgea's testimony which indicates that the
Claimant was-informed three times that he must protect the assignment. The
Carrier does not believe that there was a breakdown is the communication equipment inasmuch as the t
between the crossing tower and the tower at which the train director was
located was is proper .working condition on the day in question. Moreover,
they cite inconsistencies is the testimony of the Claimant which could be
said to affect his credibility. The Carrier believes that the dismissal of
the Claimant was justified particularly when his past record was taken into
consideration. The Carrier included as part of their submission a detailed
snynopsis of the past record of the Claimant.
After considering the arguments of the respective parties, it is the
conclusion of the Board that there is substantial evidence to support the
Carrier's finding of guilt. There is little question that the Claimant did is
fact fail to protect his assignment. However, is the content of this record,
the critical issue is whether the Claimant received a direct order to protect
his assignment. The Claimant testifies that ha indicated to the train director
that ha could not protect his assignment sad that subsequent to this he heard
nothing further from the train director. If we could believe this, the Claimant's
absence might be understandable or mitigated. However, the Claimant's defense
is not credible. It is the hearing officer's function to assess credibility
and resolve conflicts and evidence; it is not the Board's function. The
Board's function is to uphold the Carrier's findings on the evidence so long as
that finding is supported by substantial evidence. In this cuss; there is
substantial evidence to support the hearing -officer's deci*tcm_not to grant
much weight to the Claimant's testimony. There era a variety of reasons why
the Claimant's defense might not be considered credible. First, by his own
admission, the speaker was functioning properly on the day is question. Second,
it is not credible to believe that in one second the equipment would be working
and the neat it would not. Third, there are inconsistencies is the Claimant's
testimony as to why he could not report, which dilutes his credibility. lastly,
it could be said if there was an equipment failure, that the Claimant should
have sought confirmation that he was being excused from protecting the-assignment.
It is credible to believe that if communication failure had occurred, that the
Claimant would have sought acknowledgement and assurance that he was not in
fact being required to work.
Award Number 21+098 Page 3
Docket Number MW-24067
Raving resolved the question of guilt, it la necessary to consider
whether the penalty of discharge is appropriate. The company seeks to justify the
penalty based on the
Claimant's
past record. However, the union objects the
Carrier's inclusion of the past record as it was sot made p rt of the evidence
exchanged and handled between the parties before the case was referred to the
Board.
In reviewing the record,, there is no evidence that the Claimant's
past record as detailed is Carrier's Exhibit N was handled with the Union. There
is a reference to it (poor past record) in the claim handling, however, there is
no evidence that specific details of that record, on which the Carrier_relies,
was available to the Union when the case was handled on the property. It has long
been established that all evidence being considered by the Board must be handled
between the parties on the property. The evidence is form of the past record should
have been handled with the Union prior to the time the case was appealed to the
Board. The delineated record has not bees made part of the record as handled on
the property, thus, it has not been subject to scrutiny, review, or comment by
the Organization. There may be inaccuracies or other factors' which can only be
discovered by having the record subject to review and rebuttal while on the
property.
In view of the fact that the past record is not properly before the
Board, we are thus faced with the question of whether the penalty of discharge
far the instant offense standing alone is appropriate. Refusal to protect as
assignment is a serious offense. However, under the circumstances of the case,
discharge is too severe. Although some discipline is appropriate, permanent
discharge is excessive and therefore, t he Board will direct the reinstatement
of the Claimant without pay for time lost, with seniority, and other rights
unimpaired.
FINDINGS: The Third Division of the Adjustment Board, upon the whole record and
all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employee involved is this dispute are
respectively Carrier and Employee within the meaning of the Railway labor
Act, as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction aver the
dispute involved herein; and
That the Agreement was violated.
Claim sustained is accordance with the Opinion.
Award Number
24098
Page
4
Docket Number
MW-24067
NATIQ4Ah RAIIROAD ADJUSMNT BOAR
By Order of Third Division
Attest: Acting Executive Secretary
National Railroad Adjustment Board_
By
Rosemnrie Brasch - ,Administrative Assistant
Dated at Chicago, Illinois, this 5th day of January
1983.
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