NATIONAL RAILROAD ADJM24E5T BOARD
THIRD DIVISION Docket Number CL-23842
Robert E. Peterson,, Referee
(Brotherhood of Railway, Airline and Steamship Clerks,,
( Freight Handlers, Express and Station Employee
PARTIES TO D13PUM: (
(Denver and Rio Grande Western Railroad Company
STATEMENT OF CLAD: Claim of the System Cittee of the Brotherhood
(GL-9385 )
that:
1. Carrier acted in an unjust manner when it dismissed
Mfr. D. L. Scheurwater from
its
service effective October 2., 1979.. as
a result of an investigation held on September 24: 1979 in absentia, thus
violating Rule 24 of the current Clerks Agreement.
2. Carrier shall nc-,j be rewired to restoys3r. Sc:et,,zz-water to
service with all ri:.ts a=d pri rileGes
uni
:psired a :il compensate him for all
time lost beginning October 2,, 1979= and continuing until correct..
OPINION OF BOARD: The primary issue in this dispute concerns a question as
to whether Claimant was properly or timely notified to
attend
an investigatory hearing.
On Wednesday., September 19,,
19'19!
Carrier addressed and mailed a
letter to Claimant., directing him to
attend
an investigation scheduled for
10:00 A*M. on Monday., September 24,
1979
in connection with a charge that
Claimant had allegedly absented himself from duty without authority on his
regular assigment since September
lot
1979. The timing of the notification
and the
date for the hearing was in pursuance of Rule 24
of the Rules
Agree
ment: which provides., in part,, that investigations "shall be
held within ten
(10) calendar days of the date when charged with the offense or held frcxs
service."
Although the letter was
sent by certified mail,, return receipt
requested., to Claimant's last known and proper address: for reasons best known
to the postal authorities., the letter was date-stamped as having been routed
through the Evergreen,,
Colorado Post Office on Friday,, September 21J 1979.
Evergreen.,
the Organization submits.. is located in the foothills of Colorado's
Eastern Slope;, a short distance from Denver;, whereas Claimant's residence and
work location is approximately 168 miles from Denver,, in northwestern Colorado.
In any event., Claimant maintains he did not receive the letter until the afternoon of September 24i
1979.,
after the time scheduled for the hearing to commence .
Notwithstanding an apparent awareness that its letter might not have
been effectively or
timely
delivered to Claimant., the Carrier proceeded to conduct the hearing in absentia. After introduce statements which Carrier
desired be made a pert of
the
record., the hearing officer stated: "We will
Award Number 24180
Docket Number CL-23
Page 2
recess this :investigation until a later date to determine from the post office
as to delivery of this certified notice of investigation." The hearing was
thereafter reconvened at 3:00 P.M. on Monday, October 1, 1979 for the stated
purpose of having a Carrier witness report on what he had developed in connection with the certified notice of investigation which had been sent to
Claimant. In this regard., the witness stated:
"The letter was mishandled by the Post Office Department
and forwarded on to Mr. Scheurwater at P. 0. Box 216 at
Phippsburg, Colorado and the certified return card was received in this office indicating that Mr. Scheurwater had
properly received the notice,"
At the reconvened hearing the Carrier also introduced into the record
the fact Claimant had not personally made any contact with any party on the
railroad since September 11979, but that a representative for Claimant and
of the Organization had contacted. the Carrier on September 25,
1979. The
Carrier witness who introduced these statements into the record.
also
stated
that the representative was
advised
that the Carrier was agreeable to discussing the matter with Claimant, and that Claimant had not, as of the date
of October 1,
1979,
shown up for this discussion.
Under date of October 2, 1979,
Claimant was sent a letter
advising
him that he was dismissed from the Carrier's service. He west however! subsequently reinstated to service by the Carrier, the latter notifying Claimant by
letters
dated November
27
and 29,
1979,,
that he was reinstated without payment
for time out of service and subject to Claimantts passing a physical examination.
The Claimant
returned to
work on December
5, 1979.
Thus, the claim before
the
Board actually involves pay for time lost from October 2,
1979
through and
including December
4, 1979.
It is the Carrier's contention that when Claimant did receive the
notice of investigation on September
24, 1979 he
had an obligation to have
made contact with the Superintendents office or his work location from that
date on,, but "for obvious reasons" sought to avoid being in contact with the
Carrier.
It is the Organization's position on behalf of Claimant that the
Carrier did not provide timely notice, much less sufficient time for Claimant
to prepare a defense against the charge or even allow
him
to appear at the
hearing. It also submits that neither Claimant nor the Organization were
placed on notice that the hearing was to be
reconvened on
October 1,
1979.
In reviewing the transcripts of the hearings it is interesting to
note that while the hearing officer found need to recess the hearing of
September
24, 1979 'o
determine from the post office as to delivery of the
letter,
the Carrier's witness had testified that although the post office
had not returned the receipt indicating delivery, he, the witness, could
c-r.te that the letter had. been delivered 'hut signed by other than Mx.
Scheurwater, yet at the October 1, 19`'(9 hearing could state "the certified
return receipt card was received in this office indicating that Mr. Scheuwater
had properly received the notice."
The
Carrier not having introduced copy
of the return receipt card into evidence, we may not speculate as to what
Award Number
2418o
e 3
Docket Number CL-230x42
the carrier witness want by "properly received," nor my we speculate as
to the time it was delivered
absent
the receipt or some supporting document
from the post office.
Based upon the facts of record., ire do not find that M-.~.imant had been
provided with timely notice to attend the
reconvened hearing in question., and
that he was
therefore deprived of opportunity to defend himself against
the charges of record.. Claimant thus did not receive the befits of a
fair hearing to which he was entitled under Rule 24
of the
current Agree
ment, The
Board would also note for the record that although Carrier did
make reference to the General Notice rule or regulation which it
alleged
Claimant to be in violation of by his conduct, the Carrier did not show on
the record when, where, or how the Claimant had so violated this rule.
The mere act of but reading into the record the statement of charge is not
sufficient to
establish there had been a violation at a given
time
and. place.
In progressing this claim on the property and to this Board, the
organization has also alleged that by reason of Carrier holding the investigation at Denver, Colorado Instead of at the
home
terminal of
the employe
involved, namely, Phippsburg, Colorado, that this too represented a violation
of Rule 24. In this respect, Rule 24(b) reads:
"(b) Investigation shall be held whenever possible
at home terminal of employe involved, and will also be
held. at such time as not to cause employes to lose rest
or time whenever possible."
on
the property: the Carrier stated the necessity to be present and
oversee the operations of the Colorado Division required the presence of
"Investigation Board Officers" as
well as other persons at the Colorado Division
headquarters - Denver, Colorado · and. it was not possible to hold
the investigatioi
at Phippsburg, the home terminal of Claimant. However, in its rebuttal submission
to this Board the Carrier offers as its reason the following unsubstantiated
argument:
"(The
organization admits) that Claimant's home is considerably less distance from Denver than his home terminal.
Since Claimant had absented himself from duty effective
September
14! 1979
and had no other hose address on file
at his home terminal (Phippsburg) it was logical to notify
him at his home address (Evergreen) on file with Carrier and
hold an investigation within a reasonable distance of where
he was staying."
The record as presented does not reveal that tent's home address
as on file with the Carrier was in
Evergreen, as Carrier has stated above.
Furthermore,
Carrier's letter was addressed to Claimant in Phippsburg, and
the address on the envelope that carried this letter to Claimant was the same
Award Number 24180~.,~ page 4
Docket Number CL-2384,2
as that on the letter itself. And., while Carrier makes reference to what
it terms an Investigation Board of Officers., the only persons of record at
the initial hearing was the Superintendent., who served as the hearing officer, and the Chief Clerk to the Superintendent. At the reconvened hearing,
the Carrier's Assistant Superintendent served as the hearing officer and the
Chief Clerk again as a witness.
Under the circumstances_ and in view of the Organization's unrefuted
statement that the Carrier has held investigations involving other employes
subject to the applicable Agreement at Phi sburgi it is our opinion and
firm
that Carrier did violate Rule 24(b)-in this instanAee.
There being sufficient evidence in the record to support the
conclusion that Carrier did act in an unjust manner when it dismissed Claimant from its service effective October
2f
1979.. the Board is compelled to
hold that Claimant be compensated for all time lost from October 2,t 1979
through and including December 42
1979.*
the Claimant., as hereinbefore
stated., having been returned to work as of December 5: 1979.
: The Third Division of the Adjustment Boards upon the whole record
and all the evidence., finds and holds
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor
Act,, as approved June 21,p
1934;
That this Division of the Adjustment Board has jurisdiction
over the dispute involved herein;
an.
That the Agreement was violated.
A W A R D
Claim sustained.
NATIONAL RAILROAD ADJUS?OMT BOARD
By Order of Third Division
Acting Executive Secretary
National Railroad Adjustment Board
XBy
.Brass
s
nistrative Assistant
Dated at Chicago., Illinois,, this 28th day of February
1983.