NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number MW-2429$
Tedford E. Schoonover, Referee
(Brotherhood of Maintenance of Way Employes
PARTIES TO DISPLrpE:
Kansas City Southern Railway Company
(Milwaukee-Kansas City Southern Joint Agency)
STATEMENT OF CLAIM: "Claim of the System Committee of the Brotherhood that:
(1) The five
(5)
days of suspension imposed upon Section laborer
Trent Vogel for alleged 'violation of Rules 11 and 14' was without just and
sufficient cause (Carrier's File 073.31-239).
(2) The claim as presented by Vice Chairman R. T. Arnold on July 14,
1980 to General Superintendent B. R. Amiss shall be allowed as presented because
said claim was not disallowed by General Superintendent B. R. Amiss in accordance
with Rule 14-1(a).
(3) As a consequence of either or both (1) and/or (2) above, Claimant
Trent Vogel shall be allowed
'all time lost both regular and overtime
from June 9, 1980 thru June
14,
1980'."
OPINION OF BOARD: This dispute brings into consideration two issues; (1)
Rule 14-1(a) which requires that claims not denied within
60
days shall be allowed without such allowanca being considered a precedent.
Thus, if it is the Board's determination that the procedural requirements of
Rule 14-1(a) were indeed violated the claim should be allowed without consideration
of the merits. On the other hand, if the Board determines that these was no
violation of Rule 14-1(a), then we must proceed to examine the merits of the
disciplinary action to determine whether it was for just and suffieient'cause,
as required by Rule
13.
Rule 14-1(a) places mutual responsibilities on the Organization and
Carrier. The Organization must file claims within
60
days. If it fails, the
Carrier may disallow such claims on procedural grounds, as failing to meet the time
requirements of the rule. Similarly, the rule requires the Carrier to notify
the Organization of disallowance of a claim within
60
days, and failing to meet
this time requirement, the claim is allowed as presented but shall not constitute
a precedent.
In this case we have the unsupported statement of R. T. Arnold, First
Vice Chairman, in letter of October
7,
1980 that no reply to his claim had been
received within the time limit requirements of the Rule and therefore was due and
payable under Rule
13.
He apparently inadvertently erred in citing Rule 73
rather than Rule l4-1(a) in support of his contention. He corrected this error
in his letter of May 12, 1981, to Mr. Devaney of the Carrier in a further appeal
of the claim.
Award Number 24232 Page 2
Docket Number MW-24298
The Board cannot accept Organization contention as an inexorable fact
that Carrier clearly failed to comply with the time requirements nor that
Carrier's highest appeals officer ignored the default issue. The facts are
relatively simple on the default issue. The Organization filed a claim on
July 14, 1980. In a follow-up letter of October 7, 1980, Organization stated
no reply had been received and concluded the time requirements had been violated
thus triggering provisions requiring default payment. In reply, the Carrier wrote
on October 21, 1980, stating the claim had been denied by letter of August
15,
1980, and enclosed a copy thereof.
The record shows it to be the practice of both sides to rely on regular
mail service in communications on claims. while it is recognized use of
registered or certified mail with receipt notification would be more reliable
in establishing proof the parties have not chosen this service as a usual practice.
In all, some nine communications were exchanged by regular mail on this claim,
and in only one was the issue of non-receipt raised. It must also be noted the
denial letter of August
15,
1980, was prepared over the signature of Superintendent
Amis and on stationary carrying the letter head of the Company. The Organizatim
did not maintain that the letter of August
15,
was not prepared or mailed, only that
it was not received by Mr. Arnold of the Organization to whom it was addressed.
The use of regular mail service has been in effect as the usual means for
submitting and processing claims for a period of many years. Alleged failure by
either side to comply with the time requirements of Rule 14-1(a) must be supported
by probative evidence, not a mere allegation. In .this cape the balance of
evidence appears to favor the Carrier contention that its denial of the claim
was timely.
As stated in Third Division Award No. 10490:
"it is the opinion of this Board that both parties have a
right to rely on the regularity of the mail and since the
letter was mailed within the
60
day period Article V,
Section 1 (a) was not violated by the Carrier. This is
especially true where usual handling of claims is by mail.
See Award No.
3541,
Second Division where Board held:
'This presumption being that both parties are
telling the truth, we find that carrier gave
timely notices of disallowance of claims
required by the Time Limit Rule and that the
Local Chairman failed to receive them, so
neither side is in default of the rule.'
This principle will work both ways. Where the Organization
asserts that it has mailed an appeal within the
60
day
required period, producing a copy of the letter from its
files, the Carrier alleges it did not receive the letter
the presumption then would be that the Organization had not
violated the
60
day rule."
Award Number 211232 Page 3
Docket Number MW-211298
In the circumstances it appears fair to conclude that if the Carrier
letter of August 15, 1980, had not been delivered it would have been returned to
the Carrier. The use of regular mail service by the parties assumes mutual faith
and integrity just as in all other business relationships. If, as a result of
this experience, they conclude that the use of regular mail service is no longer
satisfactory for claims handling communications they may conclude to use certified
or registered mail with return receipts. This, of course, is their decision to
make.
Now, turning to the merits of the claim. In the first place we find
the procedural requirements of Rule 13 were satisfied in that a hearing was
held to determine the facts, the employe was notified of the hearing and was .
representated by a representative of his choice. The facts as developed at the
hearing show the Claimant, Trent Vogel, employed as a section laborer in the
Extra Gang 5 under supervision of Foreman Leo J. Favoroso and Assistant Roadmaster Lawson Hullinger.
Company rules require that employes must not absent themselves from
their employment without proper authority. It is not disputed that Claimant was
absent from duty on May 10, 1980 without proper authority. It is pointed out
by the Organization, however, that Claimant attempted to secure proper authority
from Roadmaster Rullinger but wan prevented from doing so by alleged demeaning
and harrassing remarks. In support of this contention, Organization refers to
following testimony by Claimant from the transcript of the hearing:
"lY. P5:
Q. What reason did you give to Mr. Hullinger when you
asked to be excused from work for Sat. May 10, 19807
A. First of all I didn't ask for a full day, I just
asked to be off a half a day, and I never had a
chance to give him any reason.
Q. Mr. Vogel do you have any further statement that you
wish to make in connection with this investigation?
A. Yes."
',Tr. P.6:
I never had a reason to tell Mr. Hullinger why I was
wanting off because he started talking and saying you
country boys just don't know how to make enough money,
and after he said that I just started to agreeing with
him and never told him that I had hurt my foot."
Organization also pointed out that Claimant had two reasons for
requesting one day's absence. First, he had an appointment with an eye doctor
to correct a condition causing discomfort. Secondly, he inured his foot and
was suffering pain.
Award Number 24232 Page 4
Docket Number MW-24298
Mr. Favoroso testified as to knowledge of Claimant's foot injury
although he did not see the
injury
occurrence. Mr. Hullinger testified that
Claimant approached him at 10:00 A.M, on Friday, May 9 and requested to be
relieved on the next day because he had a trip planned. Mr. Hullinger denied any
conversation with Claimant during the afternoon of May 9 and stated he did not
find out about Claimant's foot injury until the morning of May 10 when he was
told by Foreman Favoroso.
Claimant Vogel testified he approached Mr. Hullinger at 3:00 P.M. on
Friday, May 9, after he had injured his foot. He denied ha had approached Mr.
Hullinger during the mining of that day. Claimant also testified he went to the
doctor on Saturday, May 10 at 11:45 and otherwise spent the day at home. He
stated the pain in his foot bothered him on that date. This, and his appointment
with the eye doctor were the reasons for his absence from work on that date.
Evidence is conflicting as to the conversations between Claimant and
Roadmaster Rullinger. We can understand Carrier need for services of employes
to take care of emergency track work as was planned for Extra Gang 5 on May 10.
However, in view of the testimony it appears doubtful the Roadmaster was sufficiently diligent in de
from work on that data. Had he taken the time and concern over the physical
problems of the Claimant, particularly the foot injury which had occurred on the
job, he might very well have granted the request for time off. lecturing the _
Claimant over the failings of "country boys" hardly seems the proper response of
a Supervisory Roadmaster in the circumstances reported.
Third Division Awards 20148 and 23039 dealt with a problem similar to
the one presented here and are quoted, in part, below:
Award 20148:
'$~e l an 1 ea should be allowed to a lain reasons for
tardiness and or absences when charged with specific offenses
To rule otherwise would nullify, is most cases, the very
purpose of an investigation. As noted in Award 19589
(Blackwell):
'If the person accused can show that he
was not responsible for the absences because of reasons beyond his control, such
as illness, or other exusable reasons,
he should not be subject to discipline."'
Award 23039:
"While the rule clearly requires an employe to obtain
authority prior to being absent, it also obligates his
supervisor to be available to receive such requests."
Based on the review of evidence as summarized above it is the Board's
opinion that the suspension of Claimant for five days was unreasonable and without '.
just cause and that he should be paid for time lost as claimed.
Award Number 24232 page
5
Docket Number NN-24298
- FINDINGS: The Third Division of the Adjustment Board, upon the whole record and
all the evidence, finds and holds:
That
the parties
waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor Act,
as approved June 21,
1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
That the Agreement was violated.
A W A R D
Claim sustained.
NATIONAL RAIIRCAD ADJUSTMENT BOARD
By Order of Third Division
Attest: Acting Executive Secretary
National Railroad Adjustment Board
By
Rosemarie Brasch - Administrative Assistant
Dated at Chicago, Illinois, this 14th day of March 1983.