NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number W-2 318
Tedford E. Schoonover, Referee
(Brotherhood of Maintenance of Way Employes
PARTIES TO DISPU7E:
Seaboard Coast Line Railroad Company
STATEMENT OF CIAn4: "Claim of the System Committee of the Brotherhood that:
(1) The disciplinary demotion of Welder W. A. Roundtree, his disqualification as welder and the susp
imposed upon him was without just and sufficient cause, excessive and unwarranted
(System File C-4(13)-WAR/12-39 (80-34) G2).
(2) Mr. W. A. Roundtree be reinstated as a welder with seniority as
such unimpaired, his record be cleared and he shall be compensated for all wage
loss suffered."
OPINION OF BOARD: Claimant entered service and established seniority as
laborer and welder helper, August 30, 1965. He was regularly
assigned as a welder at the Savannah Rail facility throughout his entire length
of service except for a few months.
' The incident resulting in the disciplinary action occurred on February
14, 1980. supervisory personnel inspecting rail already welded discovered
Claimant apparently failed to pre-flash welds as required. Disciplinary procedures
were initiated on the date following the discovery. The record shows proper
procedures were followed insofar as the hearing was concerned.
Notice of hearing was issued with allegations as follows:
"You have been instructed numerous times ... that if it is
necessary to torch out and reweld a weld--that the ends of
the torch out rails must be flashed off and must be preflashed off at least one-half inch or more de
visual inspection of the torch out ends. This is necessary
to square ends of rails and to remove any cracks or other
impurities remaining from torch cutting the rail. We have
cautioned you on this extremely important matter numerous
times. Only in this way are we assured we have a good weld
after it has been torch cut.
During the week of Feb. 11, 12, 13 and 14th you had a total
of 31 welds; Nine of these had no preflashing and 15 had only
one-fourth of an inch.
Award Number 24234 Page
2
Docket Number
MW-24318
Your failure to carry out these important instructions
cannot be tolerated. As a result of the incident above you
are hereby charged with violation of Rule G-1 of SCI. RR
Co. Hook of Operating Rules which reads in part as follows:
' insubordination ...
... incompetency ...
will subject the offender to dismissal."'
During the hearing Division Engineer Low defined insubordination as
disobedience or failure to submit to authority. He defined incompetence as
lacking a qualification, or ability or skill to perform a designated operation.
Entering these definitions into the record arose over confusion and misunderstanding over the meanin
Claimant Roundtree established seniority as a welder helper on April 28,
1966,
and as a welder an July
25, 1968.
He was regularly assigned in the Rail
Welding Plant throughout the entire length of his service except for a few months.
He was regularly assigned as First Shift Welder at the plant since April
26,
1978,
when the plant was converted to the electric flash butt rail welding process.
During the hearing, Supervisor Ayscue described Claimant as somewhat
difficult to instruct because he assumed an attitude of knowing more about the
welding process than anyone else, including the Chemetron representatives on
duty at the plant. On this point Mr. Ayscue stated:
''Well·it has-been necessary from time to time to talk with '
Welder Roundtree about certain functions he has performed
and from time to time he would not perform these functions
and so I've came to the conclusion that he is just untrustworthy.
His actims in that he has an attitude that he knows more
about the equipment and how the work should be performed
than the, how he's instructed to do it."
Question by A. C. Low, Jr., Division Engineer:
"To me it means that we have over a period of time
confronted Mr. Roundtree with the fact that he was
not complying with out instructions, yet he continues
to hold the post of welder, holds the position of a
welder and makes welds right on, would you explain
that please?
A. Well, I have not before had occasion where Mr. Roundtree
was actually insubordinate.
Q. In your opinion has he been competent up until the
incident on February 114
A. Apparently."
Award Number 24234 Page
3
Docket Number
MW-24318
Further evidence on the matter of Claimant's qualifications as a
welder is in the form of testimony of L. Brown, Assistant Supervisor of the
plant:
Question by Mr. Low:
"How long has Mr. Roundtree been doing this particular
work at the plant, as a welder?
A. Oh, since the welding machine has been there and I
believe it was April of
1978.
Q. Who qualified Mr. Roundtree on that particular type
welding process?
A. Well we had a learning period, all of us trying to
learn together, but a Chemetron representative was
there to instruct us all and the Supervisor Mr. Ayscue
had made a copy of the Southern Specifications to be
our guideline and I'll assume that Mr. Ayscue and I and
the foreman and all concerned was in agreement that
Mr. Rcundtree was qualified to rum the machine."
Question by F. E. Wallace, Asst. General Chairman to L. Brown, Assistant
Supervisor:
"Then you said in Mr. Roundtree has been and was
competent in making welds at the electric butt welds,
is that right?
A. Well competence enters into a definition problem if
you're saying if Mr. Roundtree is capable of making
a good weld I would say yes, but the fact that he
,made them in a, not a prescribed manner
,
then I
would strongly insist that we cannot competent him to
carry out these instructim s."
Other instructions by Mr. law on the matter of competence to W.
Brown:
"Q. Incompetence is lacking qualification or ability or
skill to perform a designated operation or task, do
you agree with this interpretation?
A. Yes sir.
Q. Are you in accord that a person can become qualified
to perform a certain operation and then through Indifference or other inabilities become incompetent
and lack the qualifications to perform this work?
A. That is correct.
Award Number
24234
Page
4
Docket Number
MW-24318
Q. It is entirely reasonable then to assume that a
person once qualified is not to be perpetually
qualified for any designated operation, is that
right?
A. That's right, a person can be qualified and have
the ability to be competent and then through lack
of concern or negligence or carelessness or any - ..
other reason that he might, or even attitude he can
become incompetent.
Q. I take it that you are in accord with the statement
that a person once qualified or competent will not
remain competent or qualified perpetually?
A. That's right."
Question by Mr. low of Mr. Ruckert Foreman on First Trick:
"Q, In your opinion is Mr. Roundtree a competent welder?
A. Well if he would follow instructions yes, but sometimes he gets careless.
Q. Then you're saying that he is competent, but he sometimes lacks on following instructions, is
you're saying?
A. Right."
Mr. Rucker also testified that generally the Claimant produced about
as much. as anyone else.
During the hearing, Claimant Roundtree admitted he had received
instruction in preflashing on rewelds but had not performed the preflashing on
the rewelds in question. In explanation, Claimant gave a wide ranging and detailed
account of the methods used in making electric rewelds. His knowledge of the
proper methods as prescribed in Company rules was clearly shown in his account.
He also added, however, that many cases of rails broke in the straightener after
all the required weld and reweld procedures had been followed. He even referred
to instances where metal urgists had been brought in by the Company to analyze
the problem. According to the Claimant they were unable to explain it except
that possibly such breaks were caused by the extra heat used in the preheat
procedure. He stated that breaks of many rewelds showed it to be inconclusive
that preheating made for good welds.
Claimant's failure to follow prescribed procedures was not done as a
short cut or maliciously premeditated. Nor was it due to carelessness, negligence
or incompetence. Rather, he took this course because of his own feelings that
preheating did not necessarily produce a good weld. Mr. Low, Division Engineer,
conducting the hearing did not appear to be so much interested in hearing Claimant's
Award Number
24234
Page 5
Docket Number
MW-24318
views on rewelds as he was in testimony more directly related to the charges
of insubordination and incompetence.
The evidence manifested plainly and clearly Claimant's attitude of
knowing more about the welding process than his supervisors or representatives
of the Chemetron company. It was this attitude that provided the basis for the
charge of insubordination. He appeared reluctant to accept or follow instructions
which did not accord with his own views. His insubordination was not so much
in the nature of outright defiance and confrontation but rather in doing the job
his own way regardless. But it was insubordination nevertheless. Management
has every right to demand and expect compliance with reasonable working rules
and procedures. Employes acting in defiance should certainly be trained and
counseled but, failing to respond to these efforts, disciplinary action is the
next step in assuring compliance. The record shows supervision tried on many
occasions to counsel with Claimant on the problem.
But the charge of incompetence is another thing. Claimant's long record
as a welder and testimony by his supervisors demonstrates the Claimant as a fully
qualified welder. The Carrier made an effort, through testimony at the hearing,
to show competence can be lost through lack of concern, negligence, carelessness
or other reasons. These conditions do not appear to be present in this case.
On the contrary, what we have is a fully competent welder with a know-it-all
attitude who did his job in his own way in defiance of prescribed rules and
procedures. While this supports the charge of insubordination, it does not support
the charge of incompetence..
In demoting Claimant to welder helper and suspending.him from service
for 13 days, Carrier found the charges of insubordination and incompetence fully
substantiated. In view of the evidence reviewed above it is the Board's opinion
that the charge of insubordination was substantiated but .not the charge of
incompetence. It must also be considered that
we
are dealing with an employe
of some 1)+ years service without any prior disciplinary record who was recognized
as a competent welder by his supervisors and no prior instance of actual
insubordination. The Board believes that his suspension and demotion to welder
helper since March
1980
should be sufficient chastisement. It is, therefore,
the decision of this Board that Claimant be reinstated as a welder effective
with the date of his demotion and that his seniority as a welder be restored,
without impairment. Claim for time lost is denied. It is hoped that in
the future Claimant will be more receptive to instructions by his supervisors
and more cooperative in complying with company rules and procedures.
FINDINGS: The Third Division of the Adjustment Board, upon the whole record and
all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor Act,
as approved June
21, 1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
Award Number
24234
Page
6
Docket Number
M-24318
That the discipline was excessive.
A W A R D
Claim sustained in accordance with the Opinion.
NATI)NAL RAIIROAD ADJUSTMENT BOARD
By Order of Third Division
Attest: Acting Executive Secretary
National Railroad Adjustment Board
By
Rosemarie Brasch - Administrative Assistant
Dated at Chicago, Illinois, this 14th day of March
1983.
FECEIVE'
0
I ":aY
~ v
c
i
/c°`7o
o;rice-°