NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number
CL-24428
Brotherhood of Railway, Airline and Steamship Clerks,
Freight Handlers, Express and Station Employes
PARTIES TO DISPUTE:
Union Belt of Detroit
STATEMENT OF CLAIM: Claim of the System Committee of the Brotherhood
(GL-9537)
that
Claim No. 1 (File
IM-58,
Carrier file
7-CG-14430)
(a) The Carrier violated Rule
20
of the Clerks' Agreement when as a
result of an investigation held April
19, 1980,
(sic) it wrongfully found Claimant
Plichta at fault for absenting himself from duty April
3
and
4, 1978
and
administered
discipline in
the form of five
(5)
days overhead suspension.
(b) Carrier should now rescind such discipline and Claimant's record
be made clear.
Claim No.
2
(File
UB-59,
Carrier file
7-CG-14430)
(a)~ The Carrier violated Rule
20
of the Clerks' Agreement when as a
result of-an investigation held April
19, 1978,
it wrongfully found Claimant
Plichta at fault for absenting himself from duty April
5, 6 9, 10, 11
and
12,
1978
and administered discipline in the form of fifteen
(15~
days overhead
suspension which resulted in Claimant being required to serve five
(5)
days
actual suspension as a consequence of discipline having been assessed at an
investigation held previously the same date.
(b) Carrier should now rescind such discipline, and Claimant's record
be made clear and he should be made whole for all time lost.
Claim No.
3
(File
UB-60,
Carrier file
7-CG-14432)
(a) The Carrier violated the Clerks' Agreement when as a result of
an investigation held April
27, 1978,
it wrongfully found Claimant Plichta at
fault for absenting himself from duty April
13, 16, 17, 18,
and
19, 1978
and
administered discipline in the form of thirty
(30)
days overhead suspension which
resulted in Claimant being required to serve fifteen
(15)
days actual suspension
as a consequence of discipline having been assessed at an investigation held
April
19, 1978.
(b) Carrier should now rescind such discipline, and Claimant's record
be made clear and he should be made whole for all time lost.
-Award Number 24401 Page 2
Docket Number CL-24428
OPINION OF BOARD: On Friday afternoon, March 31, 1978, Clerk J. L. Plichta
telephoned Superintendent L. E. Acton requesting a leave of
absence due to nervousness. Acton advised Claimant that he would grant the leave
if Claimant secured a statement from his personal physician verifying his medical
problem. That same afternoon Claimant informed Acton that his doctor would not
give him a statement. Acton then
advised Claimant
to
see a
company doctor at
Carrier's expense, and a leave would be granted if such physician gave Claimant
a statement. Arrangements were made for Claimant to see the company doctor that
evening, however Claimant could not keep his appointment due to lack of transporta
-tion. A new date was arranged for Monday, April 3rd. Claimant asked for and
received Sunday, April 2nd as a day off. Claimant did not keep his medical
appointment on April 3rd. Two days later Carrier sent Claimant a written notice
to appear at an investigation on April 12th charging him with being absent
without proper authority on April 3rd and 4th. The Carrier's letter was returned
by the U.S. Postal Service as undeliverable. At the hearing on April 12th, the
local Chairman requested a postponement to April 19th. Said request was granted.
Carrier then instructed Claimant to attend another hearing on April 19th on
charges of absenting himself for 5 days beginning April 5th. Thereafter a third
hearing was scheduled on April 27th when Claimant was charged with 5 days'
absence beginning April 13th. At the first hearing Claimant was found guilty
and discipline imposed of 5 days overhead suspension. The second hearing also
resulted in a guilty finding with a 15 day overhead suspension. The third
investigation followed the pattern of the first two and resulted in a 30 day
overhead suspension. For his absence of 13 days, Claimant received a total o?
50 days overhead suspension of which he actually served only twenty.
The Organization contends that Claimant was not accorded a fair and
impartial hearing into the charges. Various defenses were raised.
(1) The "double jeopardy" argument. The Organization argues that the
hearing on claim numbers 2 and 3 are nothing more than extensions or continuations
of the initial hearing on claim number 1 since the facts and circumstances are
identical except for the dates of the absences. By segmenting the continuous
work days into three separate incidents the only purpose served was to impose
progressively greater levels of discipline.
The Carrier notes that each day's absence without permission constitutes
a separate violation and nothing in the Agreement limits the number of hearings
even if the charges are essentially identical. "Double jeopardy" describes the
peril of a defendant who is tried for the same offense more than once. The
concept of "double jeopardy" applies in criminal matters, but even if it were
applicable to a labor agreement it would not be relevant in the instant case.
(2) The use of the same officer to bring charges and act as hearing
officer or for a witness to act as an appeal officer. Such arguments have been
considered and rejected by the Third Division.
Award 21228 - Wallace
"The fact that the hearing officer was also the charging officer
is not a defect which undermines the essential fairness of the
Award Number 24401 Page
. Docket Number CL-24428
hearing. There is no prohibition of this in the agreement and
the Third Division awards have not viewed this as a basis for
unfairness."
"...
there is nothing in the Rules prohibiting an officer who acted
as a witness from serving as an appeals officer. There appears
to be no evidence or support in the Rules for the contention
that the function of the Superintendent as the presiding officer,
after appearing as a witness in the earlier investigation, in any
was impaired the rights of the Claimants."
(3)
The alleged duty of the Carrier to produce witnesses whom the
Organization deems necessary for its defense. Carrier contends that it has always
been the responsibility of the Claimant and/or Organization to arrange for their
witnesses and in this case Plichta was so advised in the charge letters. Decisions
of the Third Division support the Carrier's contention, (Award 15025 - Mesigh,
16261 - Dugan,
111443 - D
olnick).
The argument that certain testimony was improperly excluded. The
Organization sought to elicit testimony bearing upon Claimant's emotional or
personal problems. The record shows that the Hearing Officer noted that Claimant
had personal problems which created his work related problems but excluded a
detailed recitation of the. personal problems. This-Board is comriuced that all
relevant and pertinent evidence was received and no prejudicial error was wade
by the exclusion. (See Award 8806 - Bailer).
Prolonged, unauthorized absences from duty create a serious disruption
of Carrier operations, (Award 14601 - Ives). Upon the entire record it is apparent
that the Carrier sustained its burden of proof. The discipline imposed was not
arbitrary, capricious or unsupported by the record. The claim is therefore
denied.
FINDINGS: The Third Division of the Adjustment Board, upon the whole record and
all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor Act,
as approved June 21,
1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
That the Agreement was not violated.
Award Number
244m
Peg a f+
Docket Number CL-21+428
A W A R D
Claim denied.
NATIONAL RAI IROAD ADJUSTMENT BOARD
By Order of Third Division
Attest: Acting Executive Secretary
National Railroad Adjustment Board
By
Rosemarie Brasch - Administrative Assistant
Date at Chicago, Illinois, this
26th
day of
may 1983.
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JUL 2 71983 i
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Office
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