' RATIONAL RAILROAD ADLIU$TMENT BOARD
THIRD DIVISION Docket Number CL-24236
(Brotherhood of Railway. Airline and Steamship Clerks,
( Freight wand's, Express and Station Employes
PARTIES To DISPUTE:
(Chicago, Milwaukee. St. Paul and Pacific Railroad Company
STATEMENT OF CLAIM: Claim of the System Committee of the Brotherhood (GL-9473)
that:
(1) Carrier violated the Clerks' Rules Agreement in Seniority
District No. 1 when it arbitrarily reduced forces by abolishing positions
starting at
11:59
p.m.., February 29,
1980
and continuing to April
18, 1980
without giving the employes affected thereby "not less than rive
(5)
working
days advance notice" nor did it issue a standard permanent abolishment notice
until April
18, 1980.
(2) Carrier shall now be required to compensate all employes affected
by the temporary suspension of their positions an additional eight
(8)
hours
pay at the rate of their assigned. position which was abolished, or at their
protected -ate, whichever is greater, starting either on March 1,
1980
or on
the date their respective positions were temporarily abolished, and for each
workday until their positions were permanently abolished as of
11:59
p.m.
April
18, 1980.
ROTE: Some of the claimants and positions held here are
listed in Attachment A.
Where positions are not listed and/or where the
occupants of positions are not listed in Attachment A, same to be determined by joint check of
Carrier's records.
(3) Carrier shall be required to compensate all those
employer who were displaced by employes whose positions were temporally
abolished as shown in Attachment A, an sdditicooal eight
(8)
hours pay at the
rate of their assigned positions, or their protected rate whichever is greater,
starting either on March 1,
1980
or on the date they were affected, and for each
workday until April
19, 1980.
90TE: The employes and monetary wage due those employes
displaced by employes whose positions were abolished
to be determined by joint check of payroll and other
necessary records.
koaxd Number 24"8 Page 2
eocret smbn m.2h236
OPINZ.ON OF HOARD: This claim, brought by the Organisation, challenges as a
violation of the Agreement the Carrier's failure to give
five working days advance notice to employes in Seniority District No. 1 of
the abolishment of their positions on February 29, 1980. The Carrier responds
that it vas not required to give notice. The facts are not in dispute.
On February 25, 1980, the United States District Court,, 'in proceedings
for reorganization of the Milwaukee Railroad (the Carrier), granted the Trustee's
request for an esbargo of certain Ptilvaukee lines. The Court's Order (No. 290-A)
is relevant to this dispute in two basic respects: It directed the Trustee to
embargo all specified traffic as of 1.1:59
PJ4.,
February 29, 1980. It further
directed the Trustee to furlough employes specifically as follows, in pertinent
part (paragraph
6):
"As of 11:59 P.M., February 29, 1980, or as soon thereafter
as is practical, the Trustee shall furlough all employees
not required far the services and operations continued under
this Order ... the Trustee shall pay all furloughed
employees for services performed up to the date of furlough
at the rate at which payments vere actually being made prior
to the date of furlough, shall make payments required by
Paragraph 7 (out of specified fords) and shall provide
medical and denial protection to furloughed non-uniad emloyess in accordance with the Debtor's exist
V5aderscoriag added.)
On February
26, 1980,
the Carrier posted "emergency" force redu&ion
notices to all employees
in
the Seniority District abolishing
33
specified positions, effective
11:59,P.M.,
February
29, 1980.
The notice listed each position
by position atmber and title. The positions were perrmanently abolished on
April 18, 1980.
In a letter dated April 28,
1980,
addressed to J. C. Manders. ManagerAccounting Administration, the Organization's General Manager set
basic claim now before us. The claim alleges a violation of Rule 12(a) of
the Clerks' Agreement by failure to give employees affected by the abolishment
advance notice of not less tbsa five voesdag days. It seeks compensation for
two categories of employees: Those whose positions were abolished (Item No. 2)
and those who were displaced by employees whose positions were abolished
(Item No.
3).
A list of positions and of the Mmes of incumbents in the first
category is attached to the claim. The claim requests that positions and occupants not listed be det
Monetary payment for first category employees is sought for the period from
the date of taaparary abolishment on February 29, 1980, to the issuance of
a standard permanent abollgbment notice effective April 18,
1980.
For the individuals in the second category, i.e., those displaced,
it asks that their names and the monetary wage due them be determined "by
joint check of payroll and other necessary records."
Award Number 24440 Page
3
Docket lfudber CL-24236
The Carrier opposes the claim on both procedural and substantive
grounds. Its procedural arguments., in essence, are directed to the jurisdiction of this Board. At t
timeliness by
Rule
36
of the Agreement. Rule
36
-provides 3n pertinent part:
·(a) A11 claims or grievances must be presented in xritiisg
by or on behalf of the employe involved. to the officer of
the Carrier authorized to receive same within sixty (60)
days from the date of the occurrence on which the claim or
grievance is based." (Underscoring added).
According to the Carrier, "presented" means "received." Thus., since Mr. Msmlers
did act receive the claim until April
30, 1980, which
was 61 days after February 29
1980,
the date of the embargo, it is barred from consideration and must be denied
in its entirety. The Carrier cites a number of awards in support of its position.
The other procedural arguments urge that the ft-quest for payment to
"unknavq and 1·rn"^ed" individuals has no valid basis in the Agreement and is in
fact inconsistent with the requirement of Rule
36,
that claims must be presented
"by or in behalf of the employe i=volved."
The Carrier maintains further that there is no compelling contractual
support for the request for a joint check of the carrier's records for the
purposes specified in both items.
Reserving its position on jurisdiction, the Carrier nest addresses
the merits of the claim. It defends the failure to give five working days
notice of the job abolishment an the ground that the Court-ordered embargo
created 'emergency conditions" within the meaning of the exception described
in Rule 12(x).
The exception eliminates from the scope of the rule:
".., any requirement for such notices under emergency conditions,
such as flood, snow storm., hurricane, tornado, eaxthqoakc, fire
or labor dispute (e-dispute involving the employees of another
employer) .... · ...
In the Carrier's view, the "such as" enumerations are intended only as
some emaples., not as an exhaustive definition, of what is meant by "emergency
conditions." The Carrier sees a similar example in the embargo because it oceoaed at a specified tim
a
specific day, in order to avert a state of
csshlessness.
The carrier also points to a finding of the Taterstate Commerce Commission (in a service order f
exists "due to a threatened or existing embargo."
Award Nusber
24440
Page 6
Doebet fiaber cs.-24236
The Organization responds that no emergency within the intendment of the
Rule 12(a) exception could be found to exist. This is so, it says, because the
word "embargo" is not expressly mentioned in the-exception and because,, in nay
event, the particular facts do not establish the existence of an emergency
under the exception.
We deal first with the procedural issues.
On the threshhold issue of timeliness, we conclude from a study of Rule 36
and a review of cited awards that the term "presented", as used in the rulep does
not have a clear and unambiguous meaning.
Mae rule itself carries no definition, nor does it offer any helpful
guidance as to what meaning the word was intended to have. Thus, the word
"presented" is not used consistently in this and other parts of the rule to
describe how a claim is effectively initiated. For example, at some points
the word "filed" appears to be used interchangeably with "presented"p although
the
two
words might be said to have different m·a"_.~s elsewhere in the rule.
Awards cited by the Carrier do not, in our opinion.. resolve the ambiguity. They do not reflect
or reasonably should mesa. For exuiple, one award expressly found it to mean
"received by the Carrier". Another award.. however, implies that the claim was
"presented" when -written. The primary focus of other cited awards appears
to be on questions not present in the instant dispute., such as the appropriate
official to be addressed, the continuing nature of the violation, or the date
of the triggering event.
For these reasons., we have considered it advisable to take a good
fresh look at Rule
36
at this time.
The recognized purpose of a negotiated grievance or complaint procedure is to vindicate rights a
in mind that purpose,, we deem it to be sound labor-relations policy that
doubts as to the precise boundaries of time limits which shut oft access to
those procedures should, in general, be resolved against forfeiture of the
rights sought to be vindicated.
Guided by that policy and by common business practice.. we conclude
that a fair and reasonable reading of the rule is that a properly addressed
claim is effectively "presented" when delivered to the U.S. mails.
(Williston on Contracts. Third Edition;
Restatement of
the Law. Contracts
2d.). This holding is in no way intended to relax the time limits themselves.
Award Number 24440
Bnge 5
Hoeket Number CL-24236
We do not accept the Organisation's view that the claim was effectively presented merely by the
It must be shown that the letter was placed in accepted channels of commuaioation. We note the fact
aA
bears an earlier certification number than a similar letter also dated
April 28, 1980,
(covering another seniority district) which was actually received by the Carrier on April
29, 1980.
Accordingly, we find that the claim
before us was delivered to the U.S. mails on the day it was written, April
28,
1980,
and that it was effectively presented at that time.
We conclude that the claim was timely filed and that it is not barred
from our consideration.
As to whether the claim has been validly made in behalf of
unnamed
employees, we note that the list of positions and names submitted by the
Organisation reflects a diligent effort on its part
to
make a precise identification of the claimants in the first category whose positions were abolis
Others in that category who were not named have been adequately identified as
possible occults on February
29, 1980,
of the positions listed in the attachment submitted by `.he Organization. Their identity can be
from the records in the Carrier's possession, and it is altogether reasonable
to allow a joint check of the records. (See Rational Disputes Committee
Decision
4).
Such clearly identifiable individuals are presumed to be properly
included among those in whose behalf the Organization, which represents them,
has brought this claim (Rule
36,
pa.-agraph
4).
If they have wrongfully suffered
monetary loss by reason of any violation of the notice requirement as to them,
they should be appropriately compensated.
As to the unnamed incumbents of unlisted positions in the first
category (Item f.
2)
and as to all those in the second category who may
have been displaced (Item No.
3).
we find differently. The record affords
no ready or reasonable guidance as to who these individuals may be, or
whether they exist at all. To direct the Carrier to ferret out and supply
such essential information to the Organization would unfairly shift to the
Carrier the Organization's responsibility to investigate and build its own
case in the
60
days which the Agreement allows it for that purpose.
Such unknown individuals therefore are not presumed to be included
among those in whose behalf the Organization has brought this claim. It
would be unreasonable, moreover., to extend to them the benefits of any
compensatory award. See: Third Division Award
21135.
We will dismiss the
claim
as it relates to them.
We turn to the merits of the dispute.
Award Humber 24440 page
- Docket Number CI-24236
The narrow question for resolution is whether, as the Carrier contends,
the embargo as such created "emergency conditions" under the 12 (a) exception,
relieving the Carrier of the five-day notice obligation. On the record
before it, particularly the terms of District Court Order No. 290-A, the
Board concludes that the embargo did not create such an emergency.
Rejecting the Organization's restricted reading, we agree with the
Carrier that the "such as" phrase is simply an enumeration of examples, not
an exhaustive definition. We do not agree, however, that an embargo as such
constitutes an emergency under the exception.
As numerous decisions of this Board have recognized from the examples
listed, the key to the existence of a Rule 12 (a) emergency is the sudden,
unforeseeable, and uncontrollable nature of the event that interrupts operations and brings-them to
itself typically that kind of event. In the instant situation, for example.
Order No. 290-A plainly shows that the Trustee sought the embargo. The embargo did not overtake him.
for reasons of grave business concern. It did not partake of the essential
characteristics common to the listed examples.
The Carrier's bare reference to seven isolated instances of abolishment
of a single position at each of various locations is inadequate, in our opinion,
to establish an accepted rule on this property that an embargo constitutes an
emergency condition under the exception.
Nor can we consider the emergency provisions of the Interstate Commerce
Commission statute to be controlling for purposes of the exception to Rule 12 (a)
of the negotiated agreement. The term "emergency", as used in that statute in
connection with a threatened or existing embargo, has a special meaning specifically associated with
ICC Service Order No. 1399, citing 141E Supp.
576.
Even if we were to assume that a court-ordered embargo generally
creates an emergency under the Rule 12 (a) exception, we could nevertheless
not find on the record before us that the particular embargo of February 29,
1980, had that effect. Looking at the Court order, we note that: It did not
impose an absolute obligation on the Trustee to furlough employees at the
same time as the embargo of traffic. If circumstances required him to wait
beyond the time of the embargo, he could furlough employees "as soon thereafter as is practical."
- Avard.amAer 24448 Pale 7
Docket 1uaber
c3,-24236
It is the Board's opinion upon a close reading of the Order's paragraph
6
that the need to fulfill the five-day notice obligation may reasonably
be viewed as the kind of circumstance that made it necessary to postpone the
date of furlough.
Paragraph
6,
which deals in its entirety with the matter of furloughs,
reflects the Court's concern for the relevant interests of affected employees.
While it makes special pirovision for the protection of certain interests of
"non-union employees", it makes no reference at all to "union employees." It
is altogether reasonable to infer from the scope and focus of the order that
the Court vas aware of the Carrier's relevant special obligations toward "union
employees" and believed them to be adequately protected by applicable negotiated
agreements. There is no hint of an intent to override those obligations. It is
thus reasonable to infer further that the Court allowed time for the Carrier
to discharge those obligations when it used the phrase, "as soon thereafter
as is practical."
Indeed, in its rebuttal statement, the Carrier has acknowledged the
practical impossibility of giving no less than five working days' notice in
advance of the embargo. It has not explained, however, why it did not take
the additional time authorized by the Court to abolish the positions and furlough the employees. .
Accord1 91y, for all the foregoing reasons, we conclude that the embargo
did not constitute an emergency condition under the 12 (a) exception and that the
Carrier violated the rule by failing to give the employees properly encompassed
within the claim no less than five working days advance notice of the abolish
ment of their positions. We will sustain Item 1Po. 1 of the claim. We turn
now to a consideration of the remedy appropriate '-_o the violation found.
It appears that none of the employees properly included in Item Bo. 2
received the required number of notice days, although some apparently were given
greater notice than others. Each employee is accordingly entitled to be compensated for each working
notice, at the rate of his/her protected rate, whichever is greater.
These payments are plainly remedial, for they compensate the employees
for work they would have performed had they been given the requisite notice.
indeed, the Court's order clearly implies that they shall be paid for those
days at that rate. The Carrier's "penalty" argument is simply not applicable
here.
Award Number 244$0
Docket Number
G7-24236
Page 8
There is no valid basis., however., in the Agreement or in the Court's
order or in the nature of the violation found., for the Organisation's request
that affected employees be paid for all days not worked until the standard permanent abolishment not
denied insofar as it relates to other than the five days of required notice
of the force-reduction abolishment of their positions.
As already stated, unnamed incumbents of unlisted positions in Item
No. 2 and.employees referred to in Item No. 3 are not entitled to any remedy.
FINDINGS: The Third Division of the Adjustment Board, upon the whole record
and all the evidence finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor
Act, as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction
over the dispute involved herein; and
That the Agreement was violated.
A W A R D
Claim disposed of in accordance with the Opinion.
NATIONAL RAILROAD ADJUSZNT BOARD
By Order of Third Division
ATTEST: Acting Executive Secretary
National Ftailroed Adjustment Board
By
Rosemarie Brasch - Administrative Assistant
Dated at Chicago Illinois, this 29th day of June 1983