NATIONAL RAILR0ID ADJUSTMENT BOARD
THIRD DIVISION Docket Number TD-24420
(American Train Dispatchers Association
PARTIES TO DISPUTE:
(Consolidated Rail Corporation
STATEMENT OF CLAIM: Claim # 1 - System Docket CR-90
"Claim of the American Train Dispatchers Association that discipline of
sixty
(6o)
days actual suspension for C. B. Barber on G-32 dated 4/28/80 is
harsh, unjust and unwarranted and not substantiated by trial transcript dated
April 23, 1980."
Claim # 2 - System Docket CR-91
"Claim of the American Train Dispatchers Association that discipline of
sixty
(60)
days actual suspension, time held ott of service to apply, and
restricted from holding a position under the American Train Dispatchers Association
Agreement is unjust, harsh and not warranted by the trial transcript dated
may 14, 198o."
OPINION OF BOARD: Two separate disciplinary actions against C. B. Barber, a
Train Dispatcher with 12 years of seniority, were consolidated
by the Employes in a single ex parte submission.
Claim No. 1. Claimant was c1arged with excessive absenteeism from
March 28 through April
6,
1980, and on April 8, 1980. Claimant testified that
his first period of absence was caused by a "right lateral epicondylitis",
commonly known as "tennis elbow", which totally incapacitated his right arm. At
the hearing, Claimant produced a doctor's certificate, dated April 4th, stating
that Claimant was under the physician's care, but could return to work on April
7th. Said certificate was first produced at the hearing held on April 23rd.
With regard to the April
8
absence, Claimant testified that his car
became disabled 4 miles from home during the noon hour. He and his wife had to
walk home arriving there about one and one-half to one and three-quarters of
an hour later. He was unable to get a taxi to enable him to get to work by
4 P.M., his starting time. Claimant then telephoned and marked off.
Over objection by Claimant's representative, the hearing officer
admitted Claimant's service record which indicates that twice before, as recently
as two months prior to the hearing, Claimant had been disciplined for absenting
himself from duty. While such evidence may not be considered in determining
guilt or innocence of the charges in this case, it is admissible with respect
to the discipline to be imposed after guilt has been established.
The Employes' ex parte statement states that "Appellant was not charged
with being absent from duty without permission. Although the record does not
_ __T_I - . _ _
Award Number 24481 Page 2
so indicate, he appropriately reported in advance,, his need to be absent from
work during the periods involved in this case." (Emphasis supplied.) While it
nay be true that Claimant did notify Carrier in advance that he vas going to
be absent, the failure of the record to contain such information precludes this
Board,, at the appellate levelo from taking it into account.
Tae need for regular and punctual attendance in any industry is beyond
question. More so is it essential in the railroad. industry where time schedules
are critical. Award 22877 - Dennis. Based upon the record before us the Carrier
was justified in assessing the discipline which we shall not disturb. It must
be noted that the 60 days' deferred discipline was never served.
Claim No. 2. Claimant was charged with permitting three trains to
operate on a track which had been taken out of service to allow maintenance of
way work to be done thereon.
Bulletin Order No. 1-8, dated April 30, 1980 took Track No.
3
out of
service between certain points in the Reading Terminal, Philadelphia. Said
track was removed from service between the hours of 8:30 A.M. and 4:30 P.M. on
May 5, 1983. Three passenger trains were allowed to operate on the out-of-service
track that morning during the prohibited hours. The investigation shows that
Claimant functioned at Wayne Junction where he had jurisdiction over portions
of the railroad out of service. Block Operator Spielman also was assigned
to Wayne Junction where he controlled the blocking devices which were supposed
to put the track out of service.
Claimant testified at the hearing but Spielman did not. The Employes,
citing Rule 18, contend that Claimant did not receive a fair and impartial
hearing because the members of two train crews and Spielman should have been
produced by the Carrier. Rule 18 states, "Actual pertinent witnesses to the
offense will be requested to attend the hearing by the Company." The short
answer to this objection is that the Carrier did request Spielman to testify
but his representative would not allow him to appear while he was still being
held out of service. Presumably Spielman would have been an "actual pertinent
witness to the offense", but it is difficult to see how members of the train
crews would so qualify. Be that as it may, there was nothing to prevent
Claimant or his representative from requesting Spielman to testify. The Carrier,
of course, has no authority to compel the attendance of any witness (Awards
23857-Sharp; 20984-Sickles and others).
The Employes further contend that the Carrier prejudged Claimant by
suspending him immediately after a preliminary inquiry, which, prima facie,
established his involvement in a serious offense. We hold that the Carrier's
decision was made in good faith based upon probable cause. Consequently,
Carrier's decision lies within managerial judgment and will not be disturbed.
Award 16584 - Carey.
The Employes additionally raised a procedural defense alleging that
Carrier had failed properly to identify the rules allegedly violated by Claimant.
We find no merit to this defense.
-74
Award Number 21481 Page 3
With regard to the merits of the claim the record discloses the
following: Claimant admitted that he was aware of Bulletin Order
Tr,
1-8.
Claimant testified that at 7 A.M., May 5th, when he came on duty, he asked
Spielman whether the latter knew that track number 3 was being removed from .
service at 8:30 A.M., and received an affirmative answer. At 8:30 A.M. Claimant
told Spielman to take the track out of service and Spielman did so. Claimant
stated that he did not, however, see Spielman apply the blocking device below
16th Street Junction. Upon being telephoned by the conductor of one of the trains
that it was on an out-of-service track, Claimant instructed Spielman to put
blocking devices on track number 3 below 16th Street Junction. Spielman then
told Claimant that he did not know that the section between 16th Street and
Diamond Interlocking was out of service. Claimant then referred Spielman back
to their earlier conversation when Spielman had told Claimant that he did know
the contents of the Bulletin Order.
It is apparent from Claimant's testimony that there are questions of
credibility as to exactly what was said and done by Claimant and Spielman on the
morning of May 5th. These might have best been resolved by a confrontation
between the two at the hearing. However, it did not occur so nothing is to be
gained by speculation. Under these circumstances the Carrier's resolution of
credibility must be accepted. There is no doubt, however, that 3 trains did,
in fact, operate on an out-of-service track thereby creating a potential for
serious mishap. That the Block Operator may be equally responsible or even
responsible to a greater degree for a dereliction in duty in no way absolves
-Claimant of blame. A train dispatcher has important safety responsibilities.
His failure to discharge these responsibilities subjects him to discipline even
when another is also at fault. Awards 19461 - Devine; 17761 - Kabaker; 17163 -
Jones; 13399 - O'Gallagher.
Claimant was disciplined by a 60 day suspension which, however, was
deferred except for 9 days held out of service. We find no fault with such
discipline. But Claimant was further-further disciplined by being restricted
from holding any position under the Employes' agreement; in effect he was
demoted. It is our view that such permanent bar to holding a position under
the Employes' agreement is an excessive penalty. For the 12 years of his service
immediately prior to the incident under discussion Claimant's record shows no
lapse in his adherence to safety standards. Where the Carrier saw fit to impose the
relatively mild penalty of 9 days' suspension a lifetime disqualification from
holding a position is disproportionate to the offense. It is too harsh in
view of Claimant's long years of satisfactory service. Without in any manner
minimizing Claimant's responsibility in the instant case we shall restore Claimant
to his former status as train dispatcher. Awards
5297
- Wyckoff; 15373 - Mesigh.
The Carrier did not violate the Agreement as to Claim No. J.. As to
Claim No. 2., the permanent disqualification of Claimant as a train dispatcher
was excessivley severe.
Award Number
24481
Page
4
Docket Number
TD-24420
FINDINGS: The Third Division of the Adjustment Board, upon the whole record and
all the evidence., finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor Act,,
as approved June
21., 1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
That the discipline was excessive.
A W A R D
Claim No. 1 is denied,
Claim
No.
2
is sustained in accordance with the Opinion.
NATIONAL RAILROAD AWLSTMENT BOARD
By Order of Third Division
ATTEST: Acting Executive Secretary
National Railroad Adjustment Board
R'emari, I
osemarie Brasch - Administrative Assistant
Dated at Chicago., 1111nois, this 14th day of July
1983.
GHIVED
E;,
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