NATIONAL RAILROAD AWUSTMENT BOARD
_ THIRD DIVISION Docket Number MW-24449
George S. Roukis, Referee
(Brotherhood of Maintenance of Way Rnployes
PARTIES TO DISPUTE:
(Terminal Railroad Association of St. Louis
STATEMENT OF CLAIM: "Claim of the System Committee of the Brotherhood that:
(1) The claim* as presented by the General Chairman on July 21, 1980 to
Superintendent S. L. Vines shall be allowed as presented because chief Engineer J. R.
Bowman failed to disallow said claim (appealed to him under date of September 23,
1980) as contractually stipulated within Agreement Rules 42-1(a) and (c) (System File
TRRA 1980-15). _
*The letter of claim will be reproduced within our initial submission.·
OPINION OF BOARD: The Organization had originally filed a claim on July 21, 1980.
The claim was denied by Carrier on September 17, 1980, wall within the Agreement's
prescribed appeals time period, and it was appealed by the organization to the next
level of the hierarchical appeals process on September 23, 1980. By letter, dated,
December 1, 1980, the General Chairman informed the Director of Labor Relations that
he had not received an answer to his September 23, 1980 appeals letter, and requested
that the claim be allowed in accordance with the forfeiture provisions of Rule 42.
The pertinent section of this Rule provides:
'All claims or grievances must be presented in writing by or
on behalf of the employe involved, to the officer of the Carrier
authorized to receive same, within 60 days from the date of
the occurrence on which the claim or grievance is based.
Should any such claim or grievance be disa.Ilowed, the Carrier
shall, within 60 days from the date same is filed, notify
whoever filed the claim or grievance (the employe or his
representatiave) in writing of the reasons for such disallowance.
If not so notified, the claim or grievance shall be allowed as
presented, but this shall not be considered as a precedent or
waiver of the contentions of the Carrier as to other similar
claims or grievances.·
By letter, dated, January 15, 1981, Carrier answer that it responded in timely
fashion to the September 23, 1980 communication and produced a letter written by the
Chief Engineer, dated, November 3, 1980, denying the claim. In defense of its position
Carrier asserts that the U.S. Postal Service is the customary vehicle used by the
parties to exchange correspondence and thus, it was not an Agreement violation when the
Postal Service failed to deliver the letter. It argues that the General Chairman
was supplied with a copy of the Chief Engineer's November 3, 1980 letter, while the
claim was still being handled on the property and avers that the organization has failed
to establish that the letter was not mailed.
Award Number 24528 Page 2
Locket Number MA-24449
In reviewing this case, this Board is mindful of the Division's conflicting
decisions regarding the question as to what constitutes satisfactory compliance with
Rule 42. This is an explicit mandatory provision which attaches penalties for
improper or non-compliance. A party charged with failure to comply with the Rule's
clearly specified time limit appeals procedures, has the burden of proving
compliance, if challenged.
In some cases, this Board held that it was up to the Carrier to demonstrate
that it mailed a claim disallowance letter, and that employes could not be held
responsible for the mails. In essence, the board required proof such as certified or
registered mail receipts, that a letter was mailed. In Third Division Award No.
10173, for example, we required such proof specificity, when the method of
communication was left solely to the discretion of the party bearing the
responsibility of notification. Evidence of mail delivery was an important proof
factor.
In other cases; especially where the parties have traditionally relied upon
the regular U.S. mail service to exchange correspondence and where the charged
party,be it the employe organization or the Carrier, has produced a letter as proof
of Agreement compliance, the Board has considered this form of proof to be generally
acceptable. In fact, in Second Division Award No. 8215, the Board held in part on
the ancillary procedural question raised in that dispute that: -
'in Third Division Award No. 22531 involving this very Carrier
and the Maintenance of Way Organization, the Board was faced
with a somewhat similar situation though with the shoe on the
other foot; the Organization asserting non-compliance because
it had allegedly never received a copy of the highest officer's
declination.'
There, as here, the defending party produced a copy of, the letter as proof of Agreement
compliance. The Board accepted this proof, in pertinent part, Award 8215:
·'Here, the parties have followed the practice of
using the regular mail. Carrier has
established that it mailed its letter
of denial in a timely fashion. Carrier
did all it could under the system jointly
chosen by the parties. To hold it
responsible for the failure of the postal
service would be unreasonable.'
While the postal system failure may be just one of the variables
or factors involved in. this case, the facts remain here, as
in Award No. 22531, that the Organization produced copies of both the
Carrier and their correspondence, and under the authority of Award
22531, this is sufficient on this property."
Award Number 24528 Page 3
Docket Number MW-24449
Since this pragmatic construction would have validity where the parties
here have routinely followed the practice of using the regular mail system to
exchange correspondence, it could be unreasonable to hold Carrier in this instance
responsible for the U.S. Postal Service's failure. This is especially true where we
have no evidence of prior mail problems and a good faith relationship appears to
exist between the parties at least with respect to Rule 24. The Carrier produced the
November 3, 1980 letter and there is no evidence that it was not mailed.
The basic purpose of the grievance appeals procedure is to facilitate the
orderly and timely progression of claims and to deter
non-compliance with
the time
limits by providing forfeiture penalties. By definition, such emphasis is directed
toward those parties who consciously or carelessly disregard their Agreement
responsibilities. But such is not the case herein.
Accordingly, consistent with our reasoning in Second Division Award 8215
and Third Division Award No. 22531, where the fact patterns parallel this case, we
will deny the claim. We hasten to add, however, that if the U.S. mail system causes
similar problems to occur, the parties should agree on spelling out more precisely
how correspondence is to be exchanged.
FINDINGS: The Third Division of the Adjustment Board, upon the whole record and all
the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employe within the meaning of the Railway Labor Act, as
approved June 21, 1934;
That this Division of the Adjustment board has jurisdiction over the
dispute involved herein; and
That the Agreement was not violated.
A W A R D
Claim denied.
NATIONAL RAILROAD AZZTUSTMENT BOARD
By Order of Third Division
Attest:
Nancy J. -Executive Secretary
Dated at Chicago, Illinois, this 29th day of September, 1983.