NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number MW-24692
Tedford E. Schoonover, Referee
(Brotherhood of Maintenance of Way Employes
PARTIES TO DISPUTE:
(Chicago, Milwaukee, St. Paul and Pacific Railroad Company
STATEMENT OF CLAIM: "Claim of the System Committee of the Brotherhood that:
(1) The dismissal of Welder Foreman J. W. Spray for alleged violation
of 'Rules 700, 700A and M702' was without just and sufficient cause and on the
basis of unproven charges (System File CH43/D-2437).
(2) The hearing held on may 30, 1980 was not held as required under
Rule 18(b).
(3) For the reasons set forth in either or both (1) and (2) above,
the claimant shall be allowed the benefits prescribed in Agreement Rule 18(e)."
OPINION OF BOARD: Dealing first with Item 2, the time limit procedural
questions we refer to Rule 18 (b) of the labor agreement
which provides as follows:
"(a) An employe who has been in the service more than sixty (60)
days, if disciplined or dismissed, shall be advised of the cause for
such action in writing.
(b) An employe who has been disciplined or dismissed, or who
considers himself unjustly treated, shall be given a fair and
impartial hearing before the officer designated by the Railroad
company to handle such matters, provided that request for hearing is
made in writing the Superintendent within ten (10) days from that
date of advice of discipline or complaint. The hearing shall be held
within ten (10) days from date of request for hearing and decision
shall be rendered within ten (10) days from date the hearing is
completed." (Emphasis Ours)
The rule requires that employe's request for hearing on a question
of alleged unjust treatment is to be made in writing to the Superintendent
within ten days and that such hearing shall be held within ten days. In this
case the request was not made to the Superintendent but, instead, "To whom it
may concern". By Carrier's own statement the request was received on May 19
c!`
and hearing date was set for May 30. Letter to Claimant setting the date
for hearing was hand delivered to Claimant on May 28. While there was technical
violation by the Carrier in failing to hold the hearing within the ten days as
Award Number 24588 Page 2
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required by the rule there was also violation by Claimant in failure to address
request for hearing to the Superintendent. Without saying that one technical
violation offsets the other we are compelled to note that the rule is directory
rather than mandatory and, on the whole, loosely worded. In essence, it provides
an aggrieved employe an avenue for a hearing, assures that such requests will
be made promptly, addressed to the proper officer of the Carrier, and also
acted on promptly.
The Claimant made his request for hearing and it eventually found its
way to proper Carrier authority. When received, the Carrier granted the hearing
without undue delay and the hearing proceeded. There is no evidence that Claimant's
rights of due process were adversely affected by the procedural delay.
Q
This,
together with the fact that neither side acted deviously, arbitrarily nor capriciously
in the technical violations of the rule are the basis on which the Board waives
'-~such violations and proceeds to consider the merits of the claim
In support of this opinion we cite another Third Division Award No.
16172 involving a similar rule and the issue of a hearing not being held within
the ten-day period set forth in the rule:
"It is a well settled rule of law that in determining as to whether a
provision of an agreement is mandatory or directory, the end sought
to be attained by the provisions of the agreement is always important
to be considered. One of the tests for determining whether the provisions
of an agreement are mandatory is whether it contains negative words
which renders the performance of the act improper if compliance is
not made with the provisions of the agreement. The absence of negative
words tends to show that the language used is directory and not mandatory.
The negative need not be expressed but may be inferred. If the agreement
imposes a penalty for its violation, we may reasonably assume that
the parties intended that its provisions be followed, and hence the
provisions are construed as being mandatory. The fact that the agreement
is framed in mandatory words, such as 'shall' or 'must' is not the
determining factor as to whether it is mandatory or directory.
Rule 24 does not contain any negative words. It does not contain any
language to the effect that the failure to comply with its provisions
or terms will void and/or nullify the result of any proceedings had
pursuant to and in accordance with its provisions. _It imposes no
penalty if its provisions are not followed.
We hold, therefore, that the provisions of Rule 24 are directory and
not mandatory.
Rule 24 sets forth the steps to be taken by the parties in the type
of dispute before us. The steps taken by the parties prior to the
dispute being submitted for hearing and decision are matters of procedure.
Defects in matters of procedure may be waived by consent of the parties
or by their actions."
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Locket Number MW-24692
The rules which Claimant was charged with violation are set forth as
follows:
Rule 700 states:
"Employes will not be retained in the service who are careless of the
safety of themselves or others, disloyal, insubordinate, dishonest,
immoral, quarrelsome or otherwise vicious, or who do not conduct
themselves in such a manner that the railroad will not be subjected
to criticism and loss of good will, or who do not meet their personal
obligations."
Rule 700A states:
"Employes who withhold information, or fail to give factual report of
any irregularity, accident or violation of rules, will not be retained
in the service. "
Rule M-702 states:
"Employes must be alert and devote themselves exclusively to the
company's service, attend to their duties during the hours prescribed,
reside where required by the management, and comply with the instructions
from the proper authority in matters pertaining to their respective
branches of the service. They must not absent themselves from duty,
exchange duties with or substitute others in their place, nor engage
in other business without proper authority.
An employe subject to call must not absent himself from his usual
calling place without notice to those required to call him.
Employes while on duty, must not play games or read magazines, newspapers
or other literature not concerned with their duties, or use radios or
television other than those provided by the company."
The Claimant, J. W. Spray was a welder foreman at Montivedo, Minnesota
with duties on the line of road thus necessitating his work much of the time
without direct supervision. During the hearing, instances were cited wherein
Claimant failed to comply with established rules and that he had been cautioned
numerous times that compliance was required. In addition to the general rules
referred to in the claim, Claimant was also charged during the hearing of violating
specific local rules as follows:
"Rule H1. You will send a copy of your timesheets to the roadmaster
and to J. M. Sherpe in Chicago at the end of each pay period--the
7th, 15th, 23rd and the end of the month."
TIV
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Docket Number MW-24692
^Rule ##2. You will notify E. C. Jordan and the roadmaster every
Friday of your location by wire."
"Rule 5. No makup time without permission of the roadmaster."
"Rule 1/7. You are not permitted to charge any material or supplies
without proper authority."
Evidence showed clear violations of the above rules and also failure
to notify proper authority during periods of absence from duty.
In general, the evidence was unrefuted that Claimant violated the
rules as charged. His explanations were unconvincing and his conduct on the
job was one of indifference to required procedures. His dismissal resulted
from absenting himself without proper authority, submission of improper time
slips resulting in receiving pay when not on duty and for misrepresentations to
his supervisor as submitting revised time slips. In addition, Claimant was
previously dismissed from service in 1979 for similar offenses and was restored
on a leniency basis.
The record substantiates the violations as charged and the Board
agrees that his dismissal was for just and reasonable cause.
FINDINGS: The Third Division of the Adjustment Board, upon the whole record and
all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor Act,
as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
That the Agreement was not violated.
A W A R D
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division.
ATTEST:
Nanc ever - Executive Secretary
Dated at Chicago; Illinois, this 15th day of December 1983.