NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number TD-22855
Richard R. Kasher, Referee
(American Train Dispatchers Association
PARTIES TO DISPUTE:
(The Atchison, Topeka and Santa Fe Railway Company
STATEMENT OF CLAIM: Claim of the American Train Dispatchers Association that:
(a) The Atchison, Topeka and Santa Fe Railway Company (hereinafter referred
to as "the Carrier") violated the current Agreement (effective September 1, 1949)
between the parties, Article VII thereof in particular, when the Carrier failed to
allow reasonable opportunity to secure the presence of necessary representative and
when the Carrier assessed thirty (30) demerit marks on the personal record of Train
Dispatcher G. L. Adams (hereinafter referred to as "the Claimant") based on an
investigation held on October 25, 1977. The record, including the transcript of
said investigation, shows that the Carrier did refuse to grant a postponement of
the investigation to allow obtaining the desired representative and fails to support
the Carrier's charges of rules violations by the Claimant thus imposition of thirty
(30) demerit marks was arbitrary and unwarranted.
(b) The carrier shall now be required to remove the thirty (30) demerit
marks and clear the Claimant's personal record of the charges which allegedly provided
the basis for said action.
OPINION OF BOARD: On November 21, 1977 Claimant was notified of the assessment
of 30 demerits on his personal record for his part in a train
derailment that occurred on October 14, 1977. Claimant appealed the discipline,
contending that he was denied the opportunity to secure a representative of his own
choosing for an investigation of the derailment conducted on October 25, 1977. The
organization also asserted that the facts developed at the investigation did not
warrant the disciDline.
Claimant, a regularly assigned train dispatcher, was informed of the
investigation by notice dated October 17, 1977. By letter, dated October 19, 1977,
Claimant requested postponement of the investigation until on or after November 7,
1977 in order that he could secure a national representative of the Organization.
The Carrier denied this request on October 20, 1977 on the ground that thirteen
principals and eight Carrier witnesses were required at the investigation. The
Carrier believed that an excessive delay of the investigation would be a hinderance
"since facts in an investigation are furnished by principals and witnesses who must
remember, as best they can, specific circumstances as they occurred."
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Locket Number TD-22855
Facts developed at the investigation established that Claimant did not
proceed in accordance with the Carrier's rules on the date of the derailment. The
relevant Rules read as follows:
"A. Safety is of the first importance in the
discharge of duty.
Company rules are designed for safety
and must be obeyed.
The service demands the faithful, intelligent
and courteous discharge of duty.
J. In case of danger to the Company's property,
employes must protect it and take every precaution to guard against loss and damage from
any cause.
131. In case of doubt or uncertainty, the safe
course must be taken.
775. Train dispatchers report to, and receive their
instructions from the chief dispatcher. They
have supervision over the movement of trains,
and employes connected therewith, on their
assigned territory.
Train dispatchers must know and comply with
'Instructions For Train Dispatchers'.
Train dispatchers must take necessary precautions for the safe movement of trains at all
times, issuing necessary train orders or
instructions as required."
The following facts were developed at the investigation. At the time of
the incident the Claimant was assigned Position No. 6511, 12:00 midnight to 8:00
a. m. shift, protecting the Needles District; the Second District between Cadiz,
California and Parker, Arizona; and the Ripley District between Rice and Blythe,
California, on the Carrier's Coast Lines, Los Angeles Division. At approximately
5:10 a.m., on the morning of October 14, 1977, westbound Train 138-K-1 approaching
Denby, stopped at Block No. 6421 due to a double yellow signal indication. The
conductor detrained and inspected the bridge as required by the rules. After this
inspection, Train 138-K-1 proceeded at a reduced rate of speed over the bridge.
Award Number 24612 Page 3
Docket Number TD-22855
While proceeding at reduced speed, the engineer heard a thump, stopped the train
and asked the conductor to see if there was a broken rail. The conductor did
discover a broken rail and notified the Train Order Operator at Barstow at
approximately 5:20 a.m. The Operator notified the Train Dispatcher, Claimant, at
approximately 5:29 a.m. The Claimant then notified a Track Supervisor at 5:31
a.m., and during this conversation the Claimant asked the Track Supervisor if he
should put out a reduced speed order over the broken rail. The Track Supervisor
said that he would handle it and the Claimant relayed the lead engine numbers of
the four trains that would soon be in the vicinity of the broken rail. In the next
conversation the Claimant had with the Train Order Dispatcher at Barstow, Claimant
was told that Train 319-L-1 was on the ground, at the spot of the broken rail, with
15 cars in the ditch.
Claimant's mistake was his failure to be certain. The Carrier's rules
gave Claimant both the authority and responsibility to control train movements in
his area. The Track Supervisor had no authority over the Claimant. The Claimant
should have taken the necessary precautions and issued the reduced speed train
order, which would have enabled Train 319-L-1 to pass over the broken rail without
damage.
The remaining question is whether the Carrier denied the Claimant due
process by refusing to allow him to secure a national representative for the
investigation. If this refusal did amount to a denial of due process the Claimant's
record should be cleansed of the 30 demerits.
This Board finds that the Claimant was afforded a fair and impartial
hearing. Although, both the parties' agreement and the Railway labor Act provide a
Grievant the right to select a representative of his/her own choosing, we find that
in the unusual circumstances of this case, that that right must be read in the
light of reason. Here the Carrier was faced with conducting an
investigation
involving numerous employees and was further required to arrange for the attendance
of many witnesses and representatives. When the Claimant requested a postponement
of the investigation because he was unable to obtain representation by a National
Representative of the Organization until November 7, 1977 or "thereafter", the
Carrier could not reasonably postpone the investigation for all individuals until
this uncertain time in the future. To require the Carrier to postpone investigations
to uncertain dates in the future, depending upon the availability of National
Representatives of the Railway Labor Organizations, would place impossible logistics
demands upon carriers as well as labor organizations and would interminably delay
the grievance process. In the unusual circumstances of this case, the Carrier's
notice of investigation gave the Claimant more than sufficient time to secure a
competent representative and to prepare his defense. Thus, we conclude that the
Claimant's rights to due process were not violated and the claim will be denied.
Nothing in the above findings should be construed to mean that a carrier may deny
an individual's reasonable request to postpone an investigation for the purpose of
securing a preferred representative.
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Locket Number TD-22855
FINDINGS: The Third Division of the Adjustment Board, upon the whole record
and all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor Act, as
approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
That the Claimant was given a fair and impartial hearing and the
discipline assessed was not arbitrary or capricious.
A W A R D
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
00,10
Attest:
Nancy J. r - Executive Secretary
Dated at Chicago, Illinois this 13th day of January 1984.
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