NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number CL-24840
Paul C. Carter, Referee
(Brotherhood of Railway, Airline and Steamship Clerks,
( Freight Handlers, Express and Station Employes
PARTIES TO DISPUTE:
(Southern Railway Company
STATEMENT OF CLAIM: Claim of the System Committee of the Brotherhood (GL-9659)
that:
Carrier violated the Agreement at Memphis, Tennessee, on July 2,
1981, when it dismissed Mr. C. R. Elam for an alleged failure to protect his
assignment from April 14, 1981, to June 15, 1981, and his alleged failure to
comply with instructions.
For this violation, Carrier shall be required to compensate Mr. C.
R. Elam for all time lost, beginning June 15, 1981, and continuing until he
is restored to service and allowed to resume Carrier service.
OPINION OF BOARD: Prior to the occurrence giving rise to the dispute herein,
Claimant was employed as a clerk at the Carrier's Memphis,
Tennessee yard, with seniority from December 3, 1969.
On April 14, 1981, Claimant marked off, alleging sickness. As of
May 22, 1981, he had not reported for duty or furnished proof of a bona fide
illness. On May 22, 1981, the following letter was sent to Claimant by
Carrier's Superintendent of Terminals:
"Our records indicate that you have been marked off
sick since April 14, 1981. A study of your work record
for 1981 indicates that you have been absent a total of
64 work days out of a possible 102 days as of May 22, 1981.
After subtracting your personal leave day and vacation taken,
this amounts to 57% absenteeism.
Your services as a clerk are required and you are
instructed to mark up and place yourself for service no
later than midnight, June 15, 1981. Should you be physically
unable to perform the services of a clerk, you are to
furnish written confirmation from a physician verifying
that you are incapable of performing such service and are
under a physicians care.
Award Number 24637 Page 2
Docket Number CL-24840
"Since you have been off more than 30 days, prior
to returning to service, you must be examined by a company
physician. To minimize any delay, I attach a copy of
Superintendent Montague's bulletin number 102 dated on
March 18, 1981. You should read this very carefully and
contact either, myself or Agent Terminal Control Wooley
to make an appointment with the company physician."
Bulletin No. 102, referred to in the letter of May 22, 1981, reads:
"Superintendent, Tennessee Division, Knoxville, March 18,
1981. Bulletin No. 102 addressed to all concerned.
Bulletin No. 102
A11 Concerned:
Instructions contained in Bulletin No. 80 dated Janaury 22,
1980, reading as follows are hereby reissued:
To insure that everyone is aware of the proper procedure
to be followed when returning to duty following illness
or off-duty injury, your attention is directed to the
'NOTICE' quoted below as issued by the medical department:
NOTICE TO ALL EMPLOYEES
You should know that an employee who has been
marked off for thirty (30) days or more must be
examined and approved by a Company physician
before returning to service. The return to
service of employees who have been off because
of illness or injury is often delayed because
the Company physician has difficulty in obtaining a medical history relating to the history
or injury. This plays a critical part in detering whether or not to approve the employee's
return to service.
To eliminate the delay and to facilitate a
prompt return to service, the employee, at the
time his or her physician has approved the
return to service, should obtain a statement
from the physician containing the following:
Award Number 24537 Page 3
Locket Number CL-24840
"1. The employee's physician has released the
employee and has recommended return to
service.
2. The physician's diagnosis of the employee's
condition, a synopsis of treatment, and
any medication prescribed for treatment
of the condition at that time.
You will be helping yourself by having this
statement available when you advise your supervisor of your desire to return to service.
Otherwise, you will have to get it from your
physician before your appointment with the
Company physician.
If the above procedure is followed, the Company physician
will know why the employee was off and will have the
necessary medical information with which to make a proper
examination, thereby expediting the return-to-work process.
/s/ G. B. Montague
G. B. Montague, Superintendent.
POST ALL BULLETIN BOOKS
6
BOARDS
CC:
Division Staff
A11 Agents.°
Claimant reported to the Carrier's yard office on June 12, 1981,
and advised he was ready to go to the Company doctor for examination to return
to service. When questioned by the Agent Terminal Control as to possession
of a release and statement from his personal doctor as to his physical condition
and treatment, Claimant stated that he did not have them. About 2:00 P. M.
that day (June 12, 1981), Claimant telephoned the Agent Terminal Control and
advised that he had a statement from a doctor dated June 12, 1981 reading:
"I have examined and treated Charles Elam today and he
should be able to return to work on Monday, June 15, 1981."
The Claimant, however, refused to furnish any information, or authorize anyone
to furnish information concerning his medical treatment during the period
that he had been off. Be did not furnish proof of illness during the period
April 14, 1981, through June 12, 1981, and he did not furnish the required
information so that he could be sent to the Company physician for examination
to determine his ability to return to work. On June 15, 1981, Claimant was
notified by the Superintendent:
Award Number 24637 Page 4
Locket Number CL-24840
"Arrange to attend an investigation to be held at
1:00 pm in the new intermodal office building, Forrest
Yard, Memphis, TN, on Tuesday, June 14, 1981.
You are charged in this investigation with failure
to protect your assignment as clerk from April 14,
1981, to June 15, 1981. You are also charged with
failure to comply with instructions in my letter to you
of May 22, 1981.
You may have present at this investigation any
witnesses and or representatives you so desire in
accordance with your working agreement.°
At the request of the Organization, the investigation was postponed to
1:00 P.M., June 30, 1981. A copy of the transcript of the investigation has been
made a part of the record. A review shows that the investigation was conducted
in a fair and impartial manner. Claimant was present throughout the investigation
and was represented. None of his substantive procedural rights was violated. At
the beginning of the investigation, several objections were raised by the Claimant
and his representative. We have considered each of them and find no proper basis
for any. The fact that Claimant may have called someone on April 14, 1981, and
marked off sick, certainly gave him no right to be off indefinitely without evidence
to support his claim of sickness.
In the investigation the Agent Terminal Control, Claimant's supervising
officer, testified that Claimant informed him that he (Claimant) would not release
any information as to his medical history to anyone; that such information was
personal between him and his doctor. In the investigation the Claimant was adamant
that he considered any medical information private between him and his doctor;
that for the Carrier to insist on being furnished such information was an invasion
of his privacy and a violation of "my Constitutional rights." This Board is not
authorized to pass upon an alleged violation of constitutional rights.
Following the investigation, Claimant was notified on July 2, 1981, by
Carrier's Superintendent of his dismissal from service:
°Reference is made to investigation conducted in new
Intermodal Office Building, Forrest Yard, Memphis,
Tennessee at 1:00 P.M. on June 30, 1981 concerning your
failure to protect your assignment as clerk from April 14,
1981, to June 15, 1981 and your failure to comply with
instructions in my letter to you of May 22, 1981.
TTT
Award Number 24637 Page 5
Locket Number CL-24840
"Evidence adduced in the investigation clearly
developed that you did not protect your assignment from
April 14, 1981 to June 15, 1981, and that you have refused
to furnish any medical information that you were in fact
sick and under a doctor's care. Further, you did not
comply with instructions in my letter to you of May 22, 1981
or Superintendent Montague's bulletin number 102 which
was part of the May 22, 1981 letter.
For your failure to protect your assignment from
April 14, 1981 to June 15, 1981 and for your refusal to
comply with instructions contained in my letter of may 22,
1981 you are dismissed from the service of Southern
Railway Company.
Arrange to return to Agent Terminal Control's
office at Memphis, Tennessee any Company property you
may have in your possession. "
In_ the appeal of the dispute on the property, the Carriers first appeals
officer called attention to Claimant
Is
prior record, which was far from satisfactory,
and which he stated was given consideration in arriving at the discipline to be
assessed after determining Claimant's guilt by a review of the evidence brought
out at the investigation. A copy of Claimant's record was furnished to the Organizatio
at that time. Such procedure concerning Claimant's prior record was entirely
proper and has been upheld by awards of this Board too numerous to require citation.
In the handling of the dispute on the property, and in its submission
to the Board, the organization contended that Claimant was deprived of a fair and
impartial hearing because the same officer preferred the charge, conducted the
investigation, and rendered the decision. No agreement rule has been cited setting
forth who shall prefer charges, conduct investigations or render decisions. Furthermor
numerous awards of this Board have held it to be permissible for the same Carrier
officer to prefer the charge, conduct the investigation and render the decision.
These three roles are not viewed as precluding an employe
Is
right to a fair and
impartial hearing.
In its submission to the Board the Organization also alleges that it
was the burden of the Carrier to prove the charge by a "preponderance of evidence
presented in the hearing and he is guilty beyond a reasonable doubt." It is well
settled that railroad disciplinary proceedings are not criminal proceedings; that
strict rules of evidence do not apply, and the burden of proof is not the same as
in criminal or civil cases. it is our understanding that in court proceedings,
in a criminal offense the proof must be beyond a reasonable doubt, and in civil
cases a preponderance of evidence is required.(Awards 13116, 13127)
Award Number 24637
Docket Number CL-24840
Page 6
Based upon the record before the Board, there is no proper basis for
the Board to interfere with the discipline imposed by the Carrier.
FINDINGS: The Third Division of the Adjustment Board, upon the whole record
and all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employe within the meaning of the Railway Labor Act, as
approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
That the Agreement was not violated.
A W A R D
Claim denied.
ATTEST:
Nanc =ver - Executive Secretary
Dated at Chicago, Illinois this 30th day of January, 1984
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division