NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Locket Number MW-25052
Tedford E. Schoonover, Referee
(Brotherhood of Maintenance of Way Employes
PARTIES TO DISPUTE:
(Consolidated Rail Corporation
STATEMENT OF CLAIM: Claim of the System Committee of the Brotherhood that:
(1) The fifty (50) demerits imposed upon Machine Operator W. H. Avery
for alleged insubordination on June 24, 1981 was arbitrary, without just and
sufficient cause and on the basis of unproven charges (System. Docket 733).
(2) The claimant shall be reinstated with seniority and all other
rights unimpaired, the charge leveled against him shall be cleared from his
record and he shall be compensated for all wage loss suffered.
OPINION OF BOARD: This claim arose out of an incident on June 24, 1981, when
Mr. Avery was assigned to operate a back hoe in flooding and
spreading stone on the Raritan Branch line to correct an alignment problem.
During the early part of the day a foreman and two laborers were assigned to
assist in the work. At about 10:30 AM, however, Supervisor Rogers came by and
instructed Claimant to continue with the work alone because he had to take the
other men for work on another job. Claimant objected to the removal of all of
the men contending at least one should remain because it was not safe to work by
himself. In explanation, he added that if the back hoe tipped having another man
nearby would help in getting assistance in case of injury. He pointed out that
another employe had been killed in a similar situation a year or so ago. Feeling
the operation presented a danger of tipping over he had set the out riggers as a
preventive measure.
There was a misunderstanding between Claimant and the Supervisor; the
Claimant charged danger of tipping in using the back hoe to make shoulders
whereas Supervisor Rogers told him simply to flood the track with stone and the
shoulders would form themselves. Their discussion continued to the point where
Claimant said he would not work alone. The Supervisor insisted the work presented
no special danger and was the same as Claimant had been doing all morning. On
being told by Claimant he would not work alone Supervisor advised he had a choice
to either do the work as assigned or be taken out of service. Claimant insisted
on his position, was taken to Plainfield and relieved from duty.
Subsequently the Claimant received formal notice from the Carrier to
attend a hearing on July 7, 1981 on the following charge:
Award Number 24657 Page 2
Docket Number MW-25052
"Alleged insubordination in that you failed to follow
a direct order given to you by acting supervisor,
B. Rogers, and T. Mingolla, on Wednesday, June 24, 1981
at approximatley 10:30 AM, wherein you were ordered
to run back hoe at the Raritan Branch putting stone
on track, by yourself.°
There was no dispute as to Claimant receiving proper notice or that the
hearing was fair and impartial. Following the hearing Claimant was assessed 50
demerits which, added to 75 demerits already on his record, made a total of 125.
Under Carrier's demerit discipline system an accumulation of 100 demerits is
sufficient for dismissal. Claimant was, therefore, dismissed from service
effective August 7, 1981. The dismissal action was appealed in the usual manner
to the highest officer of the Carrier, as required by the law, prior to being
submitted to this Division.
Following the refusal by Claimant to operate the back hoe as assigned,
Supervisor Rogers assigned another employe to operate the machine as instructed
and the work proceeded without mishap. It was established during the hearing
that if the back hoe was operated within the gage of the track spreading stone as
it went along it made its own firm footing and there was no danger of tipping.
Whereas Claimant stated an employe had been killed previously doing this kind of
work Supervisor Rogers, who was present when the fatal accident occurred, stated
the circumstances were somewhat different.
The evidence supports a conclusion that the acute danger alleged by
Claimant did not exist under the instructions given by his Supervisor to flood
the track with stone. Claimant's mistaken impression and his fear arising out of
the fatal accident to a fellow employe caused his overreaction. That his
perception of the danger was exaggerated is indicated by the fact his fellow
employe went ahead with the work without mishap. There is a long line of
precedent decisions exonerating employes for refusal to obey orders where there
is a clear and present danger to their safety. In this case, however, such
circumstances were not present. Had Claimant been ordered to make shoulders the
danger might have been as he described but his orders were to simply flood and
spread the stone. He had been working all morning doing the same kind of work
without a problem. The employe assigned to relieve him proceeded with the work
and stated it did not present any special danger.
As reasoned by Referee Yeager in First Division Award 16595 the right
of an employe to refuse to obey orders may not be exercised except where, under
known and observable conditions, sound judgment would lead to reasonable
apprehension that obedience would lead to undue peril to persons or property or
other disastrous consequences. Disobedience in situations short of such conditions
must be regarded as insubordination. Disobedience to rightful instructions of
superiors has generally been regarded as insubordination and a breach of the
contract of employment by the employe.
Award Number 24657 Page 3
Docket Number MW-25052
The evidence does not support a finding that the Supervisor's
instructions subjected Claimant to any improper hazard. As stated by Referee
Weston in Second Division Award 5167:
"...
The correct procedure was for Claimants to comply
with Rice's instructions and thereafter, if they desired
to do so, test their validity through the orderly channels
for the grievance machinery. Any contrary procedure
that would permit each employe to determine whether
or not a supervisor's instructions are proper ~.ould make
for chaos and cannot be sanctioned . ..."
The fact remains that the evidence clearly supports a finding that
Claimant was guilty of insubordination by his refusal to obey a direct order from
his Supervisor. Insubordination is a serious offense and severe disciplinary
measures are usually warranted. In this case, however, we feel mitigating
factors call for a reassessment of the dismissal action.
In the first place, it must be recognized that there was a real basis
for Claimant's fears if, for no other reason, than another workman had been
killed while operating a back hoe under similar conditions. We also question the
dismissal action resulting from the accumulation of demerits. In the circumstances
it is the determination of this Division that the assessment of 50 demerits was
excessive. We find, therefore, that a suspension from service for the period
since he was removed from service was proper, and further, that he be returned to
service without impairment of seniority but without compensation for time lost
while this claim has been under adjudication. We feel that such action relates
his offense to the circumstances of the case and is a more just and reasonable
determination than the demerit method.
FINDINGS: The Third Division of the Adjustment Board, upon the whole record
and all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employe involved in this dispute are
respectively Carrier and Employe within the meaning of the Railway Labor Act, as
approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
That the discipline was excessive.
Award Number 24657
Locket Number MW-25052
A W A R D
Claim sustained in part in accordance with above.
ATTEST
C
Page 4
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Nancy ver - Executive Secretary
Dated at Chicago, Illinois this 30th day of January, 1984