NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number MW-25069
Tedford E. Schoonover, Referee
(Brotherhood of Maintenance of Way Employes
PARTIES TO DISPUTE:
(National Railroad Passenger Corporation
STATEMENT OF CLAIM: "Claim of the System Committee of the Brotherhood that:
(1) The dismissal of Trackman A. Lane for alleged violation of Rule
'0' on April 11, 1981 was unwarranted and on the basis of unproven charges
(System Docket 269D).
(2) The claimant shall be reinstated with seniority and all other
rights unimpaired, his record cleared and he shall be compensated for all wage
loss suffered."
OPINION OF BOARD: On July 7, 1981, Carrier sent the following notice to Claimant
to attend an investigation hearing at 10:00 AM, July 16, 1981
on the following charge:
"Violation of the applicable portion of Amtrak's Rules of Conduct,
Rule '0', which states,
'...
No Employee shall misuse or permit
any other person to misuse passes.' In that on January 16, 1981,
you obtained a ticket for passage from Syracuse, New York to New
York, N.Y., with your Rail Travel Privilege Card. That on April
11, 1981 at 4:00 a.m., these tickets were presented to the Ticket
Agent at Rochester, New York, for validation by Ms. K. Hunt and
another unidentified female for revalidation."
The above notice was sent by certified mail to Claimant's last known
address. The letter could not be delivered and was returned with a notation,
"Moved, not forwardable, address unknown, Moved, left no address". On return of
the letter, Carrier postponed the date of the hearing and sent a second notice to
Claimant. This notice was dated July 31, 1981 and set a new date for the hearing
as August 20, 1981. This second notice was also sent via certified mail to
Claimant's last known address and was returned unopened with the same notation as
the first. Carrier proceeded with the hearing in absentia. It is noted, however,
a representative of the Brotherhood knew of the hearing and attended on behalf of
Claimant.
During the hearing Mr. Russo, Brotherhood Representative raised question
as to whether Claimant had received a proper notice of the hearing. The rules
cited by Mr. Russo in support of his objections are:
Award Number 24714 Page 2
Docket Number MW-25069
"RULE 68
TRIAL
Employes shall not be suspended nor dismissed from service without
a fair and impartial trial."
"RULE 71
ADVANCE NOTICE OF TRIAL
(a) An employe who is accused of an offense and who is directed to
report for a trial therefor, shall be given reasonable advance notice
in writing of the exact charge on which he is to be tried and the
time and place of the trial."
During the hearing Carrier submitted evidence that contact had been made
with the Personnel Department to verify the address used in notifying Claimant of
the hearing. Evidence was also introduced that the notices were sent by certified
mail and had been returned as undeliverable because addressee had moved without
leaving a forwarding address. Nor did the Carrier stop with only a single effort.
Having had the first notice returned a second try was made to notify the Claimant.
The hearing was held in absentia only after establishing that every reasonable
effort had been made to issue a proper notice to Claimant as required by the rule.
It is clear Claimant's representative received notice of the hearing as evidence
by his presence and participation therein.
The evidence is clear that Carrier made a good faith effort to notify
Claimant of the hearing as required by the rule. The use of certified mail with
return receipt used in this case is the method generally approved in the industry
for sending such notices. Claimant's failure to leave a forwarding address cannot
be used to sustain the charge that Carrier failed in its obligation to give him a
proper notice as required by Rule 71. As stated by Referee Wallace in another
Third Division Award No. 21696:
Third Division Award No. 21696, Referee Wallace
"The Carrier went beyond what could be considered its responsibilities
here in seeking to ensure that Claimant had notice of these hearings.
It has been held that the Carrier cannot be made an insurer of the
receipt of this type notice. Where bona fide efforts are made to
deliver the notice but the failure of delivery is due to Claimant's
conduct, then it must be concluded the rule requirements have been
met. Award 13757 (Coburn). The Employee had the responsibility not
to avoid service of the notice. Award 15007 (Wolf)."
Although A. Lane, the Claimant, acknowledged responsibility for the
tickets, which he obtained with his Rail Travel Privilege Card he denied he gave
either of the tickets to another person. He acknowledged signing his name on the
back of one of the tickets but not the other. Nevertheless, both tickets were
tendered for passage to the ticket agent at Rochester, N.Y., on April 11, 1981;
one by a Ms. K. Hunt and another unidentified female who refused to provide
identification. Suspicious, because the names on the tickets did not match the
persons who attempted to use them, the agent confiscated the tickets and sold the
Award Number 24714 Page 3
Docket Number MW-25069
women one way tickets. The woman identified as Ms. Hunt became angry and stated
"I've been using my brother's pass many times, and never had this problem before".
The agent explained to her the pass rules and regulations and that what she was
attempting was a clear violation and considered pass abuse. Subsequently, the
confiscated tickets were submitted to the Pass Review Panel which concluded the
Claimant had fraudulently misused his pass privileges. Such privileges were
revoked effective June 30, 1981.
During the confrontation with the ticket agent K. Hunt identified herself
as Claimant's sister. He denied this without providing any evidence in support of
his statement. His only defense was he put the tickets in his dresser drawer and
did not know how they got into the hands of the two women. The circumstances do
not lend credibility to his denials or professions of ignorance as to how the
tickets found their way into the possession of the women.
The evidence sustains the charge that Claimant violated rules and
regulations and thus we must conclude that this is a clear case of pass abuse.
The provision of free transportation is a valuable privilege accorded employees.
Permitting others to take advantage of this privilege is clearly a dishonest act
and a serious offense. It has been held in numerous cases that dismissal is
warranted in such situations and we find nothing in the evidence to mitigate
similar findings here. In Public Law Board No. 2406, Award No. 20, between this same
Carrier and the Brotherhood, Referee R. Kasher held that a proven offense of pass
abuse provided just cause £or the discipline of dismissal.. In a similar case
Referee Perelson held in Third Division Award No. 16168 as follows:
"Dishonesty, in any form, is a matter of serious concern and dishonesty
usually and frequently results in a dismissal from the service of the
Carrier
...
Claimant has been in the service of the Carrier for
approximately 12 years. Years of service alone does not give an employee
a right
...
to commit dishonest acts
...
The penalty assessed in this
case was solely within the discretion of the Carrier and we will not
seek to substitute our judgment for that of the Carrier since we do
not find or consider it arbitrary or capricious."
On the basis of the evidence reviewed herein we find Claimant's dismissal
was just and reasonable.
FINDINGS: The Third Division of the Adjustment Board, upon the whole record and
all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor Act,
as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
That the Agreement was not violated.
Award Number 24714 Page 4
Docket Number MW-25069
A W A R D
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
ATTEST:
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Nancy J Dar - Executive Secretary
Dated at Chicago, Illinois, this 9th day of March, 1984.
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