NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number MS-25095
Ted ford E. Schoonover, Referee
(Eathen R. Martin, An Individual
PARTIES TO DISPUTE:
(National Railroad Passenger Corporation
STATEMENT OF CLAIM:
"PLEASE BE ADVISED that this letter is to serve as notice of E. R.
MARTIN, service attendant for AMTRAK, to file a grievance with the
National Railroad Adjustment Board Division 3 and have the ex-pane
decision of the FORMAL INVESTIGATION BOARD dated June 25, 1982 and
the Denial of the Appeal to the Corporate Director of Labor Relations
dated January 18, 1983 set aside and have this matter reset for
hearing, or in the alternative reinstate E. R. MARTIN with back pay
and attorney fees.
OPINION OF BOARD: The incident out of which this claim arose occurred on April 24,
1982 at Ogden, Utah. Claimant was an Amtrak train attendant.
He completed his assigned run and proceeded to the Ramada Inn where he presented his
room voucher to the desk clerk. Being informed that his voucher entitled him to a roor
which he would share with another train crew member, he requested a single non-smoking
room. Advised by the clerk that there would be an extra cost for this type of
accommodation, claimant became argumentative and stated he would sleep in the lobby
if his request for a private room was not honored. He proceeded to remove
sleeping materials from his luggage in the lobby in view of other hotel patrons
creating a disturbance and subjecting the hotel to discredit and a loss of good will.
The hotel management notified the carrier of the incident whereupon
the following notice dated May 24, 1982 was sent via certified mail to claimant's
reported address:
"Mr. E. R. Martin
5329 South Harper
Chicago, IL 60615
Dear Mr. Martin:
You are hereby dieected (sic) to appear for a formal investigation
as indicated below.
CIL41CE: Your alleged violation of Rules "1", "J" and "Y" of the
Amtrak Rules of Conduct in that on April 24, 1982, you caused a
disturbance in the lobby of the Ramada Inn Hotel in Ogden, Utah
which brought discredit to the Company and loss of good will.
At this investigation you may produce witnesses as you so desire
and you may be accompanied by a representative as provided in
your current and governing agreement without expense to the
National Railroad Passenger Corporation.
PLACE: Amtrak Commissary Building, 1500 South Lumber Street, Room 204,
Chicago, Illinois
Docket Number MS-25095 Page 2
"DATE: Thursday, June 3, 1982
TIME: 10:00 a. m."
The craft of class of employees including train attendants employed
by Amtrak is represented for purposes of collective bargaining under the Railway
Labor Act, by Dining Car Employees Local No. 43,
functioning through
the
Brotherhood of Airline and Railway Clerks. As a result of intervention by his
union representative the investigation hearing was postponed by letter of June
7, 1982. That letter was also sent to claimant via certified mail to his
recorded address. The letter follows:
"Mr. E. R. Martin
5329 South Harper
Chicago, IL 60615
Dear Mr. Martin:
Your investigation which was scheduled for Thursday, June 3, 1982
at 10:00 a. m. was postponed at the request of your Union Representative,
Mr. E. Davis due to your unavailability.
The investigation has been rescheduled for hbnday, June 14, 1982 at
10:00 a. m. at the Amtrak Commissary Building, 1500 South Lumber
Street, Room 204, Chicago, Illinois."
Claimant's Organization representative again interceded with the
carrier asking for a second postponement. This postponement was granted by
letter of June 14, 1982, which was hand delivered to Claimant by Richard Jones,
Carrier official at 4:50 PM on June 15, 1982. The body of the letter is set
forth below:
"Mr. E. R. Martin
5329 South Harper
Chicago, IL 60615
Dear Mr. Martin:
Your investigation which was scheduled for Monday, June 14, 1982 at
10:00 a. m. was mutually agreed to be postponed with your Union
Representative Mr. E. Davis.
This is to advise that the investigation has been rescheduled for
Tuesday, June 22, 1982 at 1:00 p.m. at the Amtrak Commissary Building,
Room 204, Chicago, Illinois. There will be no further postponements
regarding this investigation. If you fail to appear, it will be
held in your absence."
Award Number 24880
Docle t Number MS-25095 Page 3
The hearing was held by the Carrier at 1:15 PM on June 22, 1982.
Claimant did not appear. Efforts which had been made to assure he was properly
notified o f the hearing were reviewed and made a part of the hearing record.
Claimant was represented at the hearing by his union representative, E. E.
Davis, General Chairman who again requested the hearing be postponed "until
such time as he can appear in person". His request was declined by the hearing
officer. Mr. Davis stated it was against principles of the union to participate
in absentia proceedings. His request to be excused from the hearing was granted
and the hearing proceeded.
During the period Organization Representative Davis participated in
the hearing it was established that Claimant Martin was in the vicinity and
scheduled to depart Chicago on Train 21 that same date. His reporting time
for the job was 3:15 PM. Dialog establishing this fact occurred early in the
hearing before it was completed at 1:30 PM. Thus, it must be recognized that
Claimant was aware of the hearing, having been duly notified, and chose to
absent himself of his own volition. In the circumstances we find r® merit in
the contention that Claimant did not receive proper notice of the hearing or
that Carrier was not justified in holding the hearing in absentia. The efforts
of the Carrier and the Organization to notify him continued for nearly one
month from May 24 until June 22, 1982. Both the Carrier and the organization
took all reasonable actions to assure Claimant a fair and impartial hearing on
the charges.
It has long been established that an employee cannot frustrate the
hearing process by absenting himself from his reported address or in some
other way delaying response to a duly served notice sent by mail without providing
a reasonable explanation. In this case certified mail was used for two of the
notices; the third notice was hand delivered. He failed to provide any explanation
for his actions. Therefore, we conclude that his wilful avoidance of service
and his failure to attend the hearing do not warrant a finding that he was
denied a fair and impartial investigation. Third Division Awards substantiating
this conclusion are 13757, 13941, 15007, 15575, 15059 and 15735.
Third Division Award 13941 deals in particular with circumstances
closely related to the situation here, and is quoted as follows:
"There must 7e a termination to ar. adversary proceeding and the
parties bear the responsibility of protection of their respective
interests. The situation herein presented is analogous to a party
failing to appear at a trial in a civil action set for a day certain,
whereupon the court enters judgment on the pleadings or ex parte
evidence. We find, in the light of the facts of record, Carrier did
not violate the Agreement in proceeding to decision in the absence
of Claimant."
It is also noted that Claimant's counsel requested a hearing before
the referee for the purpose of presenting oral argument as set forth in his
Petition For Review to National Railroad Adjustment Board. A date for such
hearing was set for May 23, 1984 at 1:00 PM and counsel was duly notified.
Representatives of the Board together with the Referee were present at the
appointed time at the Board offices at 10 West Jackson Blvd., Chicago, Illinois
but Counsel and Claimant did not make an appearance. The hearing continued
until 1:35 PM awaiting their appearance and when they failed to appear within
a reasonable time, the hearing was closed.
Award Number 24880
Docket Number MS-25095 Page 4
The circumstances of claimant's conduct at the motel have not been
refuted. His actions were reported to the Carrier the following morning by
telephone by the clerk who dealt with him. The clerk was asked to make a
written report which was made a part of the hearing record. His report is as
follows:
"Mr. E. R. Martin was told he had double occupancy voucher and that
he must share a room with the other Amtrak crew member. He then
said he wanted a non-smoking room by himself. They offered him a
room at the discounted rate of $17.00. He refused and said if couldn't
have a separate room, he would sleep in the lobby. He then proceeded
to remove his sleeping material from his suitcase and set them down
in the lobby. Being a detraction to the hotel and causing a distrubance,
(sic) I felt the best thing rather than cause any immediate problems,
was to get him out of the lobby and into a room. I did this despite
the very full conditions in the hotel. An injustice was done and
needs to be corrected for future problems like this not to occur.
(Signed) Chuck D. Scott, Night Auditor."
The Rules of Conduct which claimant was charged with violating are
"I", "J" and "Y" and are set forth as follows:
"I. Employees will not be retained in the service who are insubordinate,
dishonest, immoral, quarrelsome or otherwise vicious, or who do
not conduct themselves in such a manner that the Company will
not be subjected to criticism and loss of good will.
J. Courteous conduct is required of all employees in their dealing
with the public, their subordinates and each other. Boisterous,
profane or vulgar language is forbidden. violence, fithting
(sic), horseplay, threatening or interfering with other employees
or while on duty is prohibited.
Y. Employees must obey instructions from their supervisor in matters
pertaining to their respective branch of the service, and employees
whose duties require them to conform with instructions issued by
various departments must familiarize themselves therewith and be
governed thereby."
A11 of the above rules, when analyzed and related to Claimant's
actions under question, show his conduct to be in clear violation. It must
also be noted that carrier is fully within its rights in requiring employees
to conduct themselves in a manner which does not subject the company to criticism
or loss of good will. In this case Claimant's ccnduct was sufficiently disturbing
that the motel management found it necessary to report to Claimant's supervisor
in an effort to prevent a repetition. In view of the facts surrounding we do
not question carrier's right to take disciplinary action. Moreover, when the
circumstances of this incident are related to the fact that he was disciplined
on six separate occasions previously, the Board finds no basis to overrule
Carrier action in dismissing Claimant from service. Claimant's prior record
of discipline is set forth as follows:
Award Number 24880
Locket Number MS-25095 Page 5
"DISCIPLINE RECORD OF TRAIN ATTENDANT
E. R. MARTIN
Date Offense DISCIPLINE
8/16/76 Violation of Rules Waived Investigation
'K' and 'L' 5-day suspension
(held in abeyance)
9/28/79 Violation of Rules 15-day Suspension
'A' and 'K'
12/11/79 Violation of Rules Waived Investigation
'I', 'K' and 'L' 15-day Suspension
11/28/80 Violation of Rule 30-day Suspension
'K'
7/06/81 Violation of Rules Waived Investigation
'H' and 'Y' 90-day Suspension
6/25/82 Violation of Rules Dismissed
'Ir
iJi
and 'Y'n
Additional Rules of Conduct for which Claimant was previously disciplined
are:
"A. Employees must render every assistance in carrying out the rules
and special instructions and must promptly report to their
supervisor any violation thereof.
H. Employees must take every precaution to guard against loss and
damage to the Company property from any cause. The rules and
instructions governing fire prevention and fire protection must
be fully complied with.
K. Employees must report for duty at the designated time and place,
attend to their duties during the hours prescribed and comply
with instruction from their supervisor.
L. Employees shall not sleep while on duty, be absent from duty,
exchange duties or substitute others in their place, without
proper authority."
On the basis of evidence adduced during the hearing, carrier discharged
the claimant from service on June 25, 1982 by letter quoted below:
"After reviewing the transcript cf your investigation which was
held on Tuesday, June 22, 1982, I find the charges to be substantiated
in their entirety.
A review of your personal record was conducted prior to the assessment
of discipline. Accordingly, you are hereby TERMINATED from the
employ of Amtrak effective immediately."
Award Number 24880
Docket Number MS-25095 Page 6
Following the discharge action, General Chairman Davis of the Brotherhood,
appealed the decision on July 9, 1982 to Mr. M. J. Hagan, Regional ManagerLabor Relations. This appe
"Kindly accept this as an appeal in behalf of Mr. E. R. Martin,
Train Attendant, who was accorded an investigation Tuesday, June 22,
1982, in 'absentia,' at which time he was charged with violation of
Rules of Conduct: 'I', 'J', and 'Y', which resulted in a decision,
dated June 25, 1982, of his termination from the service of your
company, effective immediately.
We, the Organization, disagree with the decision on the grounds that
Mr. Martin was not present at the investigation proceedings, to
allow a proper defense to be mounted in his behalf, and therefore
was unable to defend himself during the aforementioned 'absentia',
proceedings.
Further, we do rot feel that the weight of the Company's charges was
sufficient to warrant dismissal, and that our member, Mr. Martin
was, rot accorded a fair and impartial investigation as our current
and governing agreement guarantees all employees in Amtrak's service.
We, therefore, request that Mr. Martin be returned to service
immediately with all seniority, vacation, health aryl welfare, and
all other rights restored, unimpaired. Should you disagree with our
entreaties, we ask for conference. Date and time may be set by your
office."
Following review, Mr. Hagan denied the appeal by letter of August
11, 1982. His denial was appealed further by the Brotherhood to the highest
officer of the Carrier designated to handle such disputes. That appeal was
made on behalf of Claimant by the Organization in the name of the Amtrak Service
Workers Council, an affiliate of the AFL-CIO and the Railway Labor Executives
Association. A conference on this appeal was held by a organization representative
with Carrier officials during the period December 28-29, 1982. The appeal was
denied by J. W. Hammers, Jr., Corporate Director Labor Relations by letter of
January 18, 1983 as follows:
"During conference on this and other matters December 28-29, 1982,
your Organization based its appeal solely on the contention that the
charge was not proved, and even if it had been proved discipline of
dismissal is disproportionate to the proven misconduct. For this
reason you asked that Claimant be reinstated with seniority and
vacation rights unimpaired and paid for time lost.
The Carrier disagreed and noted that its examination of the record
of the investigation discloses there was sufficient evidence
contained therein to support the finding of Claimant's guilt of the
charges. The Carrier further noted that due to the seriousness of
the charges, and the Claimant's past record which shows that he has
been disciplined on six previous occasions, discipline of dismissal,
assessed in this case, is fully justified."
Award Number 24880
Docket Number MS-25095 Page 7
The record indicates that following Mr. Hammer's denial, Claimant
selected private Counsel for his appeal to this Division. The Division received
a notice dated April 11, 1983 from the firm of Timpone & Rickelman Ltd., of
intention to appeal. Since that date further appeal efforts were made by
Claimant's Counsel.
The evidence shows claimant was accorded full rights of due process
and that he received a fair and impartial hearing. His violations of Rules of
Conduct are well documented by clear and
convincing evidence
. In the circumstances
reviewed herein, the action of the carrier in dismissing Claimant was fully
justified.
FINDINGS: The Third Division of the Adjustment Board, after giving the parties
to this dispute due notice of hearing thereon, and upon the whole
record and all the evidence, finds and holds:
That the Carrier and the Employes involved in this dispute are respectively
Carrier and Employes within the meaning of the Railway Labor Act, as approved
June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
That the Agreement was not violated.
A W A R D
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
ATTEST:
_~ .
Nancy . fiver - Executive Secretary
Dated at Chicago, Illinois, this 28th day of June, 1984