NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number SG-25126
M. David Vaughn, Referee
(Brotherhood of Railroad Signalmen
PARTIES TO DISPUTE:
(Chicago and North Western Transportation Company
STATEMENT OF CLAIM: "Claim of the General Committee of the Brotherhood of
Railroad Signalmen on the Chicago and North Western
Transportation Company:
(a) Carrier held an investigation on Asst. Mtnr. Mr. B. Warrington,
on April 27, 1982, in violation of Rule 53 of the current Signalmen's Agreement
dated January 1, 1982, as amended, and dismissed Mr. Warrington from service
April 30, 1982.
(b) Carrier now be required to clear Mr. Warrington's record and
return him to service with all lost wages." (Carrier file: #D-9-17-56)
OPINION OF BOARD: Claimant B. Warrington was employed by the Carrier as an
Assistant Signal Maintainer. On April 23, 1982, he was
assigned by his Lead Signal Maintainer the job of removing a frozen bolt from a
front rod, using a gasoline-engine powered grinder. Claimant was to perform
the work alone while the Lead Maintainer went to obtain some needed parts.
Claimant was instructed to keep a lookout for approaching trains, including
train number 42, which Claimant was told by the Lead Maintainer was due in a
short time, and to work facing oncoming rail traffic.
Despite his instructions, Claimant failed to keep the requisite lookout,
and, indeed, was working with his back to oncoming traffic and in a kneeling
position. Train 42, unseen by Claimant until it was virtually on top of him,
struck and destroyed the powered grinder. It apparently came very close to
striking Claimant as well. The train sounded its air horn as it approached,
but Claimant did not hear it, apparently because of the noise of the grinder.
The Carrier conducted an investigation of the incident and, following
the investigation, dismissed Claimant for failure to properly clear the track
for the train. The assessment of discipline although not the Notice of Investigation
cited Rules A, M and Rule 219 of the Carrier's General Regulations and Safety
Rules as having been violated by grievant. Rule A requires, in relevant part,
that employes be conversant with and obey the Carrier's rules. Rule M states
in relevant part:
"Employees must exercise care to prevent injury to themselves or
others. *** Employees must expect the movement of trains, engines,
cars or other equipment at any time, on any track, in either
direction. ***"
Rule 219 states in relevant part:
"Employees whose duties require them to work near main tracks ... and
similar places, must at all times be on the alert for moving engines,
cars or trains..."
Award Number 25039 Page 2
Docket Number SG-25126
The facts clearly show that Claimant violated the rules cited. The
incident, accident and near-injury speak for themselves. Claimant asserts that
he assumed the bent-over position facing away from the direction of traffic
because it was necessary to peform the work. That explanation simply overlooks
the primary responsibility each employe has for performing his job safely.
Claimant asserts that he did not have a timetable and did not know when train
42 was due. That assertion is contravened by the testimony of the Lead Signal
Maintainer, but even if it were true, would not excuse Claimant from his
responsibility to be alert for oncoming trains.
The April 23rd incident was far from Claimant's first involvement
with discipline. Between the time Claimant entered service with the Carrier in
September of 1979 and his dismissal in April of 1982, Claimant received a total
of five letters of reprimand and 105 days of suspension. His violations included
sleeping on duty, lateness and absence, failure to wear safety gear, all repeated
violations. Claimant had returned from his most recent suspension only 18 days
prior to the April 23rd incident. In short, Claimant's record affords no basis
to mitigate the discipline imposed.
The Organization argues that the Carrier's Notice of Investigation
was defective because it failed to state a specific rule which the Carrier
alleged to have been violated. Such a recitation in the Notice is not required,
nor would it make sense to have it included, since the purpose of the investigation
is to ascertain which, if any, rules were violated. See Third Division Awards
23997 (Stall worth, Referee), 24176 (Fishgold, Referee). What is required is
that the Notice be fairly couched to give Claimant and his Organization notice
of what is being investigated with sufficient specificity that they may prepare
their defense. The Board concludes that the Notice here was sufficiently
specific and affords no basis upon which to overturn the Carrier's action.
The Organization also asserts that the investigation itself was not
fair and unbiased and that the conduct of the hearing was such as to intimidate
Claimant and prejudice his defense. It is apparent from a reading of the
transcript that the investigation which wag conducted by the Carrier official
was hostile, perhaps unnecessarily so. There appears little point to force
Claimant to read into the record the text of the rules the Carrier is alleging
he violated. However, neither Claimant nor his Organization cite any prejudice
to their case on the merits which resulted from the conduct of the hearing.
Indeed, the facts of the incident seem basically agreed-upon. The arguments
which flow from those facts are appropriately handled, and here were handled,
in the submissions of the parties. The Board finds nothing in the conduct of
the hearing to warrant overturning the Carrier's action.
Based upon the record in this case and all the evidence and submissions
of the parties, the Board cannot find that the Carrier acted in either a capricious
or arbitrary manner when it dismissed Claimant. It is the conclusion of the
Board that there was substantial evidence to support the Carrier's action.
Accordingly, the claim must be denied.
Award Number 25039 Page 3
Docket Number SG-25126
FINDINGS: The Third Division of the Adjustment Board, upon the whole record and
all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor Act,
as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
That the Agreement was not violated.
A W A R D
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
ATTEST: ,
Nancy J. v -Executive Secretary
Dated at Chicago, Illinois, this 26th day of September 1984.