NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Locket Number TD-25180
Thomas F. Carey, Referee
(American Train Dispatchers Association
PARTIES TO DISPUTE:
(Consolidated Rail Corporation
STATEMENT OF CLAIM:
Case No. System Docket CR-187
'...[r] requests that Appellant C. N. Smith be restored to service
and the discipline 'Dismissed In All Capacities' be removed from his record and
appellant made whole for time lost.^
OPINION OF BOARD: The Claimant had been employed as a Train Dispatcher with
approximately thirty-three and one-half (33 1/2J years of
service. He was assigned to the second trick at the Pittsburgh, Pa. train
dispatching office.
On August 11, 1982, the Claimant was notified to attend a hearing to
determine his responsibility, if any,
"...in connection with your alleged failure to properly
issue Form M and arrange for proper blocking devices for
track Car No. 7019, TC Driver V. L. Terziu on August 9,
1982 at approximately 4:35 P.M. at West Pitt and Pitt.
Rules and instructions which may apply are as follows:
Rule 808,
Rule 810,
Rule 824, Rules of the Transportation
Department and Supervisor of Operating
Rules instructions of July 6, 1982."
The hearing, originally scheduled for August 18, 1982, commenced on
September 10, 1982. It was recessed and was concluded on September 29, 1982.
Claimant was notified on October 6, 1982 that he had been assessed the discipline
of 'Dismissed in All Capacities', effective immediately.
The organization contends that Carrier has committed many procedural
errors in the conduct of the hearing. It points out that a transcript of the
phone tape involved in this incident was introduced at the hearing, but did not
accompany the Notice of Hearing sent to the Claimant. It also argues that the
hearing was improperly recessed on September 10, 1982, and concluded on September
29, 1982. It also suggests that the Carrier's failure to have Superintendent
Terziu present at the hearing prejudiced the Claimant's right to due process.
In addition, the organization maintains that it was improperly denied the right
to present evidence at the hearing which would have exonerated the Claimant.
Furthermore, the Organization asserts that Claimant's Notice of Discipline did
not precisely state which rules he is alleged to have violated. Also, it asserts
that new evidence was introduced at the Appeal Hearing which is not properly
before this Board.
Award Number 25107 Page 2
Docket Number TD-25180
As to the merits, the Organization insists that blocking devices were
applied as required. It also suggests that Carrier has exaggerated the potential
risk of Claimant's technical failure to issue Form M to one of the three Block
Operators. The Organization, thus, contends that Carrier's dismissal of the
Claimant was unwarranted under these circumstances.
The entire record has been reviewed. Our findings, we note, are
based solely upon evidence adduced on the property. Similarly, we have not
considered any testimony raised for the first time at the Appeal Hearing.
The record establishes that Carrier did not commit the procedural
violations alleged by the Organization. Specifically, we find that the Notice
of Investigation clearly apprised the Claimant of the incident involved and his
alleged responsibility therein. Thus, he had sufficient notice so as to form
an adequate defense. The Carrier's failure to furnish the Claimant with a
transcript of the phone tape does not invalidate the hearing. Neither Claimant
nor his representatives asked for such a transcript when the hearing was
conducted. Also, the hearing was not improperly recessed from September 10,
1982 to September 19, 1982. Claimant himself had made a number of requests for
postponements. The
unavailability of Carrier witnesses on September 10, 1982
was, thus, not a result of its own making and Carrier should not be disadvantaged
thereby. Carrier's failure to call Superintendent Terziu at the hearing did
not deny the Claimant his rights. Claimant, had he chosen, could have required
Superintendent Terziu to be present. Carrier is not required to have present
every individual who has some knowledge of the incident. In sum, then, we find
that Carrier has not committed procedural violations here.
On the merits, the record reveals that Claimant did fail to give the
Form M to the Operator at Pitt.
"Q. Why wasn't he (Operator at Pitt) given a form M?
A . ...I left the Operator at Pitt, went back to the
Operator at Esplen after being assured the BDA's
were on and the switches were aligned. I issued a
Form M to the operator at Esplen to be delivered
to Superintendent Terziu. I also gave a Form M to
the TCS Operator at another time. This required two
separate communications. A third communication
would have been necessary to give the Form M to
the operator at Pitt. I became distracted before
I was able to accomplish that."
(Emphasis added)
Award Number 25107 Page 3
Docket Number TD-25180
Claimant's failure to issue a Form M to the Operator at Pitt was a
serious breach of the Carrier's safety rules. Claimant knew of this obligation
but failed to carry it out.
However, the record also reveals that Claimant did issue two other
Form M's as required. In addition, the record also indicates that blocking
devices were applied as required (see Transcript pp. 11, 13 B 17). Accordingly,
while Claimant was guilty of one offense as charged, the record fails to establish
his guilt of the several other offenses of which he is charged.
In addition, the record establishes that Claimant has 33 and 1/2
years of service with the Carrier. In that time, he has had but one prior
offense -- some thirty-three years ago.
Under these circumstances, we view the penalty of dismissal as harsh
and excessive. As this Board noted in Award No. 16467, "We do, however, think
that in deference to Claimant's long period of service, and in the absence of
any evidence showing similar malefactions by this Claimant, the original dismissal
from the service was a gross and flagrant abuse of the power vested in the
Carrier." In our view, Claimant's dismissal should be converted into a six (6)
month disciplinary suspension without back pay but with his seniority unimpaired.
At the end of the six-month suspension, he shall be reinstated, with seniority,
but without any back pay for the period from the end of his suspension to the
date he physically returns to work. Arguments concerning settlement offers
that were not agreed upon, are not properly before the Board.
Claimant's restoration is subject to his passing a return to work
physical examination, a Rule Book examination, and other such examinations as
are normally required.
FINDINGS: The Third Division of the Adjustment Board, upon the whole record
and all the evidence, finds that:
The the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor Act,
as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
That the discipline was excessive.
Award Number 25107 Page 4
Docket Number TD-25180
A W A R D
The claim is sustained in accordance with the opinion.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Attest:
Nancy JZDever - Executive Secretary
G
Dated at Chicago, Illinois this 9th day of November 1984.
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CARRIER MEMBERS' DISSENT
TO
AWARD 25107, DOCKET TD-25180
(Referee Thomas F. Carey)
We respectfully dissent to that portion of the decision which
holds that dismissal was "harsh and excessive".
The Claim was handled by the Organization, in the usual manner on
the property up to the Senior Director and denied on January 14, 1983. The
Carrier offered to return Claimant to service as a Block Operator, however
this offer was rejected and was no longer open for acceptance, nor could it
be considered by the Board in making a decision. The Claimant rejected this
offer at his peril. See Award 23559 (Dennis) and 22963 (Dennis). Had the
Claimant accepted the offer he would have been returned to service within
three months of his dismissal.
We would emphasize that dealing with the question of alleged
excessive discipline the Claimant's years of service did not give him the
right to ignore Carrier's operating rules. See Award 16168 (Perelson) and
16286 (Devine); Second Division Award 9140. See also 13704 (Mesigh); 14442
(Dolnick); 16699 (Devine); 18006 (Dugan). As stated in First Division Award
11727, in a different context, the Division may direct justice, it cannot
demand generosity from the Carrier.
For the reason set forth above among others, we respectfully dissent.
. F. Euker P. V. Varga
J R. O'Connell E. Yost
T. F. Strunck