NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number MS-25227
M. David Vaughn, Referee
(Brenda L. Williams
PARTIES TO DISPUTE:
(National Railroad Passenger Corporation
STATEMENT OF CLAIM:
°Claim of Lead Service Attendant Brenda L. Williams that she be restored to
service and compensated for all losses with seniority and other fringe benefits
unimpaired - based on the wrongful termination of Ms. Williams by the National
Railroad Passenger Corporation on December 23, 1981 in violation of substantive
due process, constitutional and statutory rights, including Discipline Rule
T of the Interim Agreement dated November 3, 1973 between the carrier and the
organization.
A review of the transcript of the purported investigative hearings dated
December 14, 15, 1981, together with administrative appeal pleadings, support
the fact that the charges of Interim Rule T violations were unfounded and the
penalty imposed was unduly harsh, discriminatory, unwarranted and malicious.
The carrier at no point in time evidenced proof of alleged dishonesty - as
none existed."
OPINION OF BOARD: Claimant Brenda L. Williams was employed by the Carrier
as a Lead Service Attendant. Following a routine investigation
by Carrier's Loss Prevention Agents, the Carrier ordered an investigatory
hearing. Following that hearing, the Carrier dismissed Claimant for violation
of stated Rules of Conduct and Amtrak Security Policies.
Following Claimant's dismissal, the organization progressed a claim
under the Agreement. By letter dated February 18, 1982, Attorney Harvey L.
Taylor advised the Carrier that his office represented Claimant in all matters
relating to the appeal of her dismissal. Claimant's Organization continued
to pursue the appeal through the contractual procedure. On June 4, 1982, the
Carrier's Director of Labor Relations, the highest designated Appeals Officer
under the provisions of the applicable Agreement between the parties, denied
the organization's appeal. Claimant was notified of the denial.
Under Rule 19 of the Agreement,
"Any appeal from the decision of the Director of Labor
Relations must be made to a proper tribunal, as
established under the provisions of the Railway Labor
Act, within nine months of the date of such decision."
Award Number 25130 Page 2
Locket Number MS-25227
On September 3, 1982, the Carrier's highest designated official
denied the Organization's appeal from his rejection of the claim, following a
request by the Organization for reconsideration and further discussion. However,
that response to the Organization's request clearly followed the Director's
unequivocal rejection of the claim and neither constituted the start of the
time period for appeal, nor did it toll the
running of
the appeal period.
Under the applicable Agreement, Claimant had nine months from June
4, 1982 (that is, until on or about March 4, 1983) within which to assert her
individual claim with the National Railroad Adjustment Board, which is, under
the Statute, her only appropriate avenue of administrative review. 45 U. S. C.
153 First (i).
On September 29, 1982, Claimant's private Attorney sent the Carrier
a letter purporting to appeal the Carrier's denial of the claim to the pertinent
Public Law Board. It is, of course, the case that individual Claimants have
no standing to progress a case to a Public Law Board. That prerogative rests
exclusively with the Carrier and the Organization. 45 U. S. C. 153 Second.
From the record there is no indication that an appropriate Public Law Board
was even in existence at the time the Attorney sent his letter. By letter of
October 19, 1982 the Carrier informed Claimant's private Attorney that it
could not accept his appeal. The Board concludes that, under the circumstances,
the September 29th letter could not and did not constitute a valid appeal.
Claimant's private Attorney asserts that he thereafter mailed a
notice of appeal to the NRAB by letter dated February 17, 1983. The Board
did not receive it. The letter was not mailed in such a manner as to provide
any verification that it was deposited with or sent by the Post Office or
that it was received by the NRAB.
Claimant's private Attorney states that he contacted the NRAB by
telephone in the "late spring" of 1983 and, upon learning that his prior
appeal had not been received, sent by letter of June 14, 1983 a copy of his
February 17, 1983 letter. Insofar as the record shows, receipt of the June
14, 1983 letter and enclosure marked the first time the NRAB had received
Claimant's appeal. By letter dated July 22, 1983, Claimant's Attorney filed
a notice of intent to file an appeal and submission which included for the
first time a formal Statement of Claim. The June 14th letter was untimely by
about three and one-half months. Indeed, the nine-month filing period had
already expired at the time the Attorney made his "late spring" telephone
call to the NRAB.
Claimant's Attorney had, on May 13, 1982, filed suit against the
Carrier and the Organization. The suit was dismissed for Claimant's failure
to exhaust her administrative remedies. The suit did not stay the period of
time within which Claimant was required to file with the NRAB. Union Pacific
Railroad Co. v. Sheehan, 489 US 89, 99 LRRM 3327 (SCt, 1978).
Award Number 25130 Page 3
Locket Number MS-25227
In its submission, the Carrier has challenged under Rule 19 of the
applicable Agreement the jurisdiction of the NRAB based on the untimeliness
of Claimant's submission. It is clear that the NRAB accepts filings, including
appeals, by first-class mail. However, it is also clear from a review of
NRAB precedent that a filing for purposes of satisfying the Board's procedures
is not deemed to have been made until it is received, that the burden of
proving receipt is on the sender, and that the risk of using a method of
filing which provides no proof of receipt rests also with the sender:
"Notification connotes communication of knowledge
to another... The method of communication in the instant
case was left to the discretion of the party bearing
the responsibility of notification and (that sending
party, in the case quoted, the Carrier) apparently
elected to use the regular first class mail service
rendered by the Post Office ...Had the [sending party]
elected to use certified or registered mail service
offered by the Post office..., probative evidence of
delivery would be available to support (the sender's)
assertion.
(Recipients, in the quoted case, employees) cannot be
held responsible for the handling of (sender's) mail by
the Post Office... It was the responsibility of the
[sender] to be certain that the letter... was properly
delivered to the (recipient's representative)." Award
14354.
Award 14354 was quoted with approval and its rule adopted in Third Division
Award Number 20763. See also Awards 10742, 16000, 17227, 17291, and 17999
cited therein, and many others. Thus, in contrast to the procedural rules of
some other adjudicatory bodies, the NRAB makes filing complete only on receipt
and places the burden of non-receipt on the sender.
Here, the record is devoid of proof that Claimant made any filing
with the NRAB, within the meaning of its procedures, prior to June 14, 1983.
Under the applicable Agreement, any filing made subsequent to March 3, 1983
was untimely. Since the burden of demonstrating timely receipt was on Claimant
and was not met, the Board concludes that the appeal was untimely.
In circumstances in which the appeal was untimely, and where it has
been challenged by one of the parties on that basis, as is the case here, the
Board's precedents are clear that the Board lacks jurisdiction and cannot
reach the merits of the case. The appropriate disposition of such a claim is
dismissal. See, e. g., Third Division Awards 21347, 21727, 21868, 21983,
22075, 22133, 22449 and 23095. Award 21868 stated the Board's rule clearly:
Award Number 25130 Page 4
Docket Number MS-25227
"...Claimant failed to progress this claim to
this Board within the nine month requirements
of fthe applicable Rule].
Under the circumstances there is no alternative
but to dismiss the claim."
The Board's precedent derives from Section 153, First (i) of the
Railway Labor Act, which limits access to the NRAB to those disputes which
are processed in the "usual manner", that is, in accordance with the applicable
Agreement. As NRAB precedents make clear, the Board has strictly applied its
time limits for filing appeals; and the Board's procedures must be respected.
Thus, since the appeal to the NRAB is deemed to have been filed more than
nine months after June 4, 1982, the dispute is untimely and the case must be
dismissed.
The Board has, however, also reviewed the record of the claim on
its merits. The Board would conclude, based on the factual record, that the
action of the Carrier is supported by substantial evidence and should not be
overturned as excessive or an abuse of discretion.
FINDINGS: The Third Division of the Adjustment Board, after giving the parties
to this dispute due notice of hearing thereon, and upon the whole
record and all the evidence, finds and holds:
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor
Act, as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over
the dispute involved herein; and
That the claim be dismissed because the dispute was untimely filed.
A W A R D
Claim dismissed.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
i
Attests
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Nancy'J,/Dever- Executive Secretary
Dated at Chicago, Illinois, this 9th day of November 1984.
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