NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number CL-23992
Wesley A. Wildman, Referee
(Brotherhood of Railway, Airline and Steamship Clerks,
( Freight Handlers, Express and Station Employes
PARTIES TO DISPUTE:
(Louisville and Nashville Railroad Company
STATEMENT OF CLAIM: Claim of the Committee of the Brotherhood (GL-9377) that:
1. Carrier acted in an arbitrary and unjust manner and violated Rule
43 of the Agreement between the parties when it assessed Clerk R. X. Brooks
twenty five (25) days actual suspension to begin at 12:01 a.m., May 15, 1980
and be allowed to report after 11:59 p. m., June 8, 1980.
2. Carrier shall, as a result of the arbitrary and unjust action of
the Carrier, be required to:
(a) Clear Mr. Brooks' record of any reference thereto and allow
compensation (wages) for all time lost as result of this
improper charge.
(b) Reimburse Mr. Brooks for any and all expense incurred in
connection with the charges.
OPINION OF BOARD: Claimant in this case is a Clerk assessed twenty-five working
days suspension without pay for improper way-billing of a
freight car to Fulco, Georgia, rather than to Charlotte, North Carolina, its
proper destination.
The first issue to be considered is the assertion of the Organization
representing Claimant that the Carrier official who conducted the usual investigatory
hearing "on the property" was biased and had prejudged the case against Claimant.
There is indeed a statement on the record made at the outset of the proceeding
which established that the hearing officer questioned the validity of an essentially
procedural (time limits) objection raised by the Organization to the imposition
of discipline in this case. The multiplicity of roles played by the hearing
officer in a typical disciplinary hearing in the railroad industry results
frequently in that official having been previously privy to, and often having
formed judgments about, matters which are the subject of the hearing he is
conducting. However, the central issue is whether this inevitability results
in any prejudicial impairment of a Claimant's defense on the record or precludes
a fair and just hearing which adequately explores all relevant issues. We find
that no denial of due process whatsoever occurred in this case. The brief and
simple arguments and testimony of the parties enjoy quite clear and adequate
elaboration on the record and there is no indication of taint or prejudice with
regard to the developments of facts on the issue before us.
Award Number 25142 Page 2
Docket Number CL-23992
Rule 43(a) in the Agreement between the parties provides that an
accused in a disciplinary case be apprised in writing of the charge brought
against him "within ten days after knowledge of the occurrence" of the event
giving rise to the charge (the reference here is, of course, to "knowledge" by
Carrier). As the faulty waybill was issued by Claimant on April 23 and he did
not receive notice of discipline until May 5, the Organization claims a violation
by Carrier of Rule 43(a) which invalidates any subsequent action against Claimant
in this case. The Organization argues that from the time of issuance (April
23) the erroneous waybill was at least "available to" Claimant's supervisors.
The simple and, we find, adequate response of Carrier is that the officials of
Carrier did not become aware of Claimant's error until May 2, when they were
informed that the freight car which was the subject of the erroneous waybill
was in Georgia rather than North Carolina. There was no evidentiary showing
or, indeed, even assertion by the organization that Claimant's supervisors had
any responsibility whatsoever to compare Claimant's waybills at the time of
issuance with the relevant shipping orders to assure that no error was ever
made.
As Claimant's responsibility for the error in the way-bill has never
been disputed, it remains only for us to consider the final argument of the
Organization representing Claimant to the effect that imposition of a twentyfive working day penalty
capricious and unnecessarily harsh. Additionally, Organization correctly
points out that assertions in Carrier's ex parte submission
concerning Claimant's
past record cannot be considered by this Board in judging the appropriateness
of penalty, as Claimant's disciplinary history was not put in evidence at the
hearing or at any other time during the processing of this case "on the property".
We might agree with the Organization that the quantum of discipline
in this case appears excessive were it not for the fact that the record discloses
that Claimant, upon discovering his own error on may 1 and issuing a corrected
waybill, did not disclose this costly and embarrassing
incident to
his superiors.
We think that Claimant, whose carelessness caused considerable expense and
inconvenience had
a responsibility, on discovering his error, to immediately
apprise his superiors in an effort to mitigate, insofar as possible, subsequent
monetary loss and damage to the reputation of Carrier.
Accordingly, we decline to substitute our judgment on the disciplinary
penalty for the judgment of Carrier and find that the discipline is not, under
all the circumstances, arbitrary or capricious.
FINDINGS: The Third Division of the Adjustment Board, upon the whole record
and all the evidence, finds and holds:
That the parties waived oral hearing;
Award Number 25142 Page 3
Docket Number CL-23992
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor Act,
as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
That the Agreement was not violated.
A W A R D
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
A
s
Attest:
Nancy .!J.~ver - Executive Secretary -
Dated at Chicago, 'Illinois this 9th day of November 1984.