NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number SG-24128
Wesley A. Wildman, Referee
(Brotherhood of Railroad Signalmen
PARTIES TO DISPUTE:
(Union Pacific Railroad Company
STATEMENT OF CLAIM: Claim of the General Committee of the Brotherhood of Railroad
Signalmen on the Union Pacific Railroad Company:
Claim on behalf of John Koran, Jr., for all time lost from February
22, 1980, until Mr. Koran is reinstated with all rights and benefits.
(Carrier File No. 013-220-KJ
OPINION OF BOARD: Claimant in this case is a Signal Maintainer removed
from service for alleged misfeasance in the performance of
his duties and subsequently reinstated seven months later.
First, the Organization representing Claimant asserts that Claimant's
defense was fatally compromised by the vague and imprecise charge made against
him which was comprised primarily, says the organization, of nothing more
than frequently erroneous citation of inappropriate rules claimed by Carrier
to have been violated. It is true that no evidence was offered by Carrier
with respect to violation of one of the initially cited rules; the charge in
this regard was ultimately withdrawn. The record also discloses that there
was some carelessness in the citation of allegedly relevant rules in the
initial charge (transposition of numbers within a sequence, the omission of a
paragraph designation, etc.). We find, however, that these were technical
inaccuracies only and that Claimant was not misled or otherwise prejudiced as
a result of the errors. It is apparent that Claimant and his representative
were clearly aware of the substance of the charges against Claimant at the
time of the hearing. A11 relevant rules were read to Claimant at the outset
of the hearing and Claimant acknowledged being conversant with them. No
request was made by Claimant or his representative for a continuance of the
hearing based on a claim either of surprise or inadequate preparation of
defense resulting from vagueness of charge.
Second, the Organization charges procedurally fatal prejudgment of
the case by the Carrier official conducting the hearing, allegedly evidenced
by the fact that the initial finding by Carrier against Claimant was issued
by said official before the transcript of the hearing was available for study
and review. As has been observed in prior decisions of this Board, while the
rendering of a decision in a disciplinary case by Carrier before review of
the hearing transcript may not necessarily constitute desirable or °best^
practice, it is not procedure which is per se prejudicial or conclusively
indicative of prejudgment. We do not find that this action constituted a
denial of Claimant's due process rights in this case.
Award Number 25150 Page 2
Docket Number SG-24128
With respect to the specific alleged misfeasance which precipitated
Claimant's removal from service, it is asserted by Carrier that he failed to
properly adjust a track blooper circuit in a highway crossing protection
system, that he did not properly maintain the battery in the system or safety
test the system, and that he left the resulting malfunctioning crossing gates
unprotected, all in violation of various applicable rules of Carrier.
Evidently, the inadequately maintained, dry battery was the cause
of the malfunctioning blooper circuit which in turn resulted in the gates at
the crossing in question being inoperative. Apparently, this was not evident
to Claimant even after examination, test and attempted repair, and was only
confirmed to be the case by Claimant's supervisor who was called out to inspect
the gate some hours after Claimant determined he was faced with a problem he
could not resolve. With regard to this incident there is substantial evidence
on the record to sustain Carrier's finding of palpable and obvious misfeasance
in battery maintenance (violation of Rule 1653).
In connection with this
malfunctioning gate
incident Claimant was
additionally charged with violation of Carrier Rules 1602 (prompt notification
of supervisor in event of inability to repair signal), 1613(A) (obligation to
test after completion of repair), and 1667
(injunction not
to leave a defective
signal unit until repaired). With regard to the alleged violation of these
rules, the evidence on the record indicates that while Claimant did not totally
ignore the inoperative crossing gates and was not displaying a wholesale
indifference to, or callous disregard of, the obligations imposed by these
rules, he was not meeting his commitments with sufficient concern and dutifulness,
and was making, at best, ineffectual and misguided attempts to meet the problem.
For instance, he did leave the inoperative signal unattended for a considerable
period of time claiming he had trouble with his truck, was looking for a pay
phone, etc., and, while, ultimately, he did report to supervision as required
by Rule 1602, he did not act with sufficient dispatch given the seriousness
of the difficulty posed by the malfunctioning gate.
Finally, Carrier more generally charges Claimant with dereliction
of duty with respect to the maintenance (watering) of batteries throughout
his service area resulting in part (it is assumed by Carrier) from a claimed
excessive rate of absenteeism on Claimant's part over a period of some months.
The evidence on the record indicates that Claimant had been absent from work
eleven days over the four-month period preceding the blooper circuit incident
which led to his removal from service and that he had been warned that his
absenteeism was considered excessive by Carrier. While no causal link is
established on the record between Claimant's absenteeism on the one hand, and
the neglect of the batteries in the signals under his care on the other,
there is, however, substantial credible evidence on the record that such
neglect did occur.
Award Number 25150 Page 3
Locket Number SG-24128
In sum, we find that there is substantial evidence on the record to
sustain Carriers charge of significant carelessness, inattention to important
duties, and misfeasance generally with regard to both the
malfunctioning gate
incident which precipitated dismissal and the broader charge of the neglect
of Claimant's service area generally over time. Further, given the seriousness
of the charges and their relationship to the safety of Carrier's employes and
the public, we do not find the discipline resulting from Claimant's removal
from service and subsequent reinstatement some months later to be arbitrary,
capricious or unnecessarily harsh.
FINDINGS: The Third Division of the Adjustment Board, upon the whole record
and all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor
Act, as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over
the dispute involved herein; and
That the Agreement was not violated.
A W A R D
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
r _
Attest:-
Nancy Nancy J-Dever - Executive Secretary
Dated at Chicago, Illinois this 9th day of November 1984.