NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number CL-25262
M. David Vaughn, Referee
(Brotherhood of Railway, Arline and Steamship Clerks
PARTIES TO DISPUTE:
(The Atchison, Topeka and Santa Fe Railway Company
STATEMENT OF CLAIM: Claim of the System Committee of the Brotherhood (GL-9786) that:
(a) Carrier violated the Clerks' Agreement at Argentine, Kansas,
when it improperly removed A. A. Romero from service, and
(b) Carrier shall now allow Claimant eight (8) hours' pay for each
work day (forty (40) hours per week), commencing April 19, 1982, up to and
including date of return to service of the Carrier at the rate of Chauffeur 11
position at Argentine, plus any subsequent wage adjustments, and
(c) Claimant's record shall be cleared of all charges that now appear
in the transcript of the investigation held March 22, 1982.
(d) In addition to the moneys claimed, A. A. Romero shall now receive
fifteen per cent (15%) interest on moneys claimed, such interest to be compounded
on each and every pay period from date of removal from service forward for the
period of time Claimant is held out of service (40 hours per week).
OPINION OF BOARD: Claimant A. A. Romero was employed by the Carrier as a
Chauffeur II. On February 26, 1982, at approximately 12:45
p. m., while on duty, Claimant left the property and was gone for a period of
approximately one-half hour. Following the incident, the Carrier conducted an
investigatory hearing to determine if Claimant's action was in violation of the
applicable Agreement.
The record of that hearing shows that Claimant requested from his
Foreman permission to leave the property for the stated purpose of assisting
his girl friend in starting her car, which was parked nearby. It is undisputed
that the Foreman told Claimant in response to claimant's initial request that'
he did not have authority to let him leave the property. It is also undisputed
that the Carrier had distributed a list of Supervisors, not including Claimant's
Foreman, who were, under the Carrier's written procedures, the only persons
authorized to grant such requests.
It is further undisputed that Claimant returned to his Foreman shortly
after his initial inquiry and again requested the Foreman's permission to leave
the property. The Foreman again informed Claimant that he lacked authority to
grant the request. Here, the factual assertions of the parties diverge. The
Foreman testified that he denied Claimant's second request, but told the
Claimant that he should punch out if he was going to leave. The Claimant
asserts that the Foreman nodded yes in response to his second request and that
he took the nod to constitute permission to leave. Claimant did, in any event,
leave the property. He punched out on his departure and back in on his return.
Award Number 25188 Page 2
Docket Number CL-25262
Following an investigatory hearing, the Carrier dismissed Claimant
from service for violation of Rules 2, 13, and 15 of the Carrier's General
Rules for the Guidance of Employees. Those Rules state, in relevant part:
Rule 2: "Employes must be conversant with and
obey the Company's rules and special instructions.
If an employe is in doubt, or does not know the
meaning of any rule or instruction, he should
promptly ask his supervisor for an explanation."
Rule 13: "*** Employes must not be absent from duty
without proper authority...".
Rule 15: "Employes...*·*must not absent themselves
from duty... without proper authority".
The Organization's appeals from the Carrier's action were unsuccessful,
and the claim was brought before the Hoard. The organization argues, in essence,
that the Carrier's action must be overturned for four reasons: that the notice
was defective because it was too imprecise, that the Carrier representative did
not conduct a fair hearing, that the facts demonstrate that Claimant had permission
to leave the property, and that the penalty assessed is out of proportion to
the offense, even if Claimant lacked permission.
The Carrier clearly resolved the conflicting testimony in favor of
the Foreman, who testified that he had denied Claimant permission to leave.
That conclusion appears more consistent with the Foreman's undisputed prior
statement that he lacked authority to let Claimant go than with Claimant's
assertion that the Foreman thereafter gave him silent approval, but the board
need not reach independently such a conclusion. Under the Board's precedent,
credibility determinations are for the hearing officer to make, and the
Carrier's conclusions with respect to disputed facts will not be disturbed if
supported by substantial evidence in the record. The Board concludes that
there was such support here, and, therefore, declines to disturb the Carrier's
conclusion that Claimant intentionally left the property without permission and
in violation of the cited Rules.
With respect to the severity of the penalty, a balance must be struck
between the principles that absence from duty without permission is a serious
offense, and that dismissal is a penalty to be invoked only in extreme cases.
The Board concludes that dismissal for the conduct described here would not be
arbitrary or excessive if the incident giving rise to the discipline formed
part of an ongoing pattern of conduct demonstrating Claimant's inability to
function successfully in his job.
Award Number 25188 Page 3
Locket Number CL-25262
Claimant was employed by the Carrier for approximately two and onehalf years. During that tim
to disciplinary conferences on five occasions. Claimant's irregular attendance
was an ongoing problem. During his service with the Carrier, Claimant was
absent for all or part of 25.5% of the days he was scheduled to work. He had
been suspended for being absent without authority six months prior to the
incident here in question. Without substituting the Board's judgment for that
of the Carrier, the Board is unable to conclude from a review of Claimant's
short service and his record of attendance and discipline that the penalty
imposed by the Carrier was arbitrary or excessive. See, e. g., Third Division
Award 24288.
The Board must reject the Organization's complaint that the notice of
hearing was defective. The notice must be sufficiently specific as to allow
the Claimant and the organization the opportunity to prepare their defense; and
the Board concludes that the notice here met that standard.
The Board is concerned about the manner in which the Carrier representative
conducted the hearing. While the Carrier has the right to conduct the hearing
in an orderly manner and to exclude irrelevant testimony and evidence, those
rights must be exercised in a manner which does not interefere with the requirement
that an employe disciplined by a Carrier is entitled to a fair hearing. A
number of actions by the Carrier representative at the hearing give rise to the
Board's concern. The Organization sought to make a closing argument and the
Claimant to make a statement on his behalf. The Carrier denied both requests.
Some of the conduct of the hearing officer, including denial of these two requests,
was simply unnecessary, and an abuse of the presiding officer's power. Constructive
labor-management relations and the confidence of employes in the grievance
process are i11-served by such a rigid, legalistic, hostile proceeding.
However, the Board must, in reviewing the record, look to the impact
of the offending conduct on the employe's rights; mere hostility on the part of
the hearing officer, or even erroneous rulings, will not constitute grounds to
set aside the Carrier's otherwise sustainable action unless the conduct denies
Claimant fundamental due process under the Agreement. In addition, it is the
duty of the organization in such a situation to make offers of proof or otherwise
preserve or indicate on the record the substantive evidence which it sought,
but was denied, the opportunity to present; mere generalized assertions of i11treatment at the hands
action.
The Organization sought, and was denied, permission to cross-examine
the Foreman with respect to treatment of other employes. The Board believes
that the better course would have been to allow the questions. However, the
Organization presented no testimony with respect to disparate treatment and
made no offer of proof at the hearing to support an assertion that Claimant was
singled out. The essential evidence with respect to the Carrier's rules and
Claimant's conduct with respect to those Rules is in the record, as set forth
in the Opinion. Under the circumstances, the Board declines to set aside the
Carrier's action.
Award Number 25188 Page 4
Docket Number CL-25262
Accordingly, for the reasons set forth in the Opinion, the claim is
denied.
FINDINGS: The Third Division of the Adjustment Board, upon the whole record
and all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are respectively
Carrier and Employes within the meaning of the Railway Labor Act, as approved
June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
That the Agreement was not violated.
A W $ R D
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Attest.
Nancy J. -Executive Secretary
Dated at Chicago, Illinois, this. 14th day of December 1984.
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