NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Locket Number TD-25288
Marty E. Zusman, Referee
(American Train Dispatchers Association
PARTIES TO DISPUTE:
(Consolidated Rail Corporation
STATEMENT OF CLAIM:
"...remove the discipline from Mr. Catanzarite's record and
compensate him for time lost... [re investigation held 4/8/82,
10 days deferred suspension, plus 10 days actual suspension
from previous record)."
OPINION OF BOARD: By letter dated March 23, 1982, the Claimant, J. P. Catanzarite,
was notified to attend a formal investigation with regard to
the following charge:
"To determine your responsibility, if any, for your
alleged failure to protect the movement of 26 cars
destined for Providence, RI from Attleboro, MA on
Train WNRE-20, while you were on duty as the Old
Colony-Maybrook Dispatcher at Springfield, MA on
March 22, 1982.0
With respect to the above charge a formal investigation was held, after postponement
on April 8, 1982, and thereafter, Claimant was notified of a decision of guilt and
an assessed penalty of ten (10) days deferred suspension for the above charge.
In fact, there being a previous deferred suspension activated under the controlling
Agreement with this finding of guilt, the Claimant received a ten (10) day actual
suspension from his previous record.
During the progression of this claim on property in both Transcript and
letters of appeal, the Organization raised a number of issues. After the charges
were presented for the record, Claimant's representative protested 'that we have
come here today without full knowledge of what rule or rules or special instructions
were violated and could not prepare a proper defense due to the improper notice...".
The record indicates that there exists some interpretive variance between the
charges as stated in the Notice of "Investigation" and the eventuated proceeding.
On balance, this Board holds that the variance was not material, did not significantly
mislead the Organization and did not preclude a fully prepared defense, as evidenced
from the proceedings (see Third Division Awards 11170 and 12255).
Award Number 25311 Page 2
Locket Number TD-25288
Additionally, the organization contended on property other issues such
as the availability of witnesses and the lack of a "fair and impartial hearing".
With respect to other witnesses, this Hoard does not find any reasonable basis
for that contention. A postponement had been offered and further they were not
"pertinent witnesses" (see Third Division Awards 23857, 20984). With respect to
the issue of "fair and impartial hearing", as raised in the May 18, 1982, letter,
contending that the Hearing Officer did not preside fairly, the issue is more
complex. That Officer admitted to having decided Claimant's guilt with the
Division Superintendent before the proceedings. While this Hoard is certainly
mindful of the seriousness of this issue, it does not find substantiation for
this charge in the whole of the Transcript. The investigation followed procedurally
correct standards of presentation, cross-examination and investigation providing
a "fair and impartial hearing".
As to the facts in the instant case, as noted above, the Carrier charged
the Claimant with failure to "protect the movement" of cars and both Carrier and
Organization were at variance over the interpretation of that phrase. The differing
interpretations of the charge come from the facts at bar. On March 22, 1982,
Claimant was assigned as an extra Train Dispatcher and as such, was responsible
for Train WNRE-20 to pick up twenty-six (26) cars at Attleboro, MA and see that
they were moved to Providence, RI. During the investigation it became apparent
that Carrier required those cars move immediately and directly to Providence, RI
when WNRE-20 arrived at Attleboro before Train WNRE-20 was side-tripped to East
Junction Secondary track. That side-trip would bring that train back to Attleboro
from where it would continue to Providence. However, Carrier argues that the
twenty-six (26) cars were priority and that Claimant clearly admits guilt when
responding to the following question in pertinent part:
"'At Attleboro (Branch 5)--26-0 for Providence for WNRE20 to get,' you did not follow through
Mr. Motte brought it to your attention?"
Claimant answered "No, I did not inform the train crew'. The Organization maintains
that the above testimony is not an admission of guilt. It points out that the
Claimant was a spare Train Dispatcher called to work that day and from a purely
evidentiary point of view Claimant followed all documented instructions. No
evidence was ever introduced that would suggest Claimant should move the cars to
Providence, RI first or should have known to do so and so ordered the train crew.
The Claimant testified as to why the order was not given on March 22nd as follows:
'He was scheduled to go on to East Junction Secondary and
when he returned from East Junction Secondary I would have
informed him to pick up the cars for Providence. There
was nothing specifically stated on the Chief Dispatcher's
transfer that WNRE-20 was to handle the cars to Providence
before going on the East Junction Secondary.'
Award Number 25311 Page 3
Locket Number TD-25288
It follows from the case at bar that the central issue is whether the
Claimant knew or should have known of the preferenced movement of the twenty-six
(26) cars to Providence, before the side-trip was made. This point is critical,
since it remains incumbent upon Carrier to establish an asserted violation by
substantive evidence. The evidence of record establishes that those cars were
moved from Attleboro, MA to Providence, RI by Train WNRE-20 on the date in question.
It establishes that the first time Claimant was aware of the need for cars to
move first to Providence, before the side-trip was made, was at 11:20 and at that
time he so ordered the move. As such, without substantial evidence to find Claimant
in violation of any instruction in allowing Train WNRE-20 to take the side-trip
first, we find that Carrier did not meet its burden in this case. There is nothing
in the record to substantiate that the Claimant, in these events did not act in a
reasonable manner.
Carrier clearly has the right to require and expect its employes to
comply with its Rules and instructions correctly and rapidly. A delay in the
movement of cars is a most serious offense in that it may damage products,
disturb contracts, cost monetary losses and undermine the transportation credibility
of the Carrier in the business community. In the case at bar, however, this
Board finds that it must rule that this delay was without the burden of proof
necessary to substantiate a finding of guilt (Third Division Award 13691; 19506).
As such we must sustain the claim as presented to the Board.
FINDINGS: The Third Division of the Adjustment Board, upon the whole record and
all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are respectively
Carrier and Employes within the meaning of the Railway Labor Act, as approved
June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
That the Agreement was violated.
A W A R D
Claim sustained.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Attest:
Nancy er -'Executive Secretary
Dated at Chicago, Illinois, this 28th day of February 1985.