NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number Ado-25307
Herbert L. Marx, Jr., Referee
(Brotherhood of Maintenance of Way Employes
PARTIES TO DISPUTE:
(Seaboard System Railroad
STATEMENT OF CLAIM: Claim of the System Committee of the Brotherhood that:
(1) The ten (10) calendar days of suspension imposed upon Bridge
Helper W. F. Jordan for alleged violation of 'Rule 18' on December 9, 1981 was
without just and reasonable cause (System File C-4(13)-WFJl12-39 (82-1103)).
(2) The claimant's record shall be cleared of the charge leveled
against him, he shall be compensated for all wage loss suffered, including wage
loss suffered attending the hearing, and he shall be reimbursed for all expenses
incurred by him while attending said hearing.
OPINION OF BOARD: Claimant was subject to an investigative hearing on two separate
notices of charges. By agreement, both notices of charge were
heard in a single investigation. The first charge concerned alleged 'insubordination
for failure to report for work following an injury. Fbllowing the hearing, the
Carrier determined that such charge was not justified, so the Board need not be
concerned with the substance of that charge.
The second charge also concerned 'insubordination' in
connection with
the Claimant's refusal to sign a copy of the letter
containing the
first charge.
The second charge read in
pertinent part
as follows:
"On Wednesday, December 9, 1981, Assistant Supervisor Bridges and
Buildings H. T. Jeffers personally delivered to you a letter charging
you with two rule violations and setting up formal hearing for same.
Mr. Jeffers instructed you to acknowledge receipt of the letter after
you read it by affixing your signature on a copy of the letter
indicating receipt of same in which you refused to do so.
By your refusal to follow the reasonable instructions of Assistant
Supervisor Bridges and Buildings Mr. H. T. Jeffers you are hereby
charged with violation of that part of Rule 18 of the Safety Rules
for Engineering and Maintenance of Way Employees that reads -'Insubordination' --- will subject the
In resolution of this matter, it is important to consider the full
text of the first charge letter which the Claimant refused to sign. It reads
as follows:
Award Number 25435 Page 2
Docket Number MW-25307
'You were working as Bridge Helper on Bridge Gang 5588 on Monday,
November 30, 1981, when tie dog you were using slipped off timber
hitting you on your cheek. You were taken to Doctor Phil Rhiddlehoover
in Hurtsboro, Ala. who examined you and issued Form 40 and note authorizing
you to return to your job. You failed to report for work on Tuesday,
December 1 and Wednesday, December 2, 1981.
I went to your home on the afternoon of December 2, 1981 and found
you at home. You were reminded that the doctor had given you
permission to return to wvrk. I instructed you to return to your
assignment immediately in which event you didn't report back to work
until Monday, December 7, 1981.
This is to advise that you are charged with violation of Rule 17-b cf
the current working agreement between Seaboard Coast Line Railroad
and its Maintenance of Way anployees and that part of Rule 18 of
Safety Rules for Engineering and Maintenance of Way BMployees t
reads -- Insubordination -- will subject the offender to dismissdi.
A hearing will be conducted in the Assembly Roam of the Division
Office Building located at 601 E. Liberty Street, Savannah, Ga. on
Friday, December 18, 1981 commencing at 10:00 A.M.
You will be present to answer the charges and nay be represented by
the duly accredited representative of the employees. You may have
present any witnesses you desire. It will be your responsibiliti
arrange for their presence.
Your personal record file will be subject to review in this hearing.'
This letter was hand delivered to the Claimant by the Assistant
Supervisor, Bridges and Buildings after the Claimant had returned to cork
following his absence owing to the on-duty injury. While the text of the letter
was read into the record of the investigative hearing, a copy of the letter
itself was not made a part of the record before the Board. Thus, there is no
basis to dispute the Organization's contention that the letter did not includs
a signature line for the addressee to 'acknowledge receipt' of the letter
Rather, the Assistant Superintendent simply ordered the Claimant tc serj one
letter.
The Claimant's reluctance to sign the letter, according to his
testimony, was that in doing so he might be agreeing to the charge of failing
to report to work the previous week as he had been ordered. In examination by
the hearing officer, the Assistant Superintendent described the incident as
follows:
Award Number 25435 Page 3
Locket Number MW-25307
·A. I called Mr. Jordan off -- off to the side to where my truck was
parked, I had my letters and so forth in the truck and I told him I
had some letters here, I had one for him and I had one I wanted him
to read and acknowledge. It was a letter of charges and he read some
of it and says it wasn't right, that the letter wasn't right and he
wasn't going to sign it, he wasn't going to acknowledge it. Well, I
told him I was instructing him to sign the letter and he says he
wasn't going to sign because it wasn't right. Well, I told him it
really don't make any difference whether its right or wrong, I'm
instructing you to sign the letter. I said if we have a hearing or
something, have a hearing, I said that we can talk about that, that
can be discussed in the hearing but he refused to sign -- acknowledge
the letter.'
Under examination by the Organization Representative, the Assistant
Superintendent put it this way:
'A. Well, I called Mr. Jordan over to the truck as I had the letters
in the truck and I told him I had a letter for him, I had his personal
letter and I had a letter I wanted him to read and sign it or acknowledge
it and when I presented it to him and gave it to him, he read it,
read a little bit then he says it wasn't right and he was not going
to sign it or acknowledge it.
Q. Did you get the distinct impression that Mr. Jordan was not or did
not sign it because he felt the letter was wrong?
A. The reason he did not sign it?
Q. Yes.
A. Well, I really not altogether, I don't think because I told him, I
tried to explain it to him that whether he thought the letter was
right or wrong that I'm instructing him to sign it and if its a hearing
or anything like that we could talk about that in the hearing but I
told him that I was instructing him to sign the letter. And I also
told him that by his refusing to sign this or acknowledge this letter,
he could be charged for not following instructions.'
Notably lacking in the Assistant Superintendent's approach to the
Claimant was the simple expedient of saying to the Claimant something like, 'by
giving me your signature, all you are saying is that you have received the
letter and nothing more.' Instead, the message was clearly conveyed that he
was to sign the letter (despite the expressed fears of the claimant, perhaps
through unfamiliarly with such documents) or be "charged' for not following
instructions.
Award Number 25435 Page 4
Locket Number MW-25307
By refusing to do as instructed, the Claimant was, technically,
insubordinate. This situation, however, is hardly of the same degree of
insubordination as the direct refusal of a work order or demonstrating open
disrespect to a supervisor. Whether the letter was signed by the Claimant or
not, the investigative hearing would have gone forward. The Board fine..
believable the Claimant's expressed uneasiness as to the consequences of
signing the letter.
Under these circumstances, the Board finds a disciplinary penalty
unduly harsh. A reprimand would have had adequate effect to avoid a repetition
of such an incident. If the Claimant was at fault in not following instructions,
the Assistant Superintendent also was less than precise in assuring the Claimant
as to the reason for the signature. Suspension is reduced to a reprimand and
Claimant shall be reimbursed for the wage loss suffered from the disciplinary
suspension.
FINDINGS: The Third Division of the Adjustm-nf 3oard, upon the whole record ant,
all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are respectively'
Carrier and Employes within the meaning of the Railway Labor Act, as approved
June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
That the discipline was excessive.
A W A R D
Claim sustained in accordance with the Opinion.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
ATTEST:
4~
Nancy J Oer - Executive Secretary
Dated at Chicago, Illinois, this 30th day of April 1985.