NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number CL-25353
Herbert L. Marx, Jr., Referee
(Brotherhood of Railway, Airline and Steamship Clerks,
( Freight Handlers, Express and Station Employes
PARTIES TO DISPUTE:
(The Belt Railway Company of Chicago
STATEMENT OF CLAIM: Claim of the System Committee of the Brotherhood (GL-9831) that:
1. Carrier violated the effective Clerks' Agreement when, effective
October 26, 1982, it failed and refused to honor the displacement of Clerk
Kenneth E. Nesewich over a junior employe to Position #30, Chief Clerk-Car
Accounting;
2. Carrier shall now compensate Mr. Nesewich the difference between
the rate of Position #30 and that of Position #36, Chief Per Diem Clerk, and
shall further compensate Claimant for any overtime worked by the incumbent of
Position #30 and shall further compensate Claimant interest at the rate of one
and one-half per cent (1 1/2%) per month on all monies due, commencing October
26, 1982, and continuing for so long as Claimant is denied Position #30.
OPINION OF BOARD: Claimant was displaced from Position #530, Assistant Head
Clerk-Wheelage on October 25, 1982. He advised the Carrier
of his wish to displace a junior employe in Position #30, Chief Clerk-Car
Accounting in the Car Accounting Department. The duties of Position #30 are
specified as follows:
"Supervise, direct and assist all functions of office
personnel in the closing of open records, per diem adjustments, discrepancy claims, tracers, interch
and the preparation of per diem, reclaim and mileage statement. Such other clerical duties as may be
Knowledge of per diem, switching, car service, reclaim and
demurrage rules is required."
The Claimant was advised orally by the Manager of Revenue and Car
Accounting that he would not be permitted to make this displacement, and this
was confirmed in writing with the following statement:
"A review of your previous work assignment and previous
work record indicate to me that you are not qualified to
perform the duties of Chief Clerk-Car Accounting.
I therefore must decline your displacement notice on this
position."
Award Number
25503
Page
2
Docket Number
CL-25353
on the Claimant's behalf, the Organization then requested a hearing
under Rule
34,
UNJUST TREATMENT, "for the purpose of proving Mr. Nesewich's
fitness and ability to perform service on Position
N30".
This request was
granted, and a hearing was conducted by the Assistant Controller. Following
the hearing, the Assistant Controller found no basis for "unjust treatment".
Rule
34
reads as follows:
"An employe who considers himself unjustly treated,
otherwise than covered by these rules, shall have the same
right of
investigation, hearing
appeal and representa
tion as
provided
in
Rules
26, 27, 28, 29, 30
and
31,
if
written request which sets forth the employe's grievance
is made to his immediate superior within sixty
(60)
calendar days of the date of cause of complaint."
Rule
27
reads as follows:
"The right of appeal by employes or their duly
accredited representatives in the regular order of
succession up to and including the highest official designated by the Management to whom appeals may
is hereby established. When appeal is taken, further
hearing shall be granted, if requested, of the official
to whom appeal is made. Appeals will be registered
within sixty
(60)
days after decision is given and a
copy furnished official whose decision is appealed. In
either instance hearings or decisions on appeals will
be given within sixty
(60)
calendar days after appeal
is received.
NOTE: The word 'hearing' means the employe's right
to be heard and not a formal investigation."
The Organization did not appeal the matter further on the basis of
"unjust treatment", but rather initiated the time claim here under review,
claiming rule violation in the Carrier's failure to permit the Claimant to
displace on Position
N30.
This, in turn, was progressed in the usual fashion,
commencing at the initial step, calling for a response by the Manager of
Revenue and Car Accounting. The Manager's denial was then progressed through
the steps of the claims procedure to this Hoard.
After a conference on the property following decision by the Carrier's
highest designated officer, the Organization referred the Carrier to Award No.
24476
in which a claim involving the same Carrier and Organization was sustained
on procedural grounds. Award No.
24476
states in part:
Award Number 25503 Page 3
Locket Number CL-25353
'We do look askance, however, when the same hearing
officer also serves as a witness since this very action
pointedly destroys the credibility of the due process
system. In a similar vein, we look askance when the
first step grievance appeals officer is also the same
person who assessed the discipline.
The independent review and decision at each successive appellate level, whether it is two or
appeals process, is plainly lacking when the same person
judges the discipline he initially assessed. It is a
contradiction in terms, which nullifies the hierarchal
review process.
In the instant case, we cannot agree that claimant's
appeal was progressed in accordance with the manifest
standards of fairness and due process set forth in Rule
27. The grievance appeal should have been reviewed by
another person."
The Organization argues that the reasoning of Award 24476 should be
followed here, in view of the Manager of Revenue and Car Accounting's multiple
roles -- denying the displacement; serving as witness in the -unjust treatment"
hearing; and then denying the time claim at the first step.
In discussion before the Board, the Organization noted Third Division
Award 25361 issued on March 29, 1985, and again involving the same parties.
The Organization argued that this Award provided mandatory guidance for the
Board in its considerations here. Award
No.
25361 involved a displacement
matter and connected Award
No.
24476 (a disciplinary matter) in the following
fashion:
"The Organization argues that the appeal process
utilized by the Carrier fatally deprived the Claimant
of his due process rights. In support of its position,
among other things, it relies upon this Division's Award
24476. The Carrier, on this point, argues the case before
us is not one of discipline. Consequently, for this and
other cited reasons in the record, Third Division Award
24476 is not controlling.
While this Division has upheld the appropriateness
of Carrier's officials service in a multitude of roles,
given the facts and circumstances of this dispute, we find
that this general principle has been stretched to an unreasonable degree. 'Rule 34 - Unjust Treatmen
'...the same right of
investigation, hearing
appeal and
representation as provided by Rules 26 *** and 31, if written
request which sets forth the employee's grievance is made to
Award Number 25503 Page 4
Locket Number CL-25353
'his immediate supervisor within sixty (60) calendar
days of the date of cause of compliance'. Under the
essential facts herein, the original deciding official
again became a part of the appeal process when he later
ruled on a decision earlier rendered by his Supervisor,
the independent review provided by the parties' contract
is plainly lacking on a number of counts. Accordingly,
while we do not easily find on technical violations, the
error here deprived the Claimant of basic due process
and we sustain the claim. However, we do not award that
portion of Part 2 which claims interest."
In reviewing this procedural argument, the Board has no basis to
question the rationale involved in Award No. 24476. The difficulties involved
in multiple roles of Carrier representatives in disciplinary matters have been
reviewed in countless previous awards. Depending on the entire circumstances,
this may or may not lead to the conclusion that the Claimant (subject to loss
of employment or other disciplinary penalty) did not receive a proper hearing,
leading to a sustaining award on that basis alone.
While Award No. 25361 may be bottomed on the particular facts and
circumstances therein, the Board does not find that the use of Award No. 24476
is appropriate here. The Board finds the so-called ·multitude of roles" here
was virtually preordained by the procedures required in Rules 34 and 27. At
the "unjust treatment" hearing, the Manager of Revenue and Car Accounting
necessarily was the Carrier's witness, since it was his judgment on which the
initial displacement refusal was based. Had the Organization determined to
pursue the question of "unjust treatment', Rule 34 would have provided further
review of the matter at a higher Carrier level by an official not directly
involved in the incident.
The Organization instead exercised its right to initiate a time
claim. Under Rule 27, this was necessarily directed to the same Manager of
Revenue and Car Accounting. The question now became whether or not applicable
rules had been violated. While, as the Organization points out, a denial would
be anticipated, the Claimant's rights were fully preserved in appealing the
matter beyond this level.
In summary, the rights of the Claimant enumerated in Rule 34 were
preserved in the hearing conducted by the Assistant Controller. The subsequent
time claim, based on an alleged rules violation, followed the normal course
prescribed by the parties for such claims.
As to merits of the claim, the Claimant's displacement's rights are
governed by Rule 8, which reads as follows:
"RULE 8 - PROMOTION BASIS
Employes covered by these rules shall be in line for
promotion. Promotion, assignment, and displacement shall
be based on seniority, fitness and ability; fitness and
ability being sufficient, seniority shall prevail.
Award Number 25503 Page 5
Locket Number CL-25353
"NOTE: The word 'sufficient' is intended to more
clearly establish the rights of the senior employe to
bid in a new position or vacancy where two or more
employes have adequate fitness and ability."
The Claimant was senior to the occupant of Position 830. The
organization correctly points out that the issue is not the comparative fitness
and ability of the incumbent and the Claimant, but rather whether the Claimant
had 'sufficient" fitness and ability. The Carrier determined, both before and
after the "unjust treatment" hearing, that the Claimant did not have sufficient
fitness and ability to assume the position of Chief Clerk-Car Accounting. The
description of the responsibilities of the position show that it requires not
only knowledge but supervision of a variety of other Clerical positions in the
Car Accounting Department. The Claimant had not occupied any of the Car
Accounting Clerical positions nor, although he testified to the contrary, does
it appear that his previous responsibilities included any substantial degree of
supervisory experience. The Manager of Revenue and Car Accounting was well
aware of the Claimant's background at the time the request for displacement was
made. The subsequent hearing did not bring to light any evidence to demonstrate
"fitness and ability" not already known to the Carrier. There is no question,
but that the Chief Clerk must be familiar with a wide variety of procedures and
rules. Without any prior experience in the Car Accounting Department, there
can be no reasonable expectation that the Claimant would be prepared to perform
the job without extensive on-the-job experience, certainly in excess of 30
days.
Rule 16 reads in pertinent part as follows:
"(a) Employes entitled to bulletined positions or
exercising displacement rights will be allowed thirty
(30) calendar days in which to qualify, and failing,
shall retain all their seniority rights and may bid
on any bulletined position, but may not displace any
regularly assigned employe.·
The Organization would read this as if any employe seeking to make a
displacement must be granted 30 days in an attempt to qualify. Previous Awards,
however, have given this a more limited meaning, applicable to the rights of an
employe once gaining a position through bulletin or displacement. Award No.
24478 states:
"A review of awards indicated that it has been
consistently held that the term 'fitness and ability'
means that there is a reasonable probability that the
employe would be able to perform all of the duties of
the position within a reasonable time (Award 5348).
This does not mean that prior performance is a necessity
(Award 13850) but that the employe must have the
potential (Award 14762). By the same token, an employe
obviously lacking fitness does not have to be given
qualifying time."
Award Number 25503 Page 6
Docket Number CL-25353
See also Award Nos. 10689, 13968, 14976, and 16480.
In making its decision on the Claimant's fitness and ability, the
Carrier did not reach an arbitrary or capricious judgment concerning the
requirements for this highly responsible position. The Board has no basis to
disturb the results.
FINDINGS: The Third Division of the Adjustment Board, upon the whole record
and all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are respectively
Carrier and Employes within the meaning of the Railway Labor Act, as approved
June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
That the Agreement was not violated.
A W A R D
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Attest:
m
Nancy ver - Executive Secretary
Dated at Chicago, Illinois, this 13th day of June 1985.
CORRECTED
LABOR MEMBER'S DISSENT TO
AWARD N0. 25503,DOCKET NO.CL-25353
(REFEREE HERBERT L. MARX,JR.)
The Majority has erred in this instance as the Award
is contrary to the established precedence set forth on the
property in Awards 24476, 24547 and 25361. That ill conceived reasoning is found in the following la
4:
"While Award No.25361 may be bottomed on the
particular facts and circumstances therein, the Board
does not find that the use of Award No. 24476 is
appropriate here. The Board finds the so-called
'multitude o£-r-oIes' here was virtually preordained
by the procedures required in Rules 34 and 27. At
the 'unjust treatment' hearing, the Manager of
Revenue and Car Accounting necessarily was the Carrier's
witness, since it was his judgment on which the initial
displacement refusal was based. Had the Organization
determined to pursue the question of 'unjust treatment',
Rule 34 would have provided further review of the matter
at a higher Carrier level by an official not directly
involved in the incident. (Emphasis theirs).
"The Organization instead exercised its right
to initiate a time claim. Under Rule 27, this was
necessarily directed to the same Manager of Revenue and
Car Accounting. The question now became whether or not
applicable rules had been violated. While, as the Organization oints out, a denial would be antic
C aim ants ri is were fully reserve in a ealin~
matter beyond this level. (Emphasis ours).
The Majority has incorrectly concluded that since the
Employes initiated a time claim based upon the "Ujust Hearing"
decision rather than merely appealing that decision, that this
constituted a new action which separated the appeal process from
the Hearing. Such is not the case; it is standard policy throughout the railroad industry tha
behalf, that a claim will be instituted to protect the
grievant's rights.
As pointed out in discussion, the same exact principle
and manner of progression of the grievance was followed in
precedential Awards 24476, 24547 and 25351. In fact, the
same Appellant Officer found to have violated the Claimant's
right to independent review in Award 25351, dealing with an
exact same situation, was guilty in this instance as well.
The Claim in this instance was for failure to honor the
displacement and loss of earnings. To merely have appealed
the Carrier's decision, without a request for monetary damages,
would be ridiculous as it would carry no significance, if
sustained. To grieve their dissatisfaction, the Employes or
Claimant are obligated to file a Grievance. If we were to
follow the Majorities's rationale, then Claimants found to be
unjustly treated as was the Claimant in this instance in not
being allowed to displace the junior employe, would not be,
made whole for loss of earnings. When Employes are dismissed,
suspended, disqualified, or disallowed a displacement or bid,
it is mandatory upon the part of the Employes to request
monetary damages. Failure to do so would make the Employes
remiss in their responsibilities. The Carrier's argument
was an attempt to divert this Board's attention from the fact(
that an independent appellant handling of this case was denied.
Unfortunately, that smokescreen prevailed in contradiction to
-2- AWARD N0.25503 ,DOCKET CL-25353
the precedential Awards already rendered on this property.
The record reflects the fact that the Claimant had the
minimum requirements necessary to be allowed to displace and
that independent and objective appeal of the case was denied.
The case law authority on this issue on the property
required a sustaining award. The Majority erred in not so
finding. We must, therefore, strenuously Dissent to Award
No. 25503 and emphasize that Awards out of the norm have no
precedential value.
William R. Miller, Labor Member
Date .tuna 18, 1985
-3- AWARD NO. 25503,.DOCKET CL-25353