NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Locket Number CL-25733
David P. Twomey, Referee
(Brotherhood of Railway, Airline and Steamship Clerks,
(Freight Handlers, Express and Station Employes
PARTIES TO DISPUTE:
(Missouri Pacific Railroad Company
STATEMENT OF CLAIM: "Claim of System Committee of the Brotherhood (GL-9862) that:
1. Carrier violated the agreement between the parties when it
arbitrarily and injudiciously dismissed Clerk L. Garcia, Jr. from its service
beginning March 18, 1983.
2. Carrier's action in dismissing Clerk Garcia from service was
unjust, arbitrary and an abuse of discretion.
3. Carrier shall now be required to expunge the record of investigation
from Clerk Garcia's personal record file and compensate him for all wage and
other losses sustained account Carrier's action."
_OPINION OF BOARD: The Claimant, Mr. L. Garcia entered the service of the
Carrier on May 27, 1956. At the time of the imposition of
discipline appealed in this case, Mr. Garcia was assigned as an Operator/Cierk
in the Carrier's office, Bloomington, Texas.
By a notice dated March 9, 1983, Mr. Garcia was advised to attend a
Formal Investigation. The notice stated in part:
"Report to the trainmaster's office in Bloomington, Texas
on Monday, March 14- 1983, at 10:30 AM, for formal
investigation to develop the facts and determine
responsibility in connection with your alledged failure
to properly protect track out of service, resulting in
derailment of two engines and three cars of L343-08,
at about 12:50 PM on March 8, 1983, on Seadrift
Industrial Lead.
Operator L. Garcia, Jr., is being held out of service
pending results of this investigation, which will
include a review of his discipline record.
If you desire witnesses or representatives, you must
arrange therefore in accordance with applicable
scheduled agreements.
W. T. Farr, Asst. Superintendent."
Award Number 25854 Page 2
Locket Number CL-25733
The Formal Investigation was held as scheduled on March 14, 1983 at
Bloomington, Texas. As a result of the evidence adduced at the Formal
Investigation, Mr. Garcia was notified that his actions on March 8, 1983 were
found to be in violation of the Carrier's Rules. Consequently, Mr. Garcia
was dismissed from the carrier's service. Mr. Garcia was notified as
follows:
"L. Garcia March 18, 1983
You are hereby advised that your record has this date
been assessed with dismissed from the services of the
Missouri Pacific Railroad for your violation of
General Rule 'E', 'L', and 'N' of the Uniform Code of
Operating Rules and Rules '4' and '76' of the Rules
and Instructions for Train Dispatchers and Operators
for your failure to properly protect track out of
service, resulting in derailment of two engines and
three cars of L343-08, at about 12:50 P. M. on March
8, 1983 on Seadrift Industrial lead. Your record
now stands dismissed from the services of the Missouri
Pacific Railroad, effective at 12:01 A.M., March 18,
1983.
/s/
J. L. Riney,
Superintendent"
Subsequently, during the appeals process, the .Carrier 's General Manager,
reduced Mr. Garcia's discipline from dismissal to a sixty day actual
suspension.
Although the Organization contends that the Carrier injudiciously
and arbitrarily disciplined Mr. Garcia, we find substantial evidence of
record to support both a finding of a Rules violation and the imposition of
discipline. The record contains ample evidence supporting the Carrier's
determination that Mr. Garcia failed to take action necessary to protect the
track out of service on March 8, 1983.
A review of the record reveals several facts which support a
finding that on March 8, 1983, Mr. Garcia was informed by Track Foreman, D.
v.
Flores that a section of track on the Seadrift Industrial Lead would be
out of service. For example, Mr. Flores testified at the Formal Investigation
that before commencing work on the track, he told Mr. Garcia that the track
would be out of service because some rail had to be replaced. Specifically,
Mr. Flores testified:
Award Number 25854 Page 3
Locket Number CL-25733
·Q. After you began your work on March 8th, working on
the wye track on the Seadrift main, approximately
what time did you render this track out of service
by removal of rail?
A. Well, first, I talked to the Operator, Garcia, and
it was a little after 7. And, I asked him if he
had any trains to go into the Seadrift main, and
he said no, the only trains that was to go into
there was the noon job. So, I figured myself
that being as that was the only train to go in
there, that I could work until about 2:30 in the
evening. So, that's when I mentioned to him that
I had to change rail in there.
Q. Again, my question was, Mr. Flores, approximately
what time did you begin your work and the track
was rendered out of service and unsafe for use?
A. I'd say it was about 7:20 when I started to pull
spikes on the rail. About 7:30.
Q. Mr. Flores, how did you afford protection for this
unsafe condition of the Seadrift Industrial Lead?
A. Well, like I said, I mentioned it to Mr. Garcia
and I told him that 1 would be working on that
track and I figured that from then on the time
that the noon job would go to work in there.'
Mr. Flores further testified:
"Q. Will you state for the record exactly what you told
Operator L. Garcia in reference to the work you
would be doing on the Seadrift industrial lead?
A. Well, I mentioned to him that I was going to
change rail.
Q. Did you indicate to Mr. Garcia that you wanted
protection in the form of verbal communication
with all train crews to not use the Seadrift
Industrial lead?
A. Well, we always do that. I just mentioned to him
that we were going to change rail and that he
would let the trains know. We've always done this
in the past.'
Award Number 25854 Page 4
Docket Number CL-25733
The Claimant, Mr. Garcia testified that Mr. Flores never told him
that the Seadrift Industrial Lead was to be taken out of service. Despite
Mr. Garcia's denial, however, the record contains evidence in addition to the
testimony of Mr. Flores which supports a finding that Mr. Garcia was aware
the track was out of service. His denial notwithstanding, Mr. Garcia himself
testified that he "presumed" Mr. Flores and his gang would be working on the
track. Mr. Garcia stated upon questioning from the conducting officer:
"Q. Did you have any knowledge or any understanding
that he would be doing any track work on the Seadrift
Industrial lead on the date under investigation?
A. Well, I presumed that he might be doing some work
with the question he was asking about the trains.
Q. So therefore, from what you saying as I understand
it, is that with your experience as operator with
the extent of the conversation you had with Mr.
Flores is that you believe that he would have been
working out on the Seadrift Industrial lead, is
that correct?
A. Well, as I said, I presumed he was. I mean he
might have was going to do some work because he
was asking about that train when it was going to
be moved, or, what train was going to go that way."
Furthermore, Mr. S. A. Austin, the Carrier's Manager of Customer Service
testifed that he spoke to Mr. Garcia shortly after the March 8, 1983,
derailment on the Seadrift Industrial Lead. According to Mr. Austin, Mr.
Garcia stated that he was aware of Mr. Flores' presence on the track but he
had not notified any train crew. Mr. Austin testified:
"Q. You already stated that you were on duty at
Bloomington at the time of the occurrence of the
derailment at 12:50 pm. After the derailment did
you at any time have any conversation with Section
Foreman Flores or Clerk/Operator Garcia in
reference to crews having been informed of the
track work being done on the Seadrift Industrial
lead?
Award Number 25854 Page 5
Locket Number CL-25733
A. I talked to Luciano Garcia at the Canteen where
he was eating lunch and asked him if he knew about
the work being done on the Seadrift lead. He
said he knew that D. V. [Mr. Flores] was going to
be out there.
Q. After acknowledging the fact that from your
conversation that Mr. Garcia was aware of the
work, did you ask Mr. Garcia if he had notified
any train crews as to the work being performed on
the Seadrift industrial lead?
A. I asked him if he had told the 12 noon switcher
about the track work and he said he didn't notify
them.*
Mr. Austin also testified that Mr. Flores stated that he had
informed Mr. Garcia that the track would be out of service. Mr. Flores'
insistence that he had informed Mr. Garcia that the track would be pulled was
also noted by Mr. N. J. Kirk, the Carrier's Assistant Trainmaster. Mr. Kirk
testified that Mr. Garcia informed him that he had not advised the train crew
of the condition of the Seadrift Lead.
Although the Claimant, Mr. Garcia, has denied any knowledge that
the Seadrift Lead was to be taken out of service on March 8, 1983, we hold
the record contains substantial evidence to support a finding that Mr. Garcia
was aware of the work being performed, but took no action to protect a track
out of service. To be sure, the record contains conflicting testimony.
Nevertheless, the Board does not make credibility determinations, but reviews
the record to ascertain if the Carrier has met its burden of proof by
substantial evidence. In this case we find such substantial evidence.
Given the severity of the incident which prompted the discipline in
this case and Mr. Garcia's past disciplinary record, we do not find that the
imposition of a sixty-day suspension was excessive or arbitrary. We do
believe that the culpability of the Operator is less than that of the Track
Foreman. But, because of Mr. Garcia's past disciplinary record, we believe
the sixty-day suspension was justified.
FINDINGS: The Third Division of the Adjustment Board, upon the whole record
and all the evidence, finds and holds:
That the parties waived oral hearing;
Award Number 25854 Page 6
Locket Number CL-25733
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor
Act, as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over
the dispute involved herein; and
That the Agreement was not violated.
A W A R D
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Attest:
Nancy J. er - Executive Secretary
Dated at Chicago, Illinois, this 13th day of January 1986.
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