NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number MW-23699
ON REMAND FROM THE UNITED STATES DISTRICT COURT, NORTHERN
DISTRICT OF GEORGIA, ATLANTA DIVISION CIVIL N0. C84-595
(Brotherhood of Maintenance of Way Employes
PARTIES TO DISPUTE:
(Seaboard Coast Line Railroad Company
STATEMENT OF CLAIM: "Claim of the System Committee of the Brotherhood that:
(1) The dismissal of Cook Ellis Johnson, Jr. was without just and
sufficient cause and on the basis of unproven charges (System File 37-SCL-7979/12-39 (79-26) J).
(2) Cook Ellis Johnson, Jr. shall be returned to service with
seniority and all other rights unimpaired and be compensated for all wage loss
suffered."
OPINION OF BOARD: The genesis of this dispute is found in Award No. 23821,
Docket No. MW-23699, of the Third Division, National
Railroad Adjustment Board, dated March 26, 1982. The parties to the dispute
in that Award were the Brotherhood of Maintenance of Way Employes and the
Seaboard Coast Line Railroad Company.
The issue involved in Award No. 23821 centered around the dismissal
of Claimant as a result of a Disciplinary Hearing conducted on the property on
March 16, 1979, following notice to the Claimant dated March 6, 1979. The
Remand Order of the Court, issued April 1, 1985, cites allegations that
Claimant was denied right of Hearing before this Board prior to the issuance
of Award No. 23821. The Remand Order of the Court reads in part:
. . . Pursuant to 45 U.S.C. S153(j), parties who
have claims before the Board have the right to be
heard in person or by counsel or other
representative. See E1gin,Joliet 6 Eastern Railway
Co. v. Burley, 325 U. S. 711, 736 (1945); Jones v.
St. Louis-San Francisco Railway Co., 728 F. 2d 257,
262 (6th Cir. 1984); Cole v. Erie Lac Railway
Company 396 F. Supp. 65, 68 N. D. Ohio 1975 ,
aff'd 541 F. 2d 528 (6th Cit. 1976), cert. denied,
433 U. S. 914 (1977). In this case, the Board
failed to allow Plaintiff a reasonable opportunity
to appear at the hearing and, if a hearing was in
fact held, it was conducted without the presence of
Plaintiff or his counsel or other authorized
representative. There is nothing in the record to
suggest that Plaintiff waived his right to appear
Award Number 25907 Page 2
Docket Number MW-23699
at the hearing. Therefore, the court holds that
the Board violated S153(j). Pursuant to S153(q),
the court will remand to the Board its decision on
Plaintiff's claim due to the Board's failure to
comply with the requirements of 5153 .
. . . Plaintiff's original claims filed with the
Board are hereby REMANDED to the Board for a
hearing at which Plaintiff and/or his counsel or
other representative are to be present and heard.
Plaintiff and/or his counsel are hereby DIRECTED to
inform the court of the status of his claims before
the Board within ninety (90) days from entry of
this order."
The records of the Board show that the claim in behalf of Claimant
was submitted to this Division of the National Railroad Adjustment Board by
the Brotherhood of Maintenance of Way Employes, the Collective Bargaining Unit
representing the craft in which Claimant was formerly employed by the Carrier.
A Hearing was conducted by the Board on January 15, 1982, with a representative of the petitioning O
At the time of the January 15, 1982, hearing the Board was not aware of any
request by Claimant that the Hearing scheduled for that date be postponed.
There was no record before the Board of such request.
In view of the Remand Order of the Court, the Board scheduled further
Hearing in the case for 1:00 P.M., September 30, 1985. At the request of
Claimant's attorney, the Hearing scheduled for September 30, 1985, was
postponed and rescheduled and conducted on October 25, 1985, at which time the
Claimant was present and represented by Attorney W. D. Arnold, and a staff
representative of the Brotherhood of Maintenance of Way Employes. Also
present was Mr. Willard Oliver. The Carrier was represented at the October
25, 1985, hearing by Mr. Allred, Manager of Labor Relations.
Before discussing details of the claim and the handling thereof, we
will set forth certain principles adhered to by this Board.
1. This Board being an appellate tribunal, may
only properly consider the issues that were
considered by the parties to the dispute in
the handling on the property. New issues and
new defenses may not properly be raised for
the first time before this Board.
2. In disputes involving discipline the parties
to such disputes and the Board are each and
all restricted to the evidence introduced at
the hearing or investigation, and the record
may not properly be added to after the hearing
or investigation closes.
Award Number 25907 Page 3
Docket Number MW-23699
3. That railroad disciplinary proceedings are
not court proceedings. Strict rules of
evidence do not apply, nor is the burden of
proof the same as in court proceedings. The
Board has followed the substantial evidence
rule in upholding the disciplining (including
dismissal) of employes. In Second Division
Award No. 6419 it was held:
"The substantial evidence rule
referred to was set forth by the
Supreme Court of the United States
as follows:
'Substantial evidence is more
than a mere scintilla. It means
such relevant evidence as a
reasonable mind might accept as
adequate to support a
conclusion.' (Consol. Ed. Co. vs
Labor Board 305 U. S. 197,
229)."
4. That in discipline cases the Board will not
weigh the evidence, attempt to resolve
conflicts therein, or pass upon the
credibility of witnesses. Conflicts in
evidence do not warrant disturbing the
Carrier's action.
5. If exceptions are to be taken as to the manner
in which a hearing or investigation is
conducted, such exceptions must be taken
during the course thereof; otherwise they are
deemed waived.
In the Hearing before the Board on October 25, 1985, the contention
was made by the Claimant and his attorney that Claimant was deprived of a fair
and impartial Hearing, or investigation on March 16, 1979, because Claimant
was not permitted to present a witness that he desired; that the Hearing
Officer was prejudiced, and the Claimant proclaimed his innocence of the
charges. The Claimant's attorney requested that the dispute be remanded to
the parties for de novo action.
The Board has again reviewed the transcript of the March 16, 1979,
Hearing, or investigation. In the hearing the Claimant was represented by the
General Chairman of the Organization. The record shows that Claimant
requested that Mr. Willard Oliver, not an employe of the Carrier, be permitted
to testify, which request was denied by the Hearing Officer. The record does
not show any formal objection by the Claimant or the General Chairman to the
Award Number 25907 Page 4
Docket Number MW-23699
ruling of the Hearing Officer. The Claimant and his Representative indicated
they were ready to proceed with the Hearing. Toward the close of the Hearing
Claimant was asked by the Conducting Officer:
"Q. Mr. Johnson, do you feel that this hearing has
been held in a fair and impartial manner
satisfactory to you?
A. Yes, sir."
The same question was asked the General Chairman of the Organization:
"Q. Mr. Hedders, do you feel that the hearing has
been held in a fair and impartial manner
satisfactory to you?
A. Well, I am going to have to state this, That
when I've had an opportunity to review the
transcript I will advise you at that time."
The record of the on-property handling of the dispute does not reveal
that any objections were taken by the Claimant or his Representative as to the
fairness and impartiality of the investigation. Such objection may not
properly be raised for the first time before this Board.
Before the close of the Hearing before the Board on October 25, 1985,
the Claimant, his attorney, and the Representative of the Organization were
each asked specifically if any had anything further to say. Each responded in
the negative. The Hearing was then closed.
After considering all presentations properly before the Board, and
adhering to the principles previously set forth we consider that our previous
decision reached in Award No. 23821 was proper and correct, and we hereby
affirm it.
FINDINGS: The Third Division of the Adjustment Board, after giving the parties
to this dispute due notice of hearing thereon, and upon the whole
record and all the evidence, finds and holds:
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor Act,
as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
That the Agreement was not violated.
Award Number 25907 Page 5
Docket Number MW-23699
A WAR D
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Attest:
Nancy J. DeSer - Executive Secretary
Dated at Chicago, Illinois, this 26th day of February 1986.