- NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number MS-25095
Tedford E. Schoonover, Referee
(Eathen R. Martin, An Individual
PARTIES TO DISPUTE:
(National Railroad Passenger Corporation
STATEMENT OF CLAIM:
"PLEASE BE ADVISED that this letter is to serve as notice of
E. R. MARTIN, service attendant for AMTRAK, to file a
grievance with the National Railroad Adjustment Board
Division 3 and have the ex-parte decision of the FORMAL
INVESTIGATION BOARD dated June 25, 1982 and the Denial of
the Appeal to the Corporate Director of Labor Relations
dated January 18, 1983 set aside and have this matter reset
for hearing, or in the alternative reinstate E. R. Martin
with back pay and attorney fees."
OPINION OF BOARD: The above Statement of Claim was derived from a letter
dated April 11, 1983, addressed to the Board by Mr. John
Becker, Counsel for the Claimant. Subsequently, on February 8, 1984,
Mr. Becker addressed a second letter to the Board stating:
"By this letter we respectfully request a referee
hearing, and for Eathen Martin and myself to
appear and present our case".
Acting on these communications the Board scheduled a Hearing before
the Referee for 1:00 P.M., May 23, 1984. Report on the Hearing is set forth
in Award 24880 as follows:
"It is also noted that Claimant's counsel
- requested a hearing before the referee for the
purpose of presenting oral argument as set forth
in his Petition For Review to National Railroad
Adjustment Board. A date for such hearing was
set for May 23, 1984 at 1:00 PM and counsel was
duly notified. Representatives of the Board
together with the Referee were present at the
appointed time at the Board offices at 10 West
Jackson Blvd., Chicago, Illinois but Counsel and
Claimant did not make an appearance. The hearing
continued until 1:35 PM awaiting their appearance
and when they failed to appear within a reason
able time, the hearing was closed".
Award Number 26058 Page 2
Docket Number MS-25095
Subsequent to issuance of Award 24880 on June 28, 1984, a Civil
Action (No.-84 C 8117) was filed on behalf of the Claimant in the United
States District Court for the Northern District of Illinois Eastern Division.
In full and final settlement of that litigation the parties agreed to remand
the Claim to the Board for reconsideration and ruling. That settlement was in
the form of a Dismissal with the parties stipulating that their Agreement made
no determination "of any alleged error or wrongful action by any party, and no
determination on the merits of the claim."
The Stipulation on which the Dismissal was based is set forth in the
following terms:
"(a) The parties agree that plaintiff's claim
for reinstatement and other relief arising
out of his discharge on or about June 25,
1982 (Docket No. MS-25095) will be remanded
to the Third Division, National Railroad
Adjustment Board ('Board') for the sole
purpose of permitting plaintiff or his
representative the opportunity to be heard
in person by the Board and for a ruling
upon such reconsideration;
(b) The parties further agree that plaintiff or
his representative will be notified of the
date and place of the hearing at least two
weeks prior to such hearing which will be
held in or about Chicago, Illinois;
(c) No party will be permitted to file additional written materials with the Board;
(d) This stipulation is agreed to by the
parties to settle a disputed matter and
does not constitute an admission by any
party contrary to the positions on the
merits heretofore taken by the parties
in this proceeding;
(e) The parties agree that the remand to the
Board provided for in this Stipulation
shall be undertaken by the parties by
serving the attached letter, Attachment
'A' on the Board, and that such letter
shall serve as the explanation of the
parties to the Board as to why the matter
is remanded."
Award Number 26058 Page 3
Docket Number MS-25095
In compliance with the Court action, the Board scheduled a Rehearing
before the Referee in the Board offices at 10:00 A.M., May 7, 1986. Attending
the Hearing were the Claimant together with his Counsel, Mr. John Becker.
Mary Bennett, Counsel, represented the Carrier.
The Rehearing was delayed a short time awaiting arrival of all the
parties and finally began at 10:50 A.M. It continued with all of the above
participating and concluded at 11:35 A.M. by mutual consent. All of the terms
stipulated in the Dismissal action by the Court were fully complied with in
the Rehearing of May 7, 1986.
At the Rehearing both the Claimant and his Counsel presented
respective versions and argument on what had transpired as related to charges
on which Claimant was terminated, whether Claimant had been notified of the
Investigative Hearings held by Carrier and also the Board Hearing of May 23,
1984. The salient points advanced by Claimant and his Counsel during the
Rehearing were:
1. Claimant did not authorize the Brotherhood
to represent him.
2. Claimant did not receive notice of Hearings
held by Carrier Representative on the
charges which served as a basis for his
termination from service.
3. The charges were not sufficiently serious to
warrant termination.
Dealing first with the question of representation, it is noted
Claimant was employed as a Train Attendant for Amtrak. This position is part
of the craft or class of employes represented for collective bargaining
purposes by Dining Car Employees Local No. 43 functioning through the Brotherhood of Railway, Airlin
Representative, the Organization was legally bound under provisions of the
Railway Labor Act to represent the Claimant in the handling of his
disciplinary problems. The governing Labor Agreement applicable to this craft
or class sets forth Rules for the handling of claims and grievances under
Items S and T. Paragraph f in Item S provides:
"This Rule recognizes the right of the duly
accredited representative to file and prosecute
claims and grievances for and on behalf of the
employes."
Award Number 26058 Page 4
Docket Number MS-25095
From May, 1982, and for the balance of 1982, the Organization
represented Claimant in accordance with its legal responsibility as the duly
authorized Representative of his craft or class of employes. Personally
involved as his Representative during that period was E. E. Davis, General
Chairman, the designated Union Officer responsible for handling matters of
this kind. Thus, in accordance with the usual practice, a copy of the
original Carrier notice of May 24, 1982, to Claimant stating the charges and
setting up an Investigative Hearing for June 3, 1982, was sent to Mr. Davis.
This was in accordance with usual procedures required by the Railway Labor
Act. Acting on this initial notice, General Chairman Davis first endeavored
to get the Hearing date postponed. These efforts were successful as evidenced
by the Carrier's letters of June 7, 1982, and June 14, 1982. Through the
General Chairman's efforts the date for the Hearing was set back to June 22,
1982.
Subsequent to the Carrier letter of June 25, 1982, notifying
Claimant of his termination, the Organization continued its efforts by
endeavoring to get the termination action reversed by an appeal to a higher
Officer of the Carrier. Thus, the General Chairman addressed a letter on July
9, 1982, to M. J. Hagan, Regional Manager--Labor Relations, stating his
position as follows:
"We, the organization, disagree with the
decision on the grounds that Mr. Martin was not
present at the investigation proceedings, to allow
a proper defense to be mounted in his behalf, and
therefore was unable to defend himself during the
aforementioned 'absentia', proceedings.
Further, we do not feel that the weight of
the Company's charges was sufficient to warrant
dismissal, and that our member, Mr. Martin, was
not accorded a fair and impartial investigation as
our current and governing agreement guarantees all
employees in Amtrak's service. We, therefore,
request that Mr. Martin be returned to service
immediately with all seniority, vacation, health
and welfare, and all other rights restored,
unimpaired. Should you disagree with our
entreaties, we ask for conference. Date and time
may be set by your office."
That appeal resulted in a conference with the Carrier and a further
review of the record. The Carrier's letter of August 11, 1982, declined the
appeal and sustained the termination. Still another appeal was made by the
Organizatation; this by letter of August 16, 1982, from Thomas Fitzgibbons,
Chairman of Amtrak Service Workers Council to J. W. Hammers, Vice President of
Labor Relations. The appeal led to a conference between them on December
28-29, 1982. Following further consideration the Carrier declined the appeal
and stated the basis of its decision by letter of January 18, 1983, to the
Organization.
Award Number 26058 Page 5
Docket Number MS-25095
It was following that denial of the organization's appeal efforts
that steps were taken to refer the case for further consideration to either a
Public Law Board or the National Railroad Adjustment Board.
The first notice the Carrier received that Claimant had retained
Timpone 6 Rickleman as Counsel was the Firm's letter of April 7, 1983.
All of the appeals referred to above were progressed in accordance
with provisions of the Railway Labor Act particularly Section 153 First (i)
and (j) as set forth below:
"(i) The disputes between an employee or
group of employees and a carrier or carriers
growing out of grievances or out of the
interpretation or application of agreements
concerning rates of pay, rules, or working
conditions, including cases pending and unadjusted
on the date of approval of this Act, shall be
handled in the usual manner up to and including
the chief operating officer of the carrier
designated to handle such disputes; but, failing
to reach an adjustment in this manner, the
disputes may be referred by petition of the
parties or by either party to the appropriate
division of the Adjustment Board with a full
statement of the facts and all supporting data
bearing upon the disputes.
(j) Parties may be heard either in person,
by counsel, or by other representatives, as they
may respectively'elect, and the several divisions
of the Adjustment Board shall give due notice of
all hearings to the employee or employees and the
carrier or carriers involved in any disputes
submitted to them."
Now to deal with the matter of whether the Claimant was notified of
the Hearing on the charges set forth in the Carrier's letter of May 24, 1982.
The record of Carrier efforts to notify him are set forth in detail in the
original Award No. 24880 and are incorporated herein by reference. Two of the
letters of notification sent by the Carrier, i.e., those of May 24, 1982, and
June 7, 1982, were sent to the address Claimant had registered with the
Carrier. They were both sent via Certified Mail Return Receipt Requested.
The third notification letter dated June 14, 1982, was hand-delivered to the
Claimant by Richard J. Jones, of the Carrier. All of these actions by the
Carrier in attempting to notify the Claimant of the charges against him and
the Investigative Hearing to be held thereon were documented in the Carrier
Submission which was reviewed during the Board Hearing of May 24, 1982.
Award Number 26058 Page 6
Docket Number MS-25095
During the Rehearing, the Claimant stated he had not received the
two letters sent to him via Certified Mail. He acknowledged living at that
address for a time but stated he was not living there at the time the letters
were sent. He added that he checked for mail at that address from time to
time and on one such occasion found a notice that a Certified letter was being
held for him at the Post Office. On checking the Post office, however, no
record of the letter was found. The notification letter of June 14, 1982,
addressed to the Claimant was hand-delivered to the Claimant by Richard J.
Jones, a Carrier Representative. There was some question on the matter of his
reluctance to accept that letter because Mr. Jones was unable to advise him of
its contents. The letter was delivered to him nonetheless as documented in
Exhibit 4-C of the Carrier Submission.
Now to deal with the contention made by the Claimant during the
Rehearing that the charges covered by the Carrier's letter of May 24, 1982,
were not sufficiently serious to warrant termination.
The specific charges filed against Claimant were a result of his
conduct in the Ramada Inn, Ogden, Utah, on the night of April 24, 1982, and
were set forth in the original Award together with supporting evidence. There
is no need for repetition at this point. The charges were not refuted in the
original Board Hearing since the Claimant was not there nor was he present at
the Investigative Hearing conducted by the Carrier. At the Rehearing, the
Claimant admitted to differences with the Hotel Clerk but minimized his own
actions as to creating a disturbance. Claimant also stated there was some
problem about paying extra for a separate room but that he later returned and
offered to make such payment.
During the Rehearing the Grievant made no reference to previous
disciplinary actions which were,taken into account by the Carrier in its
decision to terminate his services.
DISCUSSION OF FINDINGS
Claimant's allegation of misrepresentation is to the effect that he
did not authorize the Organization to represent him in the handling of his
grievance. This falls for lack of support in provisions of the Railway Labor
Act and the terms of the applicable Labor Agreement. It is basic in the
handling of Railway Labor claims and grievances that the Organization was duty
bound to represent him under its responsibility as the duly authorized
Representative of his craft or class. Thus, when the Carrier filed charges
against Claimant in its letter of May 24, 1982, and set a date for an
Investigative Hearing, it was required to file a copy of the charges and
notice of Hearing with the General Chairman. He did not need any special
authorization from Claimant to proceed in fulfilling his responsibility as
Claimant's authorized Representative. This is the usual manner for handling
grievance matters on the Railroad as prescribed in the Act as set forth in
Section 153 First (i) quoted above.
Award Number 26058 Page 7
Docket Number MS-25095
The Organization's actions as Representative of the Claimant began
in May, 1982, soon after the charges were filed and a date was set for the
Investigative Hearing. As such Representative, actions continued through the
rest of 1982 by various efforts, first in arranging with the Carrier for
postponements, and later in appeals for reversal of the termination. It was
not until April, 1983, some eleven months after the charges were filed, that
any notice was received by the Carrier that Claimant had elected to retain his
own Counsel to represent him. It was then, and only then, that the
Organization was relieved of its responsibility to represent him as a member
of the craft or class.
Thus, we must conclude that the organization acted in accordance
with its statutory obligations in proceeding to represent Claimant in his disciplinary problems with
to the Organization's persistent efforts in his behalf.
On the point that Claimant alleges he did not receive notice of the
Investigative Hearing it must be noted that the notices were sent to him via
Certified Mail as is the usual practice with notices of this kind. They were
sent to the address he had supplied the Carrier authorities. His failure to
receive the notices was due to his own indifference to the need for picking up
his mail regularly at that address or, as an alternative, change his address
at the proper Carrier Office. His failure to act responsibly on these matters
can only be characterized as negligence. Certainly the Carrier cannot be
faulted in following the usual procedures by sending such mail notices via
Certified Mail at the address listed with them by the employe. Also, in
another instance, to make sure he received the notice, the Carrier sent a
Representative to hand-deliver a notice of Hearing to Mr. Martin. During the
Rehearing Claimant admitted that the Carrier Representative attempted to
deliver a letter to him, but he stated he refused to accept it.
Thus, we must conclude that if Claimant did not receive the Hearing
notices, as alleged, it was due to his own conduct and the Carrier cannot be
held at fault. It certainly cannot be said that the Carrier violated its duty
under the Agreement to provide the Claimant with notice that an Investigation
had been scheduled.
Now we come to Claimant's account of the events at the Ramada Inn on
the night of April 24, 1982, which led to his termination. During the
Rehearing he admitted to having differences with the Hotel Clerk over his room
assignment. While his account of the incident tends to minimize the
seriousness of their confrontation, the reaction of the Hotel Clerk at the
time shows he felt Claimant's conduct was unacceptable. Thus, that same night
he made a long distance call to Chicago and reported the matter to the General
Manager of Amtrak Crew forces. It is also important to note his written
report of the incident included a comment that Claimant's conduct was unjust
and that future problems of this kind should not be allowed to occur. The
quantum of evidence as reviewed herein and also in the original Award supports
a finding that Claimant was guilty of violation of the Rules as charged.
Award Number 26058 Page 8
Docket Number MS-25095
Once guilt was established it was entirely within the Carrier's
rights to consider Claimant's past service record in determining the extent of
discipline warranted. While we might recognize merit in the argument that
this single offense was not sufficiently serious to warrant termination, we
must also recognize that his past record was not good. He had been
disciplined previously on five separate occasions for Rules violations and
some of them were for the same Rules as in this case. In all of the previous
cases the violations were deemed sufficiently serious that each time he was
suspended from service for periods varying from 5 to 90 days. Suspensions of
this kind are imposed to serve as a warning to employes that Rules violations
will not be tolerated. The record in this case does not indicate that this
approach was effective with the Claimant. Thus, we do not disagree with the
Carrier in reviewing Claimant's past record and its decision to terminate his
services. We find the Carrier's action just and reasonable in the
circumstances reviewed herein.
A WAR D
On the basis of a full review of the evidence and argument as set
forth above, the Board hereby affirms its original Award (24880) in this case,
and denies the Claim.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Attest.
Nancy J/Wr - Executive Secretary
Dated at Chicago, Illinois, this 11th day of June 1986.