NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number TD-26063
(American Train Dispatchers Association
PARTIES TO DISPUTE:
(Atchison, Topeka and Santa Fe Railway Company
STATEMENT OF CLAIM: "Claim of the American Train Dispatchers Association that:
(a) The Atchison, Topeka 6 Santa Fe Railway Company (Carrier)
violated its Train Dispatchers' schedule working conditions Agreement,
including Article I, Section 1-c thereof, when, beginning at approximately
9:45 P. M. on February 17, 1983, it permitted and/or required employees not
covered by said Agreement to effectively transmit and/or issue to field train
order offices by electronic equipment and/or another technological method, the
contents of written instructions (Track Condition Messages 'TCM') to be
delivered to train and engine crews (including yard engine crews at certain
locations) restricting the use or cautions to be taken in the use of main
tracks, sidings, and/or local auxiliary tracks, not initially covered by train
orders but which are related to Trick Train Dispatchers' responsibility for
the movement of trains on various portions of the Middle Division.
(b) Because of said violation referred to in paragraph (a) above
which occurred at approximately 9:50 P.M. on April 30, 1983 when an employee
not covered by the Train Dispatchers' Agreement transmitted and/or issued
(1) TCM if 122 relating to the 2-5-G-B-L, MPIR, SCSM
Districts of the Middle Division, the Carrier shall
now compensate Claimant M. L. Stagner one (1) days
pay at the rate applicable to Trick Train Dispatcher;
and
(2) TCM 5122 relating to the 1-3-4-D Districts of the
Middle Division, the Carrier shall now compensate
Claimant B. N. Pendley one (1) days pay at the rate
applicable to Trick Train Dispatcher; and
(3) TCM $ 122 relating to the O-E-C-M Districts of the
Middle Division, the Carrier shall now compensate
Claimant C. L. Cowel one (1) day's pay at the rate
applicable to Trick Train Dispatcher.
(c) Because of said violations referred to in paragraph (a) which
may occur on and subsequent to May 1, 1983, the Carrier shall compensate the
successively senior unassigned qualified Train Dispatcher available in the
Newton, Kansas office as of each respective hour and date when any TCM is
initially transmitted and/or issued by an employee not covered by the Train
Dispatchers Agreement, relating to
Award Number 26073 Page 2
Docket Number TD-26063
"(1) the First and Fourth Districts of the Middle Division
or any portion thereof, one (1) day's pay at the rate
applicable to Trick Train Dispatchers; and/or
(2) the Second, Third, 5th, Douglass, Great Bend, Larned,
Little River, Minneapolis, Salina, and Strong City
Districts of the Middle Division or any portion thereof,
one (1) day's pay at the rate applicable to Trick Train
Dispatchers; and/or
(3) The Oklahoma, Cushing, Enid, OC-A-A Districts of the
Middle Division or any portion thereof, one (1) day's pay
at the rate applicable to Trick Train Dispatchers.
(d) In the event no qualified unassigned Train Dispatchers are
available on any of the respective hours/dates referred to in paragraph (c)
above, the claim is made on behalf of qualified Train Dispatchers available in
the order of preference specified in Article II, Section 10-b-1 of the
schedule Agreement, as amended and at the appropriate rate.
(e) The hours and dates when the TCM's referred to in paragraph (c)
above, and the identities of eligible individual claimants entitled to
compensation requested in paragraph (c) and/or (d) above are readily ascertainable from the Carrier'
determined by a joint check thereof in order to avoid the necessity of
presenting a multiplicity of daily time claims."
OPINION OF BOARD: The Organization alleges herein by letter of May 26, 1983,
that the Carrier has violated the Scope Rule of the Agree
ment. The Claim before this Board is that beginning on February 17, 1983, the
Carrier utilized employes not covered by the Agreement to issue Track
Condition Messages (hereafter referred to as TCM's) which are specifically
reserved to Trick Train Dispatchers by the Scope of the Agreement which states
in relevant part:
"Positions of trick train dispatchers shall
include positions, the duties of which are
to be responsible for the movement of trains
by train orders, centralized or other Traffic
Control Systems ...such as electronic equipment
and/or other technological methods, where
required. Trick train dispatcher positions
shall supervise forces employed in handling
train orders, keep necessary records incident
thereto, and perform related work
...."
The Organization maintains that "the work of... issuing initial
written instruction" rests with the Train Dispatchers by Agreement and was
herein violated when strangers to the Agreement were "effectively preparing
and issuing the contents of instructions formally initially covered by train
orders". As a transfer of work occurred, the Organization maintains a
continuing Claim with a day's pay for each infraction.
Award Number 26073 Page 3
Docket Number TD-26063
The Carrier flatly denies such allegation and among arguments on
property raises a large number of points. Among these the Carrier argues that
Clerks are not issuing train orders, that there is no violation of the Scope
Rule, that the Organization has failed to prove exclusivity, that the Claims
are excessive, without Agreement penalty provision, and the Clerk never issues
TCM's directly to any train crew.
A careful review of the instant case indicates that the Scope Rule
herein disputed is a specific Rule listing the nature of work specified to a
position and therefore not requiring a showing of exclusivity. The work
herein assigned to Trick Train Dispatchers is the movement of trains by train
orders. Probative evidence by the Organization with regard to the Eastbound
freight establishes that
TCM's
are indeed train orders as covered by the
Agreement as they relate directly to the movement of trains. As such, the
Organization's contention of the "initial" issuance is of direct relevance and
supported by the record. Under the Scope of the Agreement, the issuance of
train orders (of which TCM's are included) are restricted to Trick Train
Dispatchers. They initially issue such orders and other employes transmit
them. The record herein supports the fact that Clerks are issuing the
TCM's
and, as such, the Carrier is in violation of the Agreement. It is neither
relevant that the Clerks are not directly issuing the order to train crews,
nor that the
TCM's
are ultimately under the control of the Dispatcher for
review and release.
This Board has carefully reviewed other arguments and finds that the
CRT is
not an issue in this dispute (see Third Division Award 13189). Carrier
arguments that nothing has changed in practice except the method of obtaining
information is not supported by the record. TCM's have to do with the movement of trains and therefo
CRT's,
the TCM's are initially being created by nondispatchers and then
provided to the Dispatchers. This is a violation and therefore Part (a) of
the Claim must be sustained (see Third Division Awards 23485, 11983).
The only remaining issue to be resolved is the penalty for Carrier
violation. The Organization maintains that the violation requires one (1)
day's pay at the applicable rate for each day of occurrence of this continuing
violation. The Carrier maintains there is lack of support for a continuing
violation and more importantly, that these are excessive Claims whereby Claim
is made for a day's pay "for each of three dispatchers for a total of 24
hours' payment each date when only a few minutes of work is performed."
It is clear from the record that only a few minutes is actually
involved. Such is-not disputed by the Organization. As such is the case,
this Board invokes the doctrine of de minimis non curat lex and denies all
elements of the Claim with respect to compensation. A penalty to enforce the
Agreement is required by the organization, but this Board finds in the case at
bar, that such is neither contract provided, nor commensurate with circumstances. This Board is cons
de minimus grounds.
Award Number 26073 Page 4
Docket Number TD-26063
FINDINGS: The Third Division of the Adjustment Board, upon the whole record
and all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor Act
as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
That the Agreement was violated.
A W A R D
Claim sustained in accordance with the Opinion.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Attest:
Nancy J. -Executive Secretary
Dated at Chicago, Illinois, this 8th day of July 1986.
/ ~~tIVED
C.i~ Y)
,
CARRIER MEMBERS' DISSENT
TO
AWARD 26073, DOCKET TD-26063
(REFEREE ZUSMAN)
The Majority denied the Organization's continuing claim for eight hours
pay, three shifts per day, five days per week, for a few minutes work performed
once a day on an irregular basis. Setting forth the claim is sufficient to
demonstrate the soundness of the Majority's holding in rejecting such inappropriate relief.
Unfortunately, such sound reasoning did not extend to the Majority
holding on the merits. The position of the Carrier was set forth in detail on
the property in its letters of June 13, 1983, and September 26, 1983. In the
letter of June 13, the Carrier, in pertinent part, stated:
"Prior to the commencement of TCM's on February 18, 1983,
the same information was contained in written form as 'Trainmaster
Instructions.' However, due to the cumbersome method and the delay
of having to continually issue additions and deletions thereto,
it was decided to have most of these instructions contained in the
computer, which would be easily updated, and then such instructions
could be issued by a dispatcher as part of the clearance card. The
train crew then would up-to-date instructions. The only time such
information was covered by train orders was to cover the period of
time needed in which to get the new instructions issued under Trainmaster Instructions, which is sti
"Your contention that a clerical employe (87 Clerk-Newton)
is preparing and/or issuing certain track condition information to
train and engine crews (including yard engine crews) is not correct.
Information received from out on the line is funneled into this
clerical employe who inputs such information into the computer via
CRT. The clerical employe then prints out the complete TCM and
'highlights' the changes made by him in yellow which is then passed
to the Assistant Chief Dispatcher who either approves the changes
or makes corrections thereto. Once approved by the Assistant Chief
Dispatcher nothing further is done with the TCM's until a dispatcher
issues them to a particular train crew. The trick dispatcher is responsible to see that the TCM's ar
on each clearance card. As can be seen, TCM's are under the complete
jurisdiction and control of dispatchers."
Page 2 Dissent to Award 26073
In its letter of September 26, the Carrier, in pertinent part, stated:
"FIRST: The instant disputes are null and void for the reason
that clerical employes are _not performing work re
served exclusively to Dispatchers, clerks are not issuing
train orders or TCM's to train crews but only performing work
that has been performed by Clerks, Trainmasters and Assistant
Trainmasters, Supervisor of Operations, Agents and other
exempt employes for years across the Carrier's System by using
the advanced technology and scientific improvement of equip
ment (CRT Machines) to provide up-to-date dependable and
quality information previously contained in the 'Trainmaster
Instruction' booklet and/or updated therein in order to oper
ate the railroad in a more efficent and economical manner.
Also, in this connection, I refer you to Letter of Agreement
dated March 31, 1981, wherein '...it was agreed that operating
practices in existence prior to the effective date of the
revised Scope Rule (April 1, 1981) are considered to be in
conformity with the revised Scope Rule.' Thus, since this
type of handling was in effect prior to April 1, 1981, such
practice is not in violation of the Scope Rule.
"SECOND: The CRT Machine is simply a tool by which an employe
may perform his own duties in a more productive and
efficient manner. The clerical employe's usage of the CRT
device eliminated the need for a duplication of work, i.e" a
single operation simultaneously accomplished a result that
formerly was the product of several work activities. The
basic fact remains that the use of the CRT equipment was only
a tool or instrument to facilitate the basic responsibility of
the clerical employe who initially generated the work which
was his/her responsibility
....
...[T]he clerical employe is performing the same
work functions both prior to and after utilizing the advanced
technology of the CRT program
...."
The facts set forth in the Carrier's letters were never refuted by the
Organization. The Majority paid no mind to the past practice evidence presented
by the Carrier on the ground that the Scope Rule is specific, thus rendering
moot any issue of exclusivity. The Referee chose to ignore the Letter of
Agreement of March 31, 1981, wherein the parties specifically agreed that
practices in existence prior to the effective date of the Scope Rule would be
permitted to continue without regard to the Scope Rule. Thus, even if the
Page 3 Dissent to Award 26073
Scope Rule were specific, which it is not, the undenied past practice demonstrated by the Carrie
It is noteworthy that in the two Third Division Awards relied upon by
the Referee, Nos. 23485 and 11983, exclusivity was relied upon in Award 23485,
not specific Scope Rule provision; and Award 11983 involved a claim which is
not even remotely similar to the facts or issues of this dispute.
For all the above reasons, the Carrier Concurs and Dissents to the
Majority Award.
y
Jifi-IL,
J
ip, U
R. L. HICKS
M. C. LESNIK
P. V. VARGA
ell
J E. YOST
Irt&JR KP2"9ER' 3
CONCURRING OPINION AND
DISSENT
to Award
26C73 - Docket TD-26063
(Referee Zusman)
The Majority found correctly that the creation of Track Condition
Messages by other than train dispatchers was a violation of the Scope
Rule, and sustained the claim in part. 'he Carrier Members' Dissent
does not detract from the Award's significance for the integrity of the
Scope Rule.
The Majority also held correctly, rA penalty to enforce the Agreement
is required by the Organization.* The Award then proceeds to deny the
monetary aspect of the claim, citing the doctrine of de minimis non curat
Nine Awards were presented in panel discussion on behalf of the
Employees, +ypified by these examples:
Third
Division
Award
7576:
r
. . We do not deem it material that the work removed from
the Agreement appears to be limited in amount. Whether it
be limited or substantial is not controlling--the fact that
work was removed is what is material.!
Fourth Division Award 3692:
*The fact that the Agreement does not 'contain a provision providing a penalty . . .' does not d
claim, arty more than the other Carrier contentions . . . ."
Third
Division
Award
21663:
"Yet integrity of contract requires more than reversal to the status quo, elsewise unilateral vi
take place with impunity. Some kind of convincer is required,
r
Scores more in like vein could have been supplied.
Awards denying compensation, in spite of proven, flagrant, planned,
deliberate Agreement violations are, fortunately, rare. The thoughtful
reader should consider the circumstances surrounding h6ldings such as
this.
Section 152, First, of the Railway Labor Act enjoins those governed
by its terms:
Labo-Kemberls Conc·lrrire Oninion and Dissent to :ward 26073 - Docket TD-26063<
"It shall be the duty of all carriers, their officers,
agents, and employees to exert every reasonable effort to
make and maintain agreements concerning rates o= pay, rules,
and working conditions, . . ."
Award 26073 finds, in effect, that this Carrier did not fulfill its duty
to exert a reasonable effort to maintain its Agreement with its train
dispatcher employees. Hut, the Carrier is assessed nothing as a deterrent
to discourage it from disdain of its agreements.
Awards such as this, instead, encourage violations. The Carrier
has nothing to lose. It can test the agreements and the forebearance
of its employees, at no risk.
By contrast, we have yet to witness any carrier waiving its authority to discipline an errant em
not personally enriched by his rule infraction. The employee pays a
disciplinary penalty, as a deterrent to rule infractions and to serve
as an example to others.
While we concur in the finding that the Agreement was violated,
we dissent to the Award's'failure to assess monetary penalty. We
see, in the Award, the Employees ris1.: the integrity of their Agreement
the Carrier risks nothing.
"Some kind of convincer was required." None was supplied. That
is the basis for this dissent.
R. J. Irvin
Labor Member
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