NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number MW-26089
Lamont E. Stallworth, Referee
(Brotherhood of Maintenance of Way Employes
PARTIES TO DISPUTE:
(Soo Line Railroad Company
STATEMENT OF CLAIM: "Claim of the System Committee of the Brotherhood that:
1. The thirty (30) working days of suspension imposed upon Flagperson L. J. Peterson, for allege
signals at Monroe and Adams Streets
....'
was arbitrary, without just and
sufficient cause and on the basis of unproven charges (System File 13-6(a)
//1627/800-16-A-69).
2. The claimant's record shall be cleared of the charge leveled
against her and she shall be compensated for all wage loss suffered."
OPINION OF BOARD: The basic facts are undisputed. Claimant is employed as a
Flagperson whose regularly assigned duty hours were from
12:01 A.M. to 8:01 A.M. As a Winneconne Avenue Tower Operator, Claimant's
duties included operating remote controlled manually activated crossing signal
devices at Adams and Monroe Streets at Neenah, Wisconsin.
On August 23, 1983, the crossing signals did not operate for trains
approaching at 2:50 A.M. and 3:55 A. M., respectively.
Subsequent to an Investigation by Carrier, Claimant was notified by
letter on August 26, 1983, that she was being suspended for negligence.
There are basically two issues involved in the instant case. The
Board will address the procedural argument first.
Although Carrier's August 26, 1983 letter failed to advise Claimant
of her right to a Hearing under Rule 13-6(a) of the Agreement, Claimant timely
requested a Hearing in a letter dated September 1, 1983, under the provisions
of Rule 13-6(b).
Thereafter, Carrier responded by letter dated September 6, 1983, that
a Hearing was scheduled for September 9, 1983. Following the Investigative
Hearing, Claimant's suspension was upheld and assessed to run thirty (30) working days concurrent wi
The Organization contends Carrier's failure to inform Claimant of
entitlement to a Hearing when she was suspended is a violation of the Agreement. Further, the Organi
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Docket Number MW-26089
The Rule states in pertinent part:
"Rule 13-Time Limit on Claims Grievances and Discipline.
6. (a) An Employee who has been in the service 60
days or more, and whose application has been approved, if disciplined or dismissed, will be
advised of the cause for such action in writing,
and also advised of his right to a hearing.
(b) An Employee disciplined or dismissed shall
have a fair and impartial hearing, provided that a
written request is presented to the Roadmaster or
Regional Engineer within 10 days after date of
advice of discipline. Hearing shall be granted
within 10 days thereafter, and decision will be
rendered within 10 days after date of hearing."
while Rule 13-6 (a) does contain a requirement to advise, the Board
notes that Carrier complied with the provisions of Rule 13-6 (b) and properly
scheduled a Hearing eight days after Claimant's request was made in writing.
The Organization also contends that it was not afforded sufficient
time to prepare a proper defense, particularly in view of the technical nature
of the testimony developed at the Hearing.
The record clearly shows that the Organization did not object to the
Hearing date assigned. There is no suggestion whatsoever in the record that
the Organization was not fully prepared to defend Claimant at the Hearing or
that additional time was needed for such purpose.
Therefore, in the Board's view, no harm was done, Claimant was afforded a fair and impartial Hea
Given that no infringement of Claimant's procedural rights are shown
arising out of the Agreement, the Board cannot give any weight to the Organization's objection.
The Board turns now to the substantive issue of whether or not there
is conclusive evidence to support the charges against Claimant.
Briefly, the highway crossing signals at Monroe and Adams Streets are
activated manually from the control tower that was manned by Claimant.
She testified that she turned on the crossing signals for the approaching trains, that she did n
that to her knowledge the lights were working and she was aware and alert at
the time.
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Docket Number Mw-26089
Carrier asserts the only reason the signals would not have worked
would have been that Claimant did not turn them on.
The evidence presented by Carrier's witnesses is circumstantial.
Carrier's Relief Signal Maintainer stated he inspected the crossing
signals just after the incident and found them to be in good working order.
Carrier's Assistant Regional Engineers conducted an Investigation
over a period of two days and testified that watch persons on duty before and
after Claimant, the same day and following day, experienced no equipment
problems whatsoever.
Their testimony in uncontroverted that all signals inspected were in
proper operating condition, there was no mechanical malfunction before or
after the incident and no unusual or environmental factors could have caused
the system to malfunction.
While the Organization disputes the testimony of the Carrier's
witnesses as conjecture and speculation, it does not offer evidence to
contradict the facts developed at the Investigation which clearly establish
that the signals at both crossings were in working order.
The Organization's major defense is that Claimant did nothing improper and Carrier did not prove
crossing signals was due to operator negligence.
After a careful review of the Transcript of the record, the Board is
satisfied that such assertions by the Organization are without merit. Carrier
conducted a proper and thorough Investigation examining all possible explanations for the failure be
Although the evidence is circumstantial, it is substantial nonetheless. The Board has often held
where no other explanation of the occurrence is plausible. See Third Division
Awards Nos.: 20781, 22635, 12491. In the later Award, the Board stated:
"The mere fact that the evidence is circumstantial,
makes it no less convincing and the Board cannot
say as a matter of law that the Carrier was not
justified in reaching its conclusion following the
trial.
In Award No. 21419, this Division said:
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Docket Number MW-26089
"The main difference between circumstantial evidence and direct evidence is that the former
requires inferences to be drawn from the facts
disclosed. The probative value of such proof
depends upon the compelling nature of the inference
required."
and:
...
(the) mass of the evidence against them is
circumstantial. But the direction and weight of
the evidence all point inescapably to the conclusion that Claimants are culpable. In our considered
supports the findings against them. Nor, in the
circumstances can we say that the discipline
assessed was arbitrary, unreasonable or capricious."
Although Claimant in the instant case denies it, the evidence in the
record overwhelmingly establishes that the only opportunity for error was
failure of the operator to activate the system.
Considering the seriousness of the unsafe condition which resulted
from the signals being not activated by Claimant, the discipline assessed was
reasonable based on the record. Accordingly, the Claim is denied.
FINDINGS: The Third Division of the Adjustment Board, upon the whole record
and all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor Act
as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
That the Agreement was not violated.
Award Number 26135 Page 5
Docket Number MW-26089
A W A R D
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Attest:
Nancy J. DEver - Executive Secretary
Dated at Chicago, Illinois, this 19th day of September 1986.