NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number SG-26310
(Brotherhood of Railroad Signalmen
PARTIES TO DISPUTE:
(Southern Pacific Transportation Company (Western Lines)
STATEMENT
OF
CLAIM: "Claim on behalf of the General Committee of the
Brotherhood of Railroad Signalmen on the Southern
Pacific Transportation Company (Western Lines):
(a) Claim on behalf of Mr. B. G. Wimberly, Jr. who was removed fran
service between January 13 and May 1, 1984, in connection with changes of
dishonesty and indifference to duty involving a broken gate arm at 11th Ave.
in Portland, Oregon, on August 19, 1983.
(b) Carrier should now be required to reimburse Mr. Wimberly for
all lost time and benefits during the period that he was removed fran service
of the Carrier."
OPINION
OF
BOARD: At the time of the relevant incident, Claimant had over
seven years seniority with the Carrier and was employed as
a relief Signal Maintainer.
According to Claimant, while on his way to work on August 19, 1983,
he overheard a radio communication between an Operator and a train crew discussing a broken gate tip
Oregon. Claimant, realizing that the gate was in his District and he was
therefore responsible for it, took it upon himself to inspect the crossing
prior to reporting to work. According to Claimant, at approximately 6:20
A.M., he arrived at the 11th Street location which involved a merger of three
streets at one crossing. Claimant did not find a gate tip on the ground but
found all the gates in an upright position. Claimant nevertheless proceeded
to perform tests on the crossing gates and they performed in a normal fashion.
Claimant was satisfied that no life endangering situation existed at the crossing and proceeded to t
Shop at 6:45 A.M. Claimant's normal starting time on that date was 7:00 A.M.
Claimant testified that after arriving at the Shop, he was
approached by Signalman H. I. Storie who informed Claimant that there was a
call from an operator concerning a broken gate at 11th Street. In order to
verify that the call Storie was referring to was not the result of another
malfunction occurring after he performed his inspection and tests and left the
site, Claimant testified that he asked Storie what time the call cane in.
Claimant then called Signal Supervisor C. R. Beasley and notified Beasley that
he was already at the llth Street site and found nothing and he would need
further time at that location to make sure there was absolutely nothing wrong.
Claimant then returned to the llth Street site and retested the gates. The
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Docket Number SG-26310
gates acted in a normal fashion for two tests. However, on the third test,
one of the gate tips did touch the street. Claimant then returned to the Shop
and called and consulted with Signal Construction Supervisor R. L. Harkins who
instructed Claimant to call a Maintenance Foreman at Salem, Oregon. Claimant
did so and that Foreman stated that he did not have replacement rubber stops
and Claimant should simply reverse the positions of the up and down stops.
Claimant returned to the 11th Street site, performed the switch, and the gates
operated normally.
Because he performed work prior to his starting time which was not
continuous with his regular working hours, Claimant testified that he put in
an overtime claim for two hours and forty minutes under Rule 18 of the Agreement ("EYnployes release
outside of and not continuous with regular working hours, shall be paid at a
minimum allowance of two (2) hours and forty (40) minutes at the time and
one-half rate...").
At the December 14, 1983, Hearing, Signal Supervisor Beasley testified that he had a conversation wi
According to Beasley, Storie told him that he received a phone call on August
19, 1983, about a broken gate at 11th Street and when Claimant arrived, Storie
informed Claimant of the malfunction. According to Beasley:
"Storie stated a few minutes later he noticed
Wimberly had written down a call on his time
roll for replacing the gate arm at 11th Street.
Storie said he told Wimberly he shouldn't put
in a call when he didn't even go. Storie stated
Wimberly responded, 'I don't see why not'."
At the December 14, 1983, Hearing, Signal Construction Supervisor
Harkins testified that on October 21, 1983, he met with Claimant and
questioned him about the propriety of claiming overtime for the August 19,
1983, gate repair. Harkins testified that he concluded that Claimant
falsified his overtime claim on August 19. This conclusion was based in part
upon Storie's alleged statement that when Storie advised Claimant of the call,
Claimant did not indicate to Storie that he previously checked the gates.
Harkins acknowledged that in the event a crossing warning system malfunctions,
a Signalman should respond to the type of radio call Claimant asserted that he
heard on the morning of August 19.
The Carrier also produced Signalman Storie. At the Hearing on
December 14, 1983, Storie testified that he received a call from an operator
at about 6:20 A.M. on August 19, concerning a broken gate at 11th Street. The
operator asked Storie to relay the information to the Signal Maintainer.
According to Storie, at approximately 6:45 A.M., Claimant arrived at the Shop
and Storie informed Claimant of the broken gate. Storie then testified contrary to Beasley and Harki
matter to Beasley. The Hearing officer then stated:
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Docket Number SG-26310
"Mr. Storie, this hearing is being held for
the purpose of developing facts and this hearing
officer will not tolerate a convenient forgetfulness. I want you to understand that I have
serious misgivings about the testimony that
you're giving me. You cannot conveniently forget a serious matter regarding dishonesty, and
I want you to do your best to remember this
incident. Wye have testimony that directly
involves you and I'm not inclined to believe
that an officer of the company would be dishonest in relating that testimony."
Storie then testified that after he told Claimant that there was a
call concerning a broken gate, Claimant "said 'okay, yeah,'...[and] asked me
what time they called me." According to Storie, Claimant then called Beasley.
Storie admitted that he could not hear the Beasley conversation. Storie
testified that with respect to whether Claimant actually did the work prior to
his starting time as he claimed "I didn't know whether he went out before that
or not."
During an adjourrnnent between Hearing dates, Carrier suspended
Claimant from service. By letter dated January 13, 1984, from Harkins to
Claimant, Claimant was informed:
"Upon receipt of this letter you are suspended
fran the service of the Southern Pacific Transportation Company pending the outccane of the
investigation concerning your alleged failure
to canply with the provisions of Maintenance
of Way and Structures Rules 801 and 802."
At the Hearing on January 23, 1984, Harkins testified that the
reason Claimant was suspended fran service was:
"After recessing the last investigation, I found
additional witnesses that corroborated Mr. Beasley's
testimony about what he was told by Howard Storie.
Based on this and other discrepancies and Mr. Winberly's story, [I] felt that it was now necessary
to remove him from service because I felt that
charge of dishonesty was conclusive."
When asked who the additional witnesses were, Harkins identified Beasley
(again) and Signal Foreman Patrick Fogarty.
Concerning the "additional" witnesses, Beasley testified about a
conversation that was clearly hearsay and further testified that Storie had a
certain degree of animosity towards Claimant. Specifically, Beasley testified
that he had a conversation with Storie wherein Storie told Beasley that he
felt Claimant did not respond to the call on August 19 in such a fashion that
would entitle Claimant to the overtime claim.
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Docket Number SG-26310
Fogarty testified that he also had a conversation with Storie and
Storie related the August 19 incident. According to Fogarty, Storie stated
that he questioned Claimant about claiming the two hours and forty minutes and
Claimant allegedly responded "why not?".
on January 24, 1984, Storie testified again. Storie first directly
contradicted Beasley. Storie was read Beasley's testimony concerning their
conversation. Storie testified "it is very doubtful that I had a conversation
with him because me and Mr. Beasley have not seen eye to eye . ." Storie
then proceeded to completely change his prior testimony. Storie testified:
"Okay, Mr. Lewis, since you want to keep
digging and bringing this up, I feel that, as
a Brotherhood of Railroad Signalman, a lapse
of memory was a very good conversation but,
since you are bringing it out, I feel that
Mr. Wimberly is guilty on the fact that he did
not state he went out, he did not know about it
the morning I notified him and that, when I told
him, he was mad because they did not call him at
hone and that he said he was going to turn in
two hours and forty minutes and I told him he had
better not."
Storie further testified:
"[Q] On the morning of August the 19th, did the
events take place as you described them?
[A] In my earlier testimony, in my earlier
testimony, no.
* *
[Q] Do you have any reason to lie here today?
[A] No, I don't and the reason I did before was
I was trying to protect Bill [Claimant]."
Storie then testified that Claimant told him that he did not go out
on the call. Claimant denied any conversation to that effect and consistently
maintained that he performed the work as claimed. It is undisputed that Claimant had no obligation t
Storie again testified that he simply concluded that with respect to
whether or not Claimant actually performed the work prior to arriving at the
Shop on August 19, "I have no idea what Wimberly did before he got to the
Shop" and, with respect to whether Claimant was notified of the malfunctioning
gate prior to arriving at work, Storie testified, "I just don't feel that he
was notified."
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Docket Number SG-26310
The Hearing Officer recommended that Claimant be dismissed. The
Hearing officer found:
"Evidence adduced at hearing supported charges of
dishonesty in that Mr. Wimberly falsely reported
and received compensation for an overtime call he
did not make. Carrier witness Howard Story [sic]
presented extremely convincing testimony which
must be given considerable weight account of his
dramatic shift of allegiance during the course of
the hearing. Testifying early that he remembered
nothing, Mr. Story confessed later that he had lied
in an attempt to protect his friend Mr. Wimberly
...."
On February 2, 1984, Claimant was dismissed from service for
violating Carrier's Rules 801 and 802 which prohibit dishonesty and indifference to duty.
Notwithstanding all of the above, on May 1, 1984, Claimant was
restored to his Signalman position.
Because of the issues involved in this matter and our ultimate
disposition of the Claim, we have found it necessary to detail the testimony
as set forth above. The standards involved in our review function are certainly well-established. We
nor do we decide what we might or might not have done on a de novo basis. Our
function is to determine whether or not there is substantial evidence in the
record to support the Carrier's decision. If substantial evidence exists,
then the Carrier's decision with respect to the penalty imposed cannot be set
aside unless it was discriminatory, unjust, unreasonable, arbitrary or capricious, so as to constitu
21299; 21241; 21236; 13127; Second Division Award No. 7325. In this regard,
the evidence presented cannot be flimsy. Third Division Award No. 21109. On
the basis of our careful review of this record, we must find that there is not
substantial evidence in the record to support the Carrier's decision to terminate Claimant.
First, the Carrier's entire case depends upon Storie's testimony.
Storie admittedly lied and changed his testimony. Under the circumstances of
this case, in light of Storie's admitted false testimony, we feel corroborating evidence is required
Claimant admitted that he did not perform the work. Claimant steadfastly
denied ever making such an admission and consistently maintained that he
performed the work prior to arriving at the Shop. The Carrier urges that we
consider the testimony of Beasley and Fogarty that Storie told them that he
felt that Claimant had not performed the work. That testimony is not corroborative that Claimant put
from being contradictory (e.g. Storie denied that he had the conversation
attributed to him by Beasley) is clearly hearsay ahd at best, simply reflects
what Storie concluded - not what actually transpired. Under the circumstances, such hearsay cannot r
falsified his testimony.
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Docket Number SG-26310
Second, an examination of Storie's account leads us to the finding
that Storie came to the conclusion that Claimant did not perform the work on
August 19, because Claimant did not so inform Storie of that fact when Storie
told Claimant about the call. Yet, it is undisputed that Claimant does not
report his overtime to Storie. Claimant's inquiry of Storie as to the time of
the call was explained and remains unrefuted in the record. Claimant testified that he wanted to be
made the test and inspection so that he could be certain that the signal was
not malfunctioning again. Such an explanation is clearly logical.
Third, we are very cognizant of the fact that the Hearing officer
credited Storie. Under the circumstances of this case, we do not feel bound
by such a determination. The Hearing officer's early assessment of Storie
that he had "serious misgivings" about Storie's testimony is not, in our
opinion, eradicated in this record to a sufficient degree to demonstrate a
basis upon which such a change in credibility determination can be made from
the Hearing officer's standpoint. Lb need not determine where Storie's
allegiances ultimately ended up. Even after Storie changed his testimony,
glaring contradictions remained. As testified to by Beasley, Storie demonstrated a degree of animosi
of friendship for Claimant as the motivation for his giving false testimony.
This record just does not demonstrate, through substantial evidence, that the
version finally credited by the Carrier was worthy of belief. Although we are
normally very reluctant to do so, we believe that in this case, especially in
light of Storie's admitted false testimony and the lack of corroboration to
rehabilitate Storie's assertions, we can give little weight to the Hearing
Officer's credibility determination.
Fourth, there is simply no evidence to refute Claimant's testimony
that he heard the transmission about a malfunctioning gate and went to the
11th Street location to inspect the signal (which was in his District and was
his ultimate responsibility). Suspicions obviously existed from the Carrier's
standpoint. But suspicions do not constitute substantial evidence. The
evidence found in this record supporting the Carrier's determination is, to
say the least, flimsy. The Carrier's argument that Claimant requested the
wrong amount of compensation (i.e., that he should have only received a time
and one-half rate as opposed to the two hour and forty minutes minimum under
Rule 18) does not demonstrate that Claimant did not perform the work as he
asserts. At best, such an argument only demonstrates a miscalculation and
calls for an interpretation of the compensation provisions of Rule 18. Such
was not the basis of the discipline imposed. The discipline was imposed for
making the claim and allegedly not performing the work in the first instance.
Fifth, the other reasons asserted by the Carrier to justify the
termination, i.e., that Claimant did not accurately complete his paperwork
concerning the incident and that when questioned by Harkins on October 21,
1983, Claimant initially thought that a sheer pin as opposed to a defective
down stop caused the malfunction, do not change the result. Again, these
incidents may raise questions, but under the circumstances of this case, these
instances do not amount to substantial evidence to support a termination
decision.
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Docket Number SG-26310
In light of the above, we find it unnecessary to address the
Organization's argument that the Carrier prejudged Claimant's culpability when
it suspended him from service during the course of the Hearings.
The Claim is therefore sustained.
FINDINGS: The Third Division of the Adjustment Board, upon the whole record
and all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor Act
as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
That the Agreement was violated.
A W A R D
Claim sustained.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Attest:
-4ii
Nancy Ver - Executive Secretary
Dated at Chicago, Illinois, this 15th day of January 1987.