NATIONAL RAILROAD ADJUSTMENT BOARD
THIRD DIVISION Docket Number CL-26707
(Brotherhood of Railway, Airline and Steamship Clerks,
(Freight Handlers, Express and Station Employes
PARTIES TO DISPUTE:
(Terminal Railroad Association of St. Louis
STATEMENT OF
CLAIM:
"Claim of the System Committee of the Brotherhood
(GL-10053) that:
1. Carrier violated the Clerks' Rules Agreement when it issued discipline of actual dismissal to
following investigation held on February 25, 1985, Claimant being withheld
from service effective February 19, 1985, pending investigation.
2. Carrier's action violated Rules 23, 24, 26, 27, 28, 29 and 53 of
the Clerks' Agreement in effective between the parties.
3. Carrier shall now be required to reinstate Claimant Pickett to
service with pay for all time lost, seniority, vacation and all other rights
unimpaired and his personal record cleared of the investigation and all references thereto effective
week until allowed."
OPINION
OF BOARD: Claimant has a seniority date of February 23, 1963. During
an Investigation held on February 19, 1985, concerning
Claimant's alleged responsibility for a train delay and falsification of sta
tion records, the Hearing Officer in that matter, Senior Trainmaster B. P.
Sheeley, detected what he considered to be an odor of alcohol on Claimant's
breath and instructed Claimant to breathe in the faces of other Carrier Super
visors. Claimant ultimately refused to follow Sheeley's instruction on the as
serted basis that he felt that Sheeley's instruction was "illegal." Claimant
was removed from service and charged with insubordination and violation of
Rule G which concerns the use of possession of intoxicants while on the Car
rier's premises. At the time of the February 19, 1985, Hearing, Claimant was
not on duty, nor was he receiving pay for attending the Hearing. Claimant tes
tified that he laid off in order to attend that Hearing.
The Hearing on the insubordination and Rule G charges was held on
February 25, 1985. At the commencement of the Hearing, the Hearing Officer,
General Superintendent B. 0. Matthews, asked Claimant to identify his Representative. Claimant desig
Chairman 0. Burger. The Hearing Officer then refused to permit Scholbe to act
as Claimant's Representative since Scholbe (who was also a Carrier employee)
was a witness to the events on February 19, 1985. The Organization protested
that exclusion.
Award Number 26391 Page 2
Docket Number CL-26707
During the Investigation on February 25, 1985, Sheeley, Scholbe and
other Carrier witnesses testified that they did not see Claimant possess or
consume alcohol on the date of the first Hearing. Trainmaster J. A. DiPaola
testified that Claimant had red eyes and swollen features, but that condition
did not lead him to suspect that Claimant was under the influence of alcohol.
Those testifying specifically stated that Claimant did not act in a manner
that indicated that he was under the influence of intoxicants at the February
19, 1985, Hearing.
During the second Hearing, Claimant testified that he did not consume
alcohol on that date of the first Hearing and further did not have alcohol in
his possession at that time. Claimant testified that he was under medication
for a physical condition at the time of the first Hearing and had taken the
medication for his heart just prior to the commencement of that Hearing.
By letter dated March 5, 1985, the Carrier dismissed Claimant from
service for being insubordinate and violating Rule G.
With respect to the Organization's argument that the charge was not
precise within the meaning of Rule 23, we find that position to be lacking in
merit. Rule 23 requires that the employee be "furnished with a letter stating
the precise charge at the time the charge is made." Here, the letter dated
February 19, 1985, charged Claimant with "an alleged violation of Terminal
Railroad Association of St. Louis Operating Rule G and insubordination when
you were removed from service at 11:20 A.M., February 19, 1985, when you failed to comply with direc
Sheeley." Under the circumstances presented, we find that letter sufficiently
precise so as to inform Claimant of the nature of the allegations against him
to allow Claimant or the Organization the ability to adequately prepare a defense. The fact that Rul
not change the result since nothing in the Agreement requires such specificity
and the word "insubordination" is found in the letter, which conduct is
specifically prohibited by Rule M. See Third Division Awards 26276, 24295.
Further, there is no evidence that Claimant was surprised by any of the allegations or evidence at t
The Organization's argument that the appeals process was fatally defective thereby denying Claim
Carrier Official assessing the discipline after the Hearing and the Carrier
Official at the first level of appeal were all the same individuals cannot be
considered. This procedural argument concerning the multiplicity of roles of
a Carrier Officer in the appeals process was not raised on the property and
consistent with our prior Awards, where this procedural argument is not raised
on the property, we cannot consider it. Third Division Award 24357; Fourth
Division Award 3167.
With respect to the Organization's argument that the Carrier improperly denied Claimant represen
28 and 53 shows that although Claimant is entitled to representation by the
Award Number 26391 Page 3
Docket Number CL-26707
Organization, those rules do not provide that Claimant is entitled to a specific individual of h
was permitted to serve in accord with Claimant's request. Hence, we cannot
say that Claimant was effectively denied representation. Third, an examination of the record shows t
acting as Claimant's representative did not ultimately prejudice Claimant in
light of the thorough examination and presentation of Claimant's case by Burger. All of the facts an
Hearing Officer's determination to exclude Scholbe may have been unnecessary
since Scholbe's testimony was redundant on the facts concerning the charges,
and indeed, given the appropriate set of circumstances exclusion of Scholbe as
a representative could have resulted in a denial of representation sufficient
to justify our setting aside the disciplinary action, balancing of the above
factors persuades us that no effective denial of representation occurred here.
With respect to the alleged Rule G violation, the Carrier is correct
that it is not necessary that Claimant be on duty in order for the prohibitions of Rule G to apply.
"The use of intoxicants or narcotics by employees subject to duty, or their possession or
use while on duty, or while on Company premises,
whether subject to duty or not, is prohibited."
However, even though Rule G applies to Claimant by virtue of the fact
that he was on the premises, the Carrier nevertheless must carry the burden of
demonstrating by substantial evidence in the record that Claimant used or
possessed alcohol or narcotics prohibited by the Rule. Our close review of
the record leads us to conclude that the Carrier has not met that burden. The
evidence detailed above shows that Claimant allegedly smelled from alcohol.
All witnesses questioned on the subject denied seeing Claimant use or possess
an alcoholic beverage. Claimant denied the use or possession of alcohol on
the date of the first Hearing and explained that he was taking medication for
a heart ailment and had done so just prior to the commencement of the Hearing.
Further, all witnesses testifying on the subject agreed that on the day of the
first Hearing Claimant showed no outward manifestations of being under the
influence of alcohol or otherwise exhibited abnormal behavior. According to
the evidence in this record, Claimant was acting in an alert and rational
fashion and had no difficulty with physical movements. The only evidence in
the record to the contrary is testimony such as DiPaola's that Claimant had
red eyes and a swollen face. Even DiPaola concluded that such features were
insufficient to establish that Claimant was under the influence. Similarly,
we cannot conclude under the circumstances of this case that such a physical
description, in and of itself or even when coupled with the contention that
Claimant smelled of alcohol, amounts to substantial evidence sufficient to sustain the Rule G Claim.
cannot be considered substantial. Substantial evidence means more than a
scintilla and more than a suspicion. We find that the evidence in this record
only raises a suspicion and is not of the level to be considered substantial
and sufficient to sustain the Rule G violation. See Second Division Award
7187.
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Docket Number CL-26707
The remaining question concerns whether the Carrier has shown by substantial evidence that Claim
to breathe in the faces of Carrier Officers amounted to insubordination within
the meaning of Rule M which prohibits insubordination. Once again, a strict
reading of the Rule does not require the employee to be on duty for the prohibitions of the Rule to
employee to follow an instruction given while the employee is off duty in all
cases amounts to insubordination. However, in this case, Claimant was on the
premises at the time the instruction was given and upon balance we do not consider the instruction g
outright refusal to comply. Refusing a direct order is insubordination. The
time tested axiom of the work place is for the employee to comply with the instruction and if it is
the Agreement, a subsequent grievance is the vehicle for protesting the order.
See Third Division Award 21059. Here Claimant clearly refused the instruction
given and hence, substantial evidence exists to justify the Carrier's conclusion that Rule M was vio
Finally, we conclude that with respect to the amount of discipline
assessed, the penalty of discharge is too severe in this case. First, the
Carrier based its decision to assess a dismissal from service on the basis of
violations of Rule G and insubordination under Rule M. We have found that
the Rule G violation has not been proven. Second, for the insubordination
involved in this case, we feel that dismissal is sufficiently unfair, arbitrary and capricious so as
Third, we have taken into account Claimant's past record, which shows a number
of prior suspensions. We can consider Claimant's past disciplinary record for
reviewing whether the amount of the discipline imposed was arbitrary or capricious as opposed to a d
Claimant should be returned with seniority unimpaired, but without compensation for time lost.
FINDINGS: The Third Division of the Adjustment Board, upon the whole record
and all the evidence, finds and holds:
That the parties waived oral hearing;
That the Carrier and the Employes involved in this dispute are
respectively Carrier and Employes within the meaning of the Railway Labor Act,
as approved June 21, 1934;
That this Division of the Adjustment Board has jurisdiction over the
dispute involved herein; and
That the discipline was excessive.
A W A R D
Award Number 26391
Docket Number CL-26707
Claim sustained in accordance with the Opinion.
Page 5
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Executive Secretary
Dated at Chicago, Illinois this 13th day of July 1987.