Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 26920
THIRD DIVISION Docket No. MW-27035
88-3-86-3-62
The Third Division consisted of the regular members and in
addition Referee Edwin H. Bann when award was rendered.
(Brotherhood of Maintenance of Way Employes
PARTIES TO DISPUTE:
(Portland Terminal Railroad Company
STATEMENT OF CLAIM: "Claim of the System Committee of the Brotherhood that:
(1) The dismissal of Sectionman J. A. Porter for alleged:
'...
responsibility, if any, concerning the alleged
personal injury, failure to protect a regular assignment, and being on company property with the odo
alcohol on your breath and a blood alcohol content of
.06X. ***'
was arbitrary, capricious, without just and sufficient cause and on the basis
of unproven charges (Carrier's File BMWE 500).
(2) The claimant shall be reinstated with seniority and all other
rights unimpaired, his record cleared of the charges leveled against him and
he shall be compensated for all wage loss suffered."
FINDINGS:
The Third Division of the Adjustment Board upon the whole record
and all the evidence, finds that:
The carrier or carriers and the employe or employes involved in this
dispute are respectively carrier and employes within the meaning of the
Railway Labor Act as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the
dispute involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
As a result of charges dated December 13, 1984, hearing on December
19, 1984, and letter dated December 21, 1984, Claimant, a Sectionman with
approximately six years of employment with the Carrier, was dismissed from
service.
Form 1 Award No. 26920
Page 2 Docket No. MW-27035
88-3-86-3-62
On November 29, 1984, Claimant was operating a spiking gun. The gun
slipped from Claimant's hand and Claimant was pulled or jerked towards the
gun's compressor. Claimant noticed oil leaking from the compressor. Claimant
did not inform the Carrier's Supervisors on November 29, 1984, that the incident occurred. According
sustained an injury.
Although Claimant was scheduled to begin working at 7:30 a.m. on
November 30, 1984, he did not report for duty at that time and further did not
call in to report off. Claimant testified that when he awoke at 5:30 a.m. he
felt a sharp pain in his lower back. Claimant took a muscle relaxer as a
medication that "make[s] you sleep." Claimant was previously instructed by a
physician that after taking the medication ("flexadril") that "I am not
suppose to drive or run any kind of machinery." Claimant was driven to a
hospital emergency room at 9:30 a.m. and, after a brief examination, was given
prescriptions for medication and was released. Claimant then drove to work.
Between 11:00 and 11:15 a.m. Claimant reported at the Carrier's
Guilds Lake Yard and told Track Foreman G. Kasahara that he was injured at
approximately 2:00 p.m. on the previous day. At the time, Claimant presented
Kasahara with slips verifying that he sought medical attention. Kasahara
called the Carrier's Engineer D. Mathison who then met with Claimant and
Kasahara. Claimant also told Mathison that he injured himself at approximately 2:00 p.m. the previou
spoke with Claimant on November 30, 1984, Claimant had already completed a
written report concerning the injury.
After reviewing the injury report, Claimant, Kasahara and Mathison
inspected the spiking gun that Claimant was using at the time of his injury.
After returning to Kasahara's office, Mathison asked Claimant why he did not
call the Carrier earlier that morning to report off. Claimant responded that
his back hurt him to such a degree that he proceeded directly to a hospital
emergency room. The conversation then turned to Claimant's ability to perform
light duty on that day. Mathison agreed that Claimant could perform light
duty that day since the extent of his injury was not known. Kasahara then
stated that Claimant had alcohol on his breath. Claimant was asked if he had
been drinking. Claimant denied drinking but stated that he was drinking
during the previous night. Claimant testified that the last drink he had was
"about midnight" and that:
"I had just about as many as everybody else
there had. I don't know. It was probably about
eight bottles of beer [sixteen ounce cans] and
between me and Collins we drank about three
pitchers of beer at the tavern."
Mathison and Kasahara testified that they noticed nothing in Claimant's appearance or actions th
under the influence of alcohol. Claimant was asked to take a blood alcohol
test. Claimant agreed and the test was administered at approximately 1:00 p.m.
Form 1
Page 3
Award No. 26920
Docket No. MW-27035
88-3-86-3-62
At approximately 5:00 p.m. on November 30, 1984, Mathison received a
call from Dr. W. Jones who told Mathison that the laboratory had the results
of Claimant's test and the teat revealed a blood alcohol content of .06X. The
record in this proceeding shows a note from Dr. Jones dated November 30, 1984,
attaching the test results from the laboratory. The tests results further
state:
"less than 0.05% = negligible
0.05% - 0.09% = influencing
greater than 0.09% = intoxication"
At the hearing, Carrier's Chief of Police D. Guloeh testified that
based upon his experience as a police officer and his training with the Oregon
Police Academy concerning drunk drivers, breathalyzer certification and having
been trained in the area, it is standard knowledge that alcohol dissipates
from the body at the rate of approximately .015% per hour. Based upon Claimant's test results showin
concluded that Claimant's blood alcohol level would have been .25X at midnight; .15X at 7:00 a.m.; a
Gulosh, Oregon law at the time of this incident considered a level of .OS% to
be under the influence.
Claimant does not own a phone. Claimant did not return to work until
December 12, 1984. At that time and up until his dismissal, Claimant performed light duty.
The Organization first argues that Claimant was denied a fair and
impartial hearing within the meaning of Rule 26(a) since the Hearing officer
(who was also the charging officer) refused to testify. Standing alone, the
fact that a hearing officer assumes multiple roles does not indicate that the
employee was denied a fair hearing. See Second Division Award 8272. Our
examination of the record discloses that aside from the notification of the
charges and the date of the hearing, conducting the hearing and issuing the
letter of December 21, 1984, dismissing Claimant from service, the Hearing
Officer had no direct first hand involvement in the events leading up to the
disciplinary action that would require him to testify. As set forth above,
the Carrier officials with that knowledge were Mathison and Kasahara. Those
individuals testified at length concerning the incidents and were subjected to
rigorous cross examination. Inasmuch as the parties' Agreement does not preclude the procedure utili
right to a fair hearing was otherwise violated by the procedure utilized under
the particular facts of this case, we must reject the Organization's assertion
that Claimant was deprived of a fair and impartial hearing. First Division
Award 20071 cited by the Organization is not applicable since that Award
refers to situations where the hearing officer has played an integral part in
the investigation of the events leading up to the disciplinary action and is
believed to possess necessary and material information for the fact finding
proceedings. This record does not show that to be the case in this matter.
Form 1 Award No. 26920
Page 4 Docket No. MW-27035
88-3-86-3-62
The relevant Rules state:
"D. Accidents, injuries,
...
must be reported
by the quickest available means of communication
to the proper authority, and must be confirmed
by wire or on required form."
"G. The use of alcoholic beverages or narcotics
by employes subject to duty is prohibited. Being under the influence of alcoholic beverages
or narcotics while on duty or on Company property is prohibited. The use or possession of
alcoholic beverages or narcotics while on duty
or on Company property is prohibited."
"702 Employes must report for duty at the
designated time and place . ... They must not
absent themselves from duty, exchange duties
with or substitute others in their place without
proper authority."
With respect to the Rule G violation, we are of the opinion that
substantial evidence exists in the record to support the Carrier's conclusion
that a violation of that Rule occurred. First, Claimant readily admits that
he consumed a rather substantial amount of beer several hours prior to his
scheduled reporting time. By his own account, by midnight prior to his
scheduled reporting time Claimant consumed eight sixteen ounce cans and shared
three additional pitchers with another individual. Second, the unrefuted evidence shows that Claiman
appeared on the Carrier's property at 11:00 a.m. on November 30, 1984. Third,
although we do not place as much independent weight upon the results of the
blood alcohol test but view that test more in the nature of corroborative
evidence (see discussion below), the record does demonstrate that Claimant
tested high for blood alcohol content almost six hours after his scheduled
reporting time. We find it unnecessary to assess weight to the testimony
concerning the precise level of blood alcohol that could be extrapolated by
the asserted dissipation rates since we are not required to determine whether
those extrapolations show that Claimant was legally under the influence under
the provisions of Oregon's statutes. The fact remains that when Claimant
appeared on the Carrier's property on November 30, 1984, he admittedly had
been drinking substantial amounts of beer several hours prior to reporting for
duty; he had the odor of alcohol on his breath and he tested positive several
hours after his scheduled reporting time. Under the substantial evidence
standard we need go no further to conclude that the Carrier has met its
burden. Contrary to the Organization's argument, the fact that Claimant was
not technically "on duty" when he appeared at the Carrier's yard on November
30, 1984, does not negate the violation. By its terms, Rule G prohibits an
employee from being under the influence not only while on duty, but also while
"on Company property."
Form 1 Award No. 26920
Page 5 Docket No. MW-27035
88-3-86-3-62
Considering the above, the Organization's arguments that Claimant's
due process rights were violated as a result of the introduction of a copy of
the blood alcohol test administered to Claimant on November 29, 1984, without
presenting the author for cross-examination cannot change the result in this
case. The admission of written statements in investigations without the
writer being present is not error per se. See Second Division Award 6232.
However, a balance must be struck and when all of the evidence against an
employee consists of assertions in written statements whose authors cannot be
cross-examined because they are not present at the investigation and where the
employee further denies the allegations contained in those statements, the
right to a fair hearing may well be_infringed upon. In this case, while the
author of the medical report was not present at the hearing, Claimant nevertheless has admitted that
he consumed a rather substantial amount of beer. Coupled with the evidence
that Claimant had the odor of alcohol on his breath, in the final analysis,
the report is merely corroborative and cumulative of Claimant's admissions and
the other independent evidence showing his condition and the Rule G violation.
On balance, we do not believe under the circumstances that the failure to
present the preparer of the report can change the result.
Under the provisions of Rule D Claimant was required to report the
injury to the Carrier by "the quickest available means of communication." He
did not do so. The record is unclear concerning the specifics of the incident
on November 29, 1984. The only direct evidence in this regard came from Claimant who testified that
his hand and he was "taken down to the compressor
...
(p)ulled me down into
the machine." The evidence further shows that at the time of the incident,
Claimant felt no pain. His pain was not manifested until the following
morning at 5:30 a.m. Rather than calling the Carrier, Claimant went to the
hospital. Giving Claimant the benefit of the doubt for November 29, 1984, the
Rule nevertheless required Claimant to at least notify the Carrier "by the
quickest available means" on November 30, 1984, after he experienced the back
pain. Although Claimant did not have a phone, he certainly could have called
the Carrier from the hospital. This is not the kind of situation where it was
impossible for Claimant to call due to the gravity of his condition or the
medical treatment that he was receiving. On the contrary, Claimant received
outpatient treatment and was well enough to drive to work after the hospital
visit. Here, Claimant was also well enough to be considered for light duty.
He could certainly have made contact with the Carrier earlier than he did. As
do similar injury reporting rules, Rule D protects both the Carrier and the
employee. The prompt reporting of an injury permits the Carrier to take steps
to eliminate the cause of the injury and limit further liability (in this
case, corrective action concerning the spiking gun so that no other employee
suffered a similar injury) and also benefits Claimant due to the Carrier's
obligation to furnish medical care. See e.g., Second Division Award 11130,
Third Division Award 26232, Fourth Division Award 4199. It is well established that an employee who
so at his peril. Thus, the record supports the conclusion that Claimant did
not use, in the Rule's terms, the "quickest available means" to report the
injury. Claimant waited almost four hours after his starting time to make the
report. The record supports the conclusion that he could have done so sooner.
Indeed, Claimant was specifically asked at the hearing if he followed the
provisions of Rule D and Claimant admitted that he had not.
Form 1 Award No. 26920
Page 6 Docket No. MW-27035
88-3-86-3-62
With respect to the Rule 702 violation, again, substantial evidence
supports the Carrier's determination that a violation of that Rule has taken
place. The Rule specifically requires that employees not absent themselves
from duty without proper authority. The Carrier's Job Bulletin ##429 further
states that "If you are unable to report for your regular shift because of
sickness or an emergency, you are responsible to inform Foreman Kasahara or
Engineer Mathison prior to the beginning of your shift." Claimant was absent
on November 30, 1984, for almost four hours without proper authority and without calling in. Clearly
Our function is not to substitute our judgment for that of the Carrier. We are confined only to
to support the Carrier's conclusions. After close examination of this record,
and for the reasons discussed, we are satisfied that substantial evidence
exists in the record to support the Carrier's determination that the above
discussed Rules were violated. Under our limited review capacity we cannot
disturb the amount of discipline imposed unless it appears that the amount of
discipline was arbitrary or capricious so as to constitute an abuse of the
Carrier's discretion. Under the articulated review standard we are unable to
say that when the violations are viewed in their totality Claimant was not
deserving of the degree of discipline imposed. The Carrier has attached
Claimant's prior disciplinary record to its Submission along with correspondence concerning Claimant
argues that dismissal was not excessive. We agree with the Organization that
we cannot consider those items since they were not a part of the proceedings
on the property. Nevertheless, the facts in this case show that Claimant
delayed reporting an injury; failed to report for duty as required and further
failed to call in prior to his reporting time; and finally appeared on the
Carrier's property under the influence of alcohol. Such offenses are quite
serious when taken as a whole. We can find no basis to disturb the Carrier's
action in this case.
A W A R D
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD.
By Order of Third Division
Attest:
4zr:!~
Nancy J /A4er - Executive Secretary
Dated at Chicago, Illinois, this 30th day of March 1988.