Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 27223
THIRD DIVISION Docket No. MW-27610
88-3-87-3-133
The Third Division consisted of the regular members and in
addition Referee Jack Warshaw when award was rendered.
(Brotherhood of Maintenance of Way Employes
PARTIES TO DISPUTE:
(Union Pacific Railroad Company
STATEMENT OF CLAIM: "Claim of the System Committee of the Brotherhood that:
(1) The dismissal of Sectionman A. Sanchez for personal injuries
'...
which far exceeds the norm for similar employes in your classification
....'
was without just and sufficient cause, on the basis of unproven
charges and in violation of the Agreement (System File D-72/013-210-S).
(2) The claimant shall be reinstated with seniority and all other
rights unimpaired, his record cleared of the charges leveled against him and
he shall be compensated for all wage loss suffered."
FINDINGS:
The Third Division of the Adjustment Board upon the whole record and
all the evidence, finds that:
The carrier or carriers and the employe or employees involved in this
dispute are respectively carrier and employes within the meaning of the
Railway Labor Act as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the
dispute involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
The Claimant was hired by the Carrier on February 1, 1977, and on
April 1, 1986, was employed as a Sectionman. While working in the Carrier's
Fischer Yards on April 1, 1986, the Claimant sustained a personal injury.
On April 28, 1986, the Carrier served a Notice of Hearing on the
Claimant instructing him to attend investigation on May 1, 1986, to develop
facts and place responsibility on charges that his employment record indicates
an injury on April 1, 1986, and an accumulative personal injury record consisting of 14 personal inj
employees in your classification, indicating a violation of General Notice
(A), (B), General Rules A, B, D, 1, 607(1). Safety Instructions 4000 and 4001
of Form 7908, 'Safety, Radio and General Rules for all employes' *** You will
be withheld from service pending such hearing pursuant to Rule 48(o)."
Form 1 Award No. 27223
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88-3-87-3-133
On May 6, 1986, the organization filed a claim alleging that the
nature of the investigation, i.e., looking at personal injuries dating back to
1977 violated the time requirements of Rule 48(a). The Organization also
asserted that by withholding the Claimant from service prior to the hearing
the Carrier violated Rules 48 and 50.
On May 15, 1986, the Carrier's District Engineer denied the May 6,
1986, claim stating that it would be improper for him to become involved in
the matter while it was being handled at the local level. On May 13, 1986,
the hearing was held. As a result of the hearing the Claimant was advised on
May 29, 1986, that the charges against him had been sustained and that he was
therefore dismissed from the Carrier's service.
On June 4, 1986, the Organization appealed the Claimant's dismissal
alleging both procedural and substantive errors by the Carrier warranting that
the claim be allowed. The Organization contends that 1) the Claimant was not
accorded a fair and impartial hearing when he was removed from service prior
to the hearing in violation of Rule 48(a); 2) the notification of charges as
presented on April 28, 1986, were not clear and precise as required by Rule
48(c); 3) the Carrier violated Rule 48(a) by investigating thirteen (13)
accidents that were each outside the thirty (30) calendar day time limits
provided for in the Rule; 4) the Carrier failed to produce substantial and
probative evidence that the Claimant committed serious violations of the Rules
while sustaining personal injury on April 1, 1986; and 5) the Carrier failed
to demonstrate that the Claimant was responsible for his on the property
injuries.
The pertinent Agreement rules provide as follows:
"RULE 48. DISCIPLINE AND GRIEVANCES
(a) Except as provided in Paragraph (k), (1)
and (m) of this provision, an employe who has been
in service more than sixty (60) calendar days,
whose application has not been disapproved, shall
not be dismissed or otherwise disciplined until
after being accorded a fair and impartial hearing.
Formal hearing, under this rule, shall be held
within thirty (30) calendar days from the date of
the occurrence to be investigated or from the date
the Company has knowledge of the occurrence to be
investigated, except as provided hereinafter.
(c) Prior to the hearing, the employe alleged
to be at fault shall be apprised in writing of the
precise nature of the charge(s) sufficiently in
advance of the time set for the hearing to allow
reasonable opportunity to secure a representative
of his choice and the presence of necessary wit-
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88-3-87-3-133
nesses. The General Chairman and the Assistant
General Chairman in the territory involved shall be
furnished a copy of the charges preferred against
an employe.
* *
(o) It is understood that nothing contained
in this rule will prevent the supervisory officer
from suspending an employe from service pending
hearing where serious and/or flagrant violations of
Company rules or instructions are apparent, provided, however, that such hearing shall be conducted
within thirty (30) calendar days from the date the
employe is suspended and a decision rendered within
twenty (20) calendar days following the date the
investigation is concluded."
The Board finds no fatal procedural errors by the Carrier in its
handling of this case which would warrant us to set the Carrier's action
aside. Agreement Rule 48(o) permits the Carrier to withhold an employee from
service pending hearing where it appears that serious or flagrant violations
of Company rules or instructions may have occurred. It has been repeatedly
held that withholding an employee from service prior to the hearing is not
discipline but rather a part of the process leading to an eventual determination. Also Rule 48(b) pr
charges against the employee are not upheld. Thus an employee is protected
against unfair removal from service pending a hearing if he is subsequently
exculpated of the charges against him.
The Board also finds that the notification of charges against the
Claimant were sufficiently clear and precise as to enable him to prepare an
adequate defense. There was no element of surprise or deceit in the Notice of
Hearing and no ambiguity as to the nature of the charges. Moreover, the transcript of the hearing di
would allow a recess at any time for the Organization to prepare a defense if
it so desired or needed more time to do so.
As regards the application of the time limits of Rule 48(a) upon the
Carrier's review of the Claimant's personal injury record, the Board notes and
subscribes to the position taken in First Division Award No. 20438 in which
similar arguments were propounded by the Organization. In rejecting the Organization's contention, t
"On this contention the Division finds as follows:
(a) The first of carrier's two charges was an
allegation of accident-proneness. By its very
nature this charge could not properly have been
made right after the first injury reports were
filed by claimant. To have proper foundation said
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88-3-87-3-133
charges could have been correctly made only after
an accumulation of injury reports. (b) Given this
holding, carrier could properly have filed its
charge soon after the ninth or latest and most
serious injury report of claimant. Thereafter the
critical question here is whether carrier had
reasonable justification for waiting more than
fifteen months after said latest injury to lay its
charge."
As to the merits of the Carrier's action the Board has carefully
reviewed the investigation transcript and finds that there is sufficient
probative evidence in the record, including the Claimant's admissions, to
support the Carrier's finding of guilt in this case. The record established
that the Claimant's frequency of personal injuries differed markedly from
those of his co-workers who were performing the same work and were on the same
seniority roster. Also the Claimant's testimony at the hearing was in fact
contradictory and conflicted with that of other witnesses. Thus the issue of
the Claimant's credibility was an appropriate factor for the Carrier to consider in considering the
this Board may not substitute its judgment for that of the Hearing Officer who
was able to observe the witnesses and evaluate their testimony.
Moreover, the record indicates that the Claimant did not respond to
the Carrier's efforts to impress upon him the need for safe work habits. As
the weekly safety meetings, safety rules, safety functions and counseling by
Carrier officials failed to bring about an improvement in the Claimant's
safety awareness, the Carrier was justified in concluding that the Claimant
was a danger to himself and others.
In summary, the Board finds no reason to disturb the Carrier's
action. The discipline assessed was supported by the record and the Seriousness of the Claimant's of
A W A R D
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Attest:
Nancy J. - Executive Secretary
Dated at Chicago, Illinois, this 20th day of July 1988.