Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 27293
THIRD DIVISION Docket No. MS-26733
88-3-85-3-483
The Third Division consisted of the regular members and in
addition Referee Dana E. Eischen when award was rendered.
(Matthew T. Marley
PARTIES
TO DISPUTE:
(Port Authority Trans-Hudson Corporation
STATEMENT OF CLAIM: "That the Carrier's final decision of August 24, 1984, to
impose upon me a suspension consisting of 7 days off from
work without pay, for charges of violating rule 7 of the PATH Book of Rules
with regard to insubordination.
It is my position that the Carrier failed to recognize any of the
evidence provided at the hearings of April 5, 1984, and July 27, 1984, by me
and my union representative which consisted of numerous facts pertaining to
Safety.
Since the suspension has not yet been enforced, I am hereby appealing
the PATH decision and am seeking an award that will reverse the decision and
clear my employment record.
In the event the suspension is imposed, I am hereby seeking
reimbursement of all pay lost due to such suspension."
FINDINGS:
The Third Division of the Adjustment Board upon the whole record and
all the evidence, finds that:
The carrier or carriers and the employe or employes involved in this
dispute are respectively carrier and employes within the meaning of the
Railway Labor Act as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the
dispute involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
On November 25, 1983, Claimant was working as Signal Maintainer at
Hoboken, New Jersey, under the direction of a Signal Foreman. On that morning
the Trainmaster called Signal Foreman at about 10:00 a.m. and directed him to
"check out" a reported smoke condition and possible fire in the underground
tunnels near Carrier's 14th Street Station in New York City. The record shows
that Carrier experiences some 300 reported smoke and fire conditions annually.
Many of these reports turn out to be false alarms or minor paper and rag
fires; but some of the reports prove to involve major fires, such as one in
1982 which released PCB-laden smoke into the tunnels. The smoke condition
Form 1 Award No. 27293
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88-3-85-3-483
at 14th Street was confirmed and reported to the NYC Transit Authority and
the Police and Fire Departments of New York City, each of whom responded by
sending a unit to investigate. The Trainmaster also instructed the Signal
Foreman, however, to send the Signal Maintainer from 33rd Street to investigate. The Signal Foreman
unavailable and suggested sending instead Claimant, the Signal Maintainer at
Hoboken, New Jersey. The supervisors agreed that Claimant should take a train
from Hoboken into 14th Street and look for the cause of the smoke in the
tunnel.
The Signal Foreman instructed Claimant by telephone and told him
about the smoke report. He then directed him to board a train and go to 14th
Street to check it out. Claimant responded in words of substance that
firefighting was not part of his signal maintenance job. When the Signal
Foreman reissued the directive, emphasizing that it was a direct order,
Claimant responded in words or substance: "Responding to smoke conditions or
fires is voluntary and I don't want to be involved with this." The Signal
Foreman thereupon terminated the conversation, reported to his supervisors
that Claimant had refused to follow his orders, and proceeded to 14th Street
himself. Upon arrival he learned that the source of the smoke was a small
fire which had been extinguished.
Based upon the foregoing Carrier charged Claimant with insubordination, found him guilty, and as
Claimant testified that he refused the direct order because: 1) he feared for
his personal health and safety, and 2) he had been informed and otherwise led
to believe by Carrier safety officials that responding to smoke/fire reports
was a voluntary assignment for signal maintainers.
The burden of persuasion is upon the employee to produce sufficient
evidence to warrant application of the well-known safety exception to the old
maxim "Obey now and grieve later." The record before us contains no objective
evidence indicating that Claimant, at the time he refused the order, was fearful for his safety. The
such concerns to his supervisor. Assuming arguendo that he had such a concern
and that it was reasonable he made no mention of until after the fact when he
was accused of insubordination. Given the state of the record we cannot justify Claimant's conduct o
reverse the discipline. According to Claimant's unrefuted testimony he and
several other signal employees were told by a Safety Supervisor at a Spring
1983 safety meeting that responding to smoke and/or fire reports was voluntary
for signal employees. In addition to Claimant's testimony, he and five other
signal employees as well as the General Chairman of the Organization, signed a
statement attesting that the Safety Supervisor answered a question from the
General Chairman by stating that response to smoke and/or fires was voluntary.
While the record does not show the context of the question and answer or what
the Safety Supervisor may have actually meant, it is clear that he conveyed an
impression to all in attendance that signal employees may or may not respond
to smoke and/or fire reports in their discretion. The Safety Supervisor in
question, a witness at the investigation, testified on cross-examination that
he could not recall whether the question and answer had occurred at the safety
meeting.
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88-3-85-3-483
In addition to the foregoing evidence, Claimant also testified without contradiction that follow
November 25, 1983, signal employees, including himself, on several occasions
declined supervisor's instructions to respond to smoke or fire condition
reports. Neither Claimant nor any other employee who refused such an order
were charged with insubordination until the incident of November 25, 1983.
We are persuaded that on November 25, 1983, Claimant had a reasonable
good faith belief, engendered and fostered by statements and actions of
Carrier officials, that he had a right to decline Foreman Cotter's order to
investigate the 14th Street smoke condition. Whether well-founded or not,
Claimant was led to this belief by Safety Officer remarks at the Spring 1983
Safety Meeting and by condonation of such declination subsequently by Carrier
supervisors.
It should be noted that we do not reach nor do we express or imply
any opinion on the question whether Carrier may, under applicable contracts,
regulations and statutes and upon due notice, require or mandate signal employees like Claimant to r
as part of their duties. Nor have we decided whether an express fear for
safety in such circumstances would warrant a refusal of such an order. Those
issues are not before us for determination in this case. We hold only that in
the particular facts and circumstances of this record Carrier was not justified for disciplining Cla
A W A R D
Claim sustained.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Attest:
J. Dy -Executive Secretary
Dated at Chicago, Illinois, this 12th day of August 1988.