Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 27302
THIRD DIVISION Docket No. MS-26836
88-3-86-3-121
The Third Division consisted of the regular members and in
addition Referee George S. Roukis when award was rendered.
(Luther Johnson
PARTIES TO DISPUTE:
(National Railroad Passenger Corporation (Amtrak)
STATEMENT OF CLAIM:
"NEC-BRAC-SD-520 Luther Johnson
Carrier's refusal to allow Luther Johnson to
exercise his seniority and return to work."
FINDINGS:
The Third Division of the Adjustment Board upon the whole record and
all the evidence, finds that:
The carrier or carriers and the employe or employes involved in this
dispute are respectively carrier and employes within the meaning of the
Railway Labor Act as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the
dispute involved herein.
Parties to said dispute were given due notice of hearing thereon.
As Third Party In Interest, the Brotherhood of Railway, Airline and
Steamship Clerks was advised of the pendency of this dispute and filed a
Submission with the Division.
The basic facts in this case are set forth as follows:
On October 14, 1976, Claimant suffered an on-the-job injury while
employed as a Baggageman, at Penn Station, New York. He subsequently filed a
complaint in United States District Court, Southern District of New York on
February 7, 1977, wherein he alleged that as a result of such injury he became
"sick, sore, lame and disabled; suffered severe and serious injuries to his
head, body, and limbs; severe shock to his nerves and nervous system and
[believed that said injuries would] be permanent in effect." Claimant returned to work
injuries on March 22, 1978, and July 17, 1979, respectively. On July 23,
1979, Claimant was medically examined by a Carrier physician and found able to
work; but on August 1, 1979, he was placed on an indefinite medical leave of
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absence upon the advice of his personal physician. On February 25, 1981, some
eighteen (18) months later, Claimant's case was heard in the aforesaid District Court, at which time
the permanency of his disability. The jury returned a verdict favorable to
the Claimant and awarded him a judgement of $220,000. Approximately twenty
(20) months later on October 12, 1982, Claimant reported to the Carrier's
General SupervisorCommissary, Penn Station, New York, with a note from his
personal physician attesting that he was able to return to duty. He was not
permitted to do so based upon the monetary judgement and his physician's court
testimony that he was permanently disabled. No Claim was filed in connection
with Carrier's refusal. In his petition to the Board Claimant asserted that
he secured a more detailed medical note from his physician on October 13,
1982, which in essence supposedly affirmed that his treatment was conservative
and, accordingly, he was able to return to work the next day. Claimant stated
that notwithstanding this more detailed explanation, Amtrak's Commissary Supervisor dented him the o
was still carried on a Seniority Roster with a seniority date of July 8, 1974.
Between October 13, 1982 and April 5, 1983, BRAC's Division Chairman discussed
the matter with the District Manager of Labor Relations and requested on the
latter date that a Medical Board be convened to ascertain Claimant's actual
physical condition. This request was refused and according to Claimant, he
believed that up until January 14, 1985, when a formal grievance was filed,
his "grievance" was being timely handled. In his petition, he contended that
he had reported contact with various officers of BRAC and Amtrak concerning
his "grievance," but noted that he did not possess documentation as to what
transpired between Carrier's refusal to establish a Medical Board and January
14, 1985. In this connection, the record shows that by letter dated May 4,
1983, Carrier denied the BRAG Division Chairman's request and also pointed out
that Claimant was not removed from service by a Carrier physician within the
meaning of Rule 8-D-1. This Rule, in part, reads:
"(a) When an employee has been removed from service
account of an examination made by a Corporation physician, the employee may request, individually or
his Division Chairman, that the question of his physical
fitness to continue in his present occupation be finally
decided before he is permanently removed therefrom."
On this point, it was Carrier's position that said rule was inapplicable to
Claimant's situation.
By letter dated September 11, 1984, Claimant wrote to the District
Manager of Labor Relations requesting permission to report for service. He enclosed a note from his
that he was able to return to work. By letter dated October 8, 1984, the District Manager of Labor R
was awarded a monetary judgement in a court of law predicated on the fact that
he was permanently disabled. This letter read, in part,
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"We have reviewed the documents enclosed with your letter
concerning the judgement entered against Amtrak in con
nection with the permanent disability you incurred as a
result of an on-the-job injury. It is our understanding
that the judgement was rendered in your favor based on
the testimony in court of both you and your physician at
testing to the permanency of your disability.
In view of the Court's decision we are unable to permit
you to return to duty."
A formal claim was filed by the Vice General Chairman on January 14,
1985, asserting Agreement violations when Carrier refused to allow Claimant to
exercise his seniority. He charged that Rules 1, 2-A-7, 2-B-1, 5-D-1 and
8-D-1 were violated. The Commissary Supervisor denied the claim under date of
March 15, 1985. Upon appeal to the District Manager Labor Relations, the
Claim was assigned File Number NYP-BRAC-25/0585, handled in conference on May
9, 1985 and denied by letter dated July 5, 1985 wherein Carrier tendered a
comprehensive written denial and detailed a response to each of the cited rule
violations. It noted at the outset that the Claim was procedurally defective,
since the presentation of a Claim was made on January 14, 1985, well beyond
the prescribed time limits of Rule 7-B-1 (a). It used its October 8, 1984,
denial letter to Claimant as the date to toll the occurrence of the asserted
Claim. By letter dated July 17, 1985, BRAC's General Chairman apprised
Claimant that the Organization would not further handle the Claim and set
forth the Organization's reasons for such action. The Organization also
advised that it had no objection if Claimant's attorney progressed the Claim.
The pertinent parts of this letter are reproduced as follows:
"We have been progressing your grievance in accordance with the Railway Labor Act and the collec
bargaining agreement. Simultaneous therewith we have
been investigating the underlying merits of your claim
both with regard to the facts, your previous testimony,
and those arbitration cases that have been decided
which involved facts similar to those you have raised.
On the latter, we are attaching copies of Second Division Award 7976, Third Division Awards 23830, 2
and 13524 for your convenience. They hold that an
emloyee such as yourself who prevails on an FELA claim
wherein permanent disability was claimed and recovered
upon cannot claim re-employment on the ground that he
is no longer disabled.
We have learned that your physician's testimony
used at trial was to the effect that you were permanently disabled. You also testified that you were
disabled. Moreover, your attorney in summation claimed
you were entitled to recover $15;000 per year for 30
years. The jury rendered a $220,000 verdict. In light
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of these and other facts regarding your claim and the
clear weight of arbitral authority against your position, we have concluded that your claim lacks me
cannot be successfully progressed to arbitration. We
have therefore concluded to decline further handling of
your claim.
We also note that your attorney unsuccessfully
sought in federal court to enjoin BRAC from the further
handling of this claim on your behalf and from having
further contact with you. However, your attorney has
been advised that BRAC has no objection to his progressing your Claim to arbitration on your behalf.
It was Claimant's position that based upon Carrier's contention that
the Claim was procedurally defective, namely, that the instant Claim was untimely filed, the Board m
his Claim, to exercise his seniority, under the time limit provisions of the
Agreement. He also argued that the legal doctrine of estoppel, as defined in
Scarano v. Central RR of New Jersey (203 F2d 510) was inapplicable herein.
(First Division Awards 17454, 17459, 17462, 17500, 17645, 18205, 18486, 18532,
19276, 19287, 19288, 19374 and 19595 were cited as on point).
In defense of its actions, Carrier argued that the Claim was untimely
filed and thus procedurally defective, and without standing on its merits, in
view of the legion of Awards fully supporting its position. In effect, Carrier maintained that once
he was permanently disabled and received a judgement for future wage losses
based on such assertions, the employee was estopped from later contending that
he was able to return to work. It cited several federal court decisions to
affirm its point, including the Scarano case previously noted. In Scarano,
the U.S. Court of Appeals held in part that:
"A plaintiff who has obtained relief from an adversary by asserting and offering proof to suppor
one position may not be heard later in the same court
to contradict himself in an effort to establish against the same adversary a second claim inconsiste
with his early contentions. Such use of inconsistent
positions would most flagrantly exemplify that playing
fast and loose with the courts which has been emphasized
as an end the courts should not tolerate."
See also Jones v. Central of Georgia, (331 F. 2d 649) Wallace v. Southern
Pacific Company (106 F. Supp. 742,) and Buberl v. Southern Pacific Company
(94 F. Supp 11). In addition, numerous National Railroad Adjustment Board and
Public Law Board Awards were referenced to underscore the application of estoppel herein. See Second
Awards 6215, 13524, 22598 and Award No. 1 Public Law Board No. 1735 and Award
No. 9 Public Law Board No. 3530, et al.)
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In considering this case we disagree with Carrier's position that the
Claim filed on January 14, 1985, was procedurally defective. Based on a careful reading and a painst
one time grievable event. Rather and based upon observable historical developments, we find that sai
more in the nature of an on-going inquiry for employment reinstatement. If
anything, a de facto continuing Claim was present. Consequently, we are constrained by these factors
defeat the manifest purposes of the Agreement's grievance resolution machinery
under these circumstances to find otherwise.
As to the merits of the Claim and consistent with our determinations
in analogous type cases, we must flatly deny the Claim on the grounds of estoppel. Claimant was awar
basis that he was permanently disabled and it was this medical contention affirmed by expert opinion
recent case, involving the same Carrier and a similar type Claim, we applied
the doctrine of estoppel to deny the Claim. In the case at bar we find no
distinction to warrant a diametric conclusion. In that case, an employee was
awarded $300,000 for permanent injuries and later sought job reinstatement
based upon a physician's note that he was able to return to service. In denying that Claim, we point
employee's disability would prevent his working again for the railroad, which
was essentially the implicit conclusion of the jury which awarded Claimant
herein $220,000 in 1981. (See Third Division Award 26366 for details). We
also referenced in that decision, Third Division Award 26081, wherein we
stated: "It would be unfair now to say that Claimant's disability was not
finally decided by the Jury Award or that the Award was not accepted, monetarily so, by the Claimant
A W A R D
Claim denied.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Attest
Nancy JAG r - Executive Secretary
ut
Dated at Chicago, Illinois, this 12th day of August 1988.