Form 1 NATIONAL RAILROAD ADJUSTMENT BOARD Award No. 27864
THIRD DIVISION Docket No. CL-28336
89-3-88-3-92
The Third Division consisted of the regular members and in
addition Referee Paul C. Carter when award was rendered.
(Transportation Communications International Union
PARTIES TO DISPUTE:
(Missouri Pacific Railroad Company
STATEMENT OF CLAIM: "Claim of the System Committee of the Brotherhood
(GL-10249) that:
1. Carrier violated the Agreement between the parties when it
arbitrarily and injudiciously assessed Clerk Mike Montalvo's record with
ninety (90) days actual suspension.
2. Carrier's action was unjust, arbitrary and an abuse of discretion.
3. Carrier shall now be required to expunge the charges, record of
investigation and discipline from Clerk Montalvo's personal record file and to
compensate Mr. Montalvo for all wage and other loss account Carrier's action."
FINDINGS:
The Third Division of the Adjustment Board upon the whole record and
all the evidence, finds that:
The carrier or carriers and the employe or employes involved in this
dispute are respectively carrier and employes within the meaning of the
Railway Labor Act as approved June 21, 1934.
This Division of the Adjustment Board has jurisdiction over the
dispute involved herein.
Parties to said dispute waived right of appearance at hearing thereon.
Prior to the occurrence giving rise to the dispute herein, Claimant,
with about thirty-two years of service, was employed as a Clerk in what is
referred to as Carrier's Customer Service Center at Brownsville, Texas. On
December 5, 1986, Claimant was notified to attend formal Investigation on December 10, 1986:
...to develop the facts and place your individual
responsibility, if any, in connection with the
report of your allegedly conducting yourself in
such a manner that the Union Pacific Railroad was
subject to criticism and loss of good will while
you were employed as a CSC Clerk at Brownsville,
Texas."
Form 1 Award No. 27864
Page 2 Docket No. CL-28336
89-3-88-3-92
The Investigation was postponed and conducted on January 29, 1987,
following which Claimant was assessed discipline of 90 days suspension from
service.
A transcript of the Investigation conducted on January 29, 1987, has
been made a part of the record. The transcript shows that the initial Notice
of Investigation dated December 5, 1986, was corrected on December 10, 1986,
as follows:
"Report to the Trainmaster's office, Brownsville,
Texas at 10:00 A.M. on Wednesday, December 10,
1986, for Formal Investigation to develop the facts
and place your individual responsibility, if any,
in connection with the report that on November 21,
1986 you allegedly conducted yourself in such a
manner that the Union Pacific Railroad was subject
to criticism and loss of good will while you were
employed as CSC Clerk at Brownsville, Texas."
Rule 18(b) of the applicable Agreement reads in part:
"(b) At a reasonable time prior to the investigation he (employee) shall be advised in writing o
the precise charge against him and shall have a
reasonable opportunity to secure the presence of
necessary witnesses and representative. Carrier's
charge as provided herein must be made within ten
(10) days of the first date facts relating to the
charge are known by or to an officer of the Carrier
having jurisdiction within the administrative territory involved, and who is authorized to participa
In the Investigation, the Claimant's representative contended that
the charge against the Claimant was not issued within the ten day provision of
Rule 18(b). That contention was continued in the handling of the dispute on
the property. The contention was also made that Claimant was not afforded
notice of the precise charge.
The record is clear that a Carrier officer, as referred to in Rule
18(b) of the Agreement, had knowledge on November 21, 1986, of Claimant's
alleged actions on that date which resulted in the charge against him. If we
consider the date of December 5, 1986, the date of the original notice to
Claimant, or the date of December 10, 1986, the date of the corrected notice,
either date was beyond the ten-day requirement of Rule 18(b) that "Carrier's
charge ...must be made within ten (10) days of the first date facts relating to
the charge are known by or to an officer of the Carrier..." We consider the
requirements of Rule 18(b) to be mandatory. The time limit for issuing the
charge could only properly be extended by agreement of the parties. The Board
must apply the Agreement as written.
Form 1
Page 3
Award No. 27864
Docket No. CL-28336
89-3-88-3-92
We also find that the notice to Claimant of
"allegedly conducting yourself in such a manner
that the Union Pacific Railroad was subject to
criticism and loss of good will while you were
employed as a CSC clerk at Brownsville, Texas."
did not constitute a "precise charge" against Claimant. It did not specify
the action complained of on the part of Claimant, such as being discourteous,
indifferent, inconsiderate, uncooperative, rude or sarcastic, although many
such terms were used in the course of the Investigation; neither did the
notice to Claimant advise him to whom his alleged improper action or actions
were directed. We consider some of these elements, or a combination thereof,
to be essential to a precise charge in a case of the kind here involved. In
this connection, see Third Division Award 27863 involving a somewhat similar
situation.
We find that the charge against the Claimant was neither timely nor
precise, as required by the Agreement. The Claim will be sustained to the
extent provided in Rule 18(h) of the Agreement.
We point out, however, that numerous Awards of this Board have upheld
the admissibility of written statements in disciplinary proceedings, especially from nonemployes, wi
Awards 24704, 22618.)
A W A R D
Claim sustained in accordance with
the Findings.
NATIONAL RAILROAD ADJUSTMENT BOARD
By Order of Third Division
Attest:
/~ 4
fiancy J. D Executive Secretary
Dated at Chicago, Illinois, this 4th day of May 1989.